The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
51JOB INC | SP ADR REP COM | 316827104 | 851 | 8,714 | SH | SOLE | 8,714 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 318 | 3,436 | SH | SOLE | 3,436 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 353 | 2,158 | SH | SOLE | 2,158 | 0 | 0 | ||
ADIENT PLC | ORD SHS | G0084W101 | 688 | 13,994 | SH | SOLE | 13,994 | 0 | 0 | ||
ADOBE SYS INC | COM | 00724F101 | 447 | 1,832 | SH | SOLE | 1,832 | 0 | 0 | ||
AERCAP HOLDINGS NV | SHS | N00985106 | 589 | 10,873 | SH | SOLE | 10,873 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,198 | 1,074 | SH | SOLE | 1,074 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 211 | 187 | SH | SOLE | 187 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 273 | 1,478 | SH | SOLE | 1,478 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 263 | 1,104 | SH | SOLE | 1,104 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,514 | 8,177 | SH | SOLE | 8,177 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 843 | 18,259 | SH | SOLE | 18,259 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 216 | 6,719 | SH | SOLE | 6,719 | 0 | 0 | ||
ATHENEX INC | COM | 04685N103 | 196 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 840 | 3,458 | SH | SOLE | 3,458 | 0 | 0 | ||
BAKER HUGHES A GE CO | CL A | 05722G100 | 253 | 7,661 | SH | SOLE | 7,661 | 0 | 0 | ||
BANCO BRADESCO S A | SP ADR PFD NEW | 059460303 | 424 | 61,879 | SH | SOLE | 61,879 | 0 | 0 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 533 | 9,876 | SH | SOLE | 9,876 | 0 | 0 | ||
BARCLAYS PLC | ADR | 06738E204 | 107 | 10,678 | SH | SOLE | 10,678 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 277 | 1,158 | SH | SOLE | 1,158 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 282 | 1 | SH | SOLE | 1 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 528 | 2,830 | SH | SOLE | 2,830 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 760 | 1,522 | SH | SOLE | 1,522 | 0 | 0 | ||
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 293 | 9,337 | SH | SOLE | 9,337 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 820 | 17,965 | SH | SOLE | 17,965 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 548 | 6,906 | SH | SOLE | 6,906 | 0 | 0 | ||
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 633 | 14,256 | SH | SOLE | 14,256 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 881 | 20,480 | SH | SOLE | 20,480 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 692 | 10,334 | SH | SOLE | 10,334 | 0 | 0 | ||
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 765 | 9,690 | SH | SOLE | 9,690 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 823 | 25,079 | SH | SOLE | 25,079 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,347 | 6,446 | SH | SOLE | 6,446 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 570 | 8,933 | SH | SOLE | 8,933 | 0 | 0 | ||
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 520 | 10,923 | SH | SOLE | 10,923 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 402 | 6,242 | SH | SOLE | 6,242 | 0 | 0 | ||
DANAHER CORP DEL | COM | 235851102 | 386 | 3,908 | SH | SOLE | 3,908 | 0 | 0 | ||
DIAGEO P L C | SPON ADR NEW | 25243Q205 | 842 | 5,844 | SH | SOLE | 5,844 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 359 | 3,423 | SH | SOLE | 3,423 | 0 | 0 | ||
EDISON INTL | COM | 281020107 | 751 | 11,867 | SH | SOLE | 11,867 | 0 | 0 | ||
ELLSWORTH GRWTH AND INCOME L | COM | 289074106 | 110 | 11,669 | SH | SOLE | 11,669 | 0 | 0 | ||
EMBRAER S A | SP ADR REP 4 COM | 29082A107 | 770 | 30,925 | SH | SOLE | 30,925 | 0 | 0 | ||
EVEREST RE GROUP LTD | COM | G3223R108 | 698 | 3,029 | SH | SOLE | 3,029 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 1,192 | 5,251 | SH | SOLE | 5,251 | 0 | 0 | ||
FIRST TR ENERGY INCOME & GRW | COM | 33738G104 | 697 | 30,357 | SH | SOLE | 30,357 | 0 | 0 | ||
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 2,314 | 177,607 | SH | SOLE | 177,607 | 0 | 0 | ||
FISERV INC | COM | 337738108 | 325 | 4,380 | SH | SOLE | 4,380 | 0 | 0 | ||
FLEX LTD | ORD | Y2573F102 | 655 | 46,431 | SH | SOLE | 46,431 | 0 | 0 | ||
FRANKLIN TEMPLETON ETF TR | FTSE JAPAN ETF | 35473P744 | 613 | 23,743 | SH | SOLE | 23,743 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 225 | 16,540 | SH | SOLE | 16,540 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 782 | 19,848 | SH | SOLE | 19,848 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 203 | 2,871 | SH | SOLE | 2,871 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 709 | 17,584 | SH | SOLE | 17,584 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 527 | 2,387 | SH | SOLE | 2,387 | 0 | 0 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 160 | 10,962 | SH | SOLE | 10,962 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 663 | 3,399 | SH | SOLE | 3,399 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 966 | 6,704 | SH | SOLE | 6,704 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 287 | 963 | SH | SOLE | 963 | 0 | 0 | ||
ICICI BK LTD | ADR | 45104G104 | 390 | 48,509 | SH | SOLE | 48,509 | 0 | 0 | ||
INFOSYS LTD | SPONSORED ADR | 456788108 | 708 | 36,431 | SH | SOLE | 36,431 | 0 | 0 | ||
ING GROEP N V | SPONSORED ADR | 456837103 | 218 | 15,210 | SH | SOLE | 15,210 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 239 | 4,810 | SH | SOLE | 4,810 | 0 | 0 | ||
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 246 | 3,343 | SH | SOLE | 3,343 | 0 | 0 | ||
INTL PAPER CO | COM | 460146103 | 720 | 13,827 | SH | SOLE | 13,827 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | VAR RATE PFD | 46138G870 | 1,218 | 49,022 | SH | SOLE | 49,022 | 0 | 0 | ||
ISHARES INC | MSCI EM ASIA ETF | 464286426 | 207 | 2,989 | SH | SOLE | 2,989 | 0 | 0 | ||
ISHARES INC | MSCI CDA ETF | 464286509 | 424 | 14,859 | SH | SOLE | 14,859 | 0 | 0 | ||
ISHARES INC | JP MORGAN EM ETF | 464286517 | 938 | 21,152 | SH | SOLE | 21,152 | 0 | 0 | ||
ISHARES INC | MSCI EURZONE ETF | 464286608 | 655 | 15,981 | SH | SOLE | 15,981 | 0 | 0 | ||
ISHARES INC | MSCI PAC JP ETF | 464286665 | 288 | 6,265 | SH | SOLE | 6,265 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 1,810 | 34,462 | SH | SOLE | 34,462 | 0 | 0 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 341 | 5,891 | SH | SOLE | 5,891 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 4,160 | 15,235 | SH | SOLE | 15,235 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 258 | 2,251 | SH | SOLE | 2,251 | 0 | 0 | ||
ISHARES TR | GLOBAL TECH ETF | 464287291 | 1,100 | 6,686 | SH | SOLE | 6,686 | 0 | 0 | ||
ISHARES TR | GLOB HLTHCRE ETF | 464287325 | 570 | 10,101 | SH | SOLE | 10,101 | 0 | 0 | ||
ISHARES TR | GLOBAL FINLS ETF | 464287333 | 935 | 14,583 | SH | SOLE | 14,583 | 0 | 0 | ||
ISHARES TR | GLOBAL ENERG ETF | 464287341 | 382 | 10,220 | SH | SOLE | 10,220 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 771 | 9,248 | SH | SOLE | 9,248 | 0 | 0 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 273 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 2,077 | 19,452 | SH | SOLE | 19,452 | 0 | 0 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 958 | 16,372 | SH | SOLE | 16,372 | 0 | 0 | ||
ISHARES TR | INTRMD CR BD ETF | 464288638 | 974 | 9,172 | SH | SOLE | 9,172 | 0 | 0 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 515 | 4,288 | SH | SOLE | 4,288 | 0 | 0 | ||
ISHARES TR | S&P US PFD STK | 464288687 | 383 | 10,168 | SH | SOLE | 10,168 | 0 | 0 | ||
ISHARES TR | GLOB INDSTRL ETF | 464288729 | 529 | 6,025 | SH | SOLE | 6,025 | 0 | 0 | ||
ISHARES TR | GLB CNS DISC ETF | 464288745 | 938 | 8,162 | SH | SOLE | 8,162 | 0 | 0 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 269 | 5,274 | SH | SOLE | 5,274 | 0 | 0 | ||
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 554 | 5,561 | SH | SOLE | 5,561 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 1,379 | 21,756 | SH | SOLE | 21,756 | 0 | 0 | ||
ISHARES TR | 0-5YR INVT GR CP | 46434V100 | 3,473 | 69,977 | SH | SOLE | 69,977 | 0 | 0 | ||
ISHARES TR | CORE MSCI EURO | 46434V738 | 2,486 | 52,251 | SH | SOLE | 52,251 | 0 | 0 | ||
ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 167 | 16,054 | SH | SOLE | 16,054 | 0 | 0 | ||
JD COM INC | SPON ADR CL A | 47215P106 | 606 | 15,556 | SH | SOLE | 15,556 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 320 | 2,635 | SH | SOLE | 2,635 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 774 | 7,432 | SH | SOLE | 7,432 | 0 | 0 | ||
KB FINANCIAL GROUP INC | SPONSORED ADR | 48241A105 | 298 | 6,414 | SH | SOLE | 6,414 | 0 | 0 | ||
KLA-TENCOR CORP | COM | 482480100 | 403 | 3,934 | SH | SOLE | 3,934 | 0 | 0 | ||
KONINKLIJKE PHILIPS N V | NY REG SH NEW | 500472303 | 823 | 19,459 | SH | SOLE | 19,459 | 0 | 0 | ||
LEXINGTON REALTY TRUST | COM | 529043101 | 555 | 63,531 | SH | SOLE | 63,531 | 0 | 0 | ||
LEXINGTON REALTY TRUST | PFD CONV SER C | 529043309 | 646 | 13,179 | SH | SOLE | 13,179 | 0 | 0 | ||
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 392 | 117,577 | SH | SOLE | 117,577 | 0 | 0 | ||
M/I HOMES INC | COM | 55305B101 | 376 | 14,188 | SH | SOLE | 14,188 | 0 | 0 | ||
MAGNA INTL INC | COM | 559222401 | 1,074 | 18,474 | SH | SOLE | 18,474 | 0 | 0 | ||
MANAGED PORTFOLIO SER | TORTOISE NRAM PI | 56167N720 | 2,068 | 88,748 | SH | SOLE | 88,748 | 0 | 0 | ||
MARSH & MCLENNAN COS INC | COM | 571748102 | 466 | 5,686 | SH | SOLE | 5,686 | 0 | 0 | ||
MCKESSON CORP | COM | 58155Q103 | 880 | 6,596 | SH | SOLE | 6,596 | 0 | 0 | ||
MERCADOLIBRE INC | COM | 58733R102 | 1,076 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 547 | 9,018 | SH | SOLE | 9,018 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 797 | 16,807 | SH | SOLE | 16,807 | 0 | 0 | ||
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 629 | 11,256 | SH | SOLE | 11,256 | 0 | 0 | ||
NEW YORK CMNTY CAP TR V | UNIT 11/01/2051 | 64944P307 | 623 | 12,493 | SH | SOLE | 12,493 | 0 | 0 | ||
NEWS CORP NEW | CL B | 65249B208 | 525 | 33,122 | SH | SOLE | 33,122 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 348 | 4,610 | SH | SOLE | 4,610 | 0 | 0 | ||
NOVO-NORDISK A S | ADR | 670100205 | 413 | 8,963 | SH | SOLE | 8,963 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 272 | 1,150 | SH | SOLE | 1,150 | 0 | 0 | ||
ORIX CORP | SPONSORED ADR | 686330101 | 833 | 10,537 | SH | SOLE | 10,537 | 0 | 0 | ||
PACCAR INC | COM | 693718108 | 902 | 14,553 | SH | SOLE | 14,553 | 0 | 0 | ||
POSCO | SPONSORED ADR | 693483109 | 959 | 12,942 | SH | SOLE | 12,942 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 711 | 9,107 | SH | SOLE | 9,107 | 0 | 0 | ||
RIO TINTO PLC | SPONSORED ADR | 767204100 | 502 | 9,053 | SH | SOLE | 9,053 | 0 | 0 | ||
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 606 | 5,852 | SH | SOLE | 5,852 | 0 | 0 | ||
SAP SE | SPON ADR | 803054204 | 636 | 5,496 | SH | SOLE | 5,496 | 0 | 0 | ||
SASOL LTD | SPONSORED ADR | 803866300 | 725 | 19,845 | SH | SOLE | 19,845 | 0 | 0 | ||
SHIRE PLC | SPONSORED ADR | 82481R106 | 1,022 | 6,055 | SH | SOLE | 6,055 | 0 | 0 | ||
SONY CORP | SPONSORED ADR | 835699307 | 215 | 4,188 | SH | SOLE | 4,188 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 385 | 1,419 | SH | SOLE | 1,419 | 0 | 0 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 377 | 1,062 | SH | SOLE | 1,062 | 0 | 0 | ||
SPDR SERIES TRUST | BLMBRG BRC CNVRT | 78464A359 | 1,413 | 26,646 | SH | SOLE | 26,646 | 0 | 0 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 547 | 15,417 | SH | SOLE | 15,417 | 0 | 0 | ||
SSGA ACTIVE ETF TR | BLKSTN GSOSRLN | 78467V608 | 832 | 17,716 | SH | SOLE | 17,716 | 0 | 0 | ||
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 734 | 15,440 | SH | SOLE | 15,440 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 459 | 21,120 | SH | SOLE | 21,120 | 0 | 0 | ||
SUNCOR ENERGY INC NEW | COM | 867224107 | 966 | 23,754 | SH | SOLE | 23,754 | 0 | 0 | ||
SYSCO CORP | COM | 871829107 | 245 | 3,593 | SH | SOLE | 3,593 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 960 | 26,253 | SH | SOLE | 26,253 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 1,401 | 228,196 | SH | SOLE | 228,196 | 0 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 320 | 5,522 | SH | SOLE | 5,522 | 0 | 0 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 1,022 | 16,884 | SH | SOLE | 16,884 | 0 | 0 | ||
TRANSCANADA CORP | COM | 89353D107 | 824 | 19,068 | SH | SOLE | 19,068 | 0 | 0 | ||
TRI POINTE GROUP INC | COM | 87265H109 | 238 | 14,536 | SH | SOLE | 14,536 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 546 | 3,855 | SH | SOLE | 3,855 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,152 | 4,696 | SH | SOLE | 4,696 | 0 | 0 | ||
URSTADT BIDDLE PPTYS INC | PFD-G CV 6.75% | 917286809 | 615 | 24,463 | SH | SOLE | 24,463 | 0 | 0 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 1,215 | 10,964 | SH | SOLE | 10,964 | 0 | 0 | ||
VANGUARD WHITEHALL FDS INC | EMERG MKT BD ETF | 921946885 | 601 | 7,978 | SH | SOLE | 7,978 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 1,097 | 8,280 | SH | SOLE | 8,280 | 0 | 0 | ||
VORNADO RLTY TR | SH BEN INT | 929042109 | 957 | 12,952 | SH | SOLE | 12,952 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 750 | 13,529 | SH | SOLE | 13,529 | 0 | 0 | ||
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 692 | 550 | SH | SOLE | 550 | 0 | 0 | ||
WOORI BK | ADR | 98105T104 | 268 | 6,103 | SH | SOLE | 6,103 | 0 | 0 | ||
WPP PLC NEW | ADR | 92937A102 | 683 | 8,694 | SH | SOLE | 8,694 | 0 | 0 |