The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Alibaba Group Holding Ltd | COM | 01609W102 | 338 | 125 | SH | Call | SOLE | 125 | 0 | 0 | |
| Alphabet Inc | COM | 02079K107 | 1,401 | 800 | SH | SOLE | 800 | 0 | 0 | ||
| Amplify Energy Corp | COM | 03212B103 | 0 | 211 | SH | SOLE | 211 | 0 | 0 | ||
| Aspirational Consumer Lifestyle Corp | COM | G05436129 | 318 | 30,460 | SH | SOLE | 30,460 | 0 | 0 | ||
| Atlas Air Worldwide Holdings Inc | Convertible Bond | 049164BH8 | 4,887 | 4,700,000 | PRN | SOLE | 4,700,000 | 0 | 0 | ||
| Becton Dickinson and Co | COM | 075887109 | 3,753 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| Blackline Inc | Convertible Bond | 09239BAB5 | 12,662 | 6,725,000 | PRN | SOLE | 6,725,000 | 0 | 0 | ||
| Booking Holdings Inc | COM | 09857L108 | 1,113 | 500 | SH | SOLE | 500 | 0 | 0 | ||
| Booking Holdings Inc | Convertible Bond | 741503AX4 | 10,313 | 8,855,000 | PRN | SOLE | 8,855,000 | 0 | 0 | ||
| Boston Scientific Corp | COM | 101137107 | 228 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
| Boston Scientific Corp | COM | 101137107 | 9,311 | 259,000 | SH | SOLE | 259,000 | 0 | 0 | ||
| Boyd Gaming Corp | COM | 103304101 | 1,502 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
| Cascade Acquisition Corp | COM | 147151203 | 783 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| Change Healthcare Inc | COM | 15912K209 | 3,251 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| Cohn Robbins Holdings Corp | COM | G23726121 | 145 | 13,556 | SH | SOLE | 13,556 | 0 | 0 | ||
| Conx Corp | COM | 212873202 | 783 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| Cornerstone Building Brands Inc | COM | 21925D109 | 2,255 | 243,015 | SH | SOLE | 243,015 | 0 | 0 | ||
| Dell Technologies Inc | COM | 24703L202 | 1,612 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
| Delta Air Lines Inc | COM | 247361702 | 3,015 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| DexCom Inc | Convertible Bond | 252131AH0 | 16,775 | 7,450,000 | PRN | SOLE | 7,450,000 | 0 | 0 | ||
| DISH Network Corp | Convertible Bond | 25470MAB5 | 7,946 | 8,300,000 | PRN | SOLE | 8,300,000 | 0 | 0 | ||
| DocuSign Inc | Convertible Bond | 256163AB2 | 62,828 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
| Empower Ltd | COM | G3R39W128 | 1,298 | 124,889 | SH | SOLE | 124,889 | 0 | 0 | ||
| Envestnet Inc | Convertible Bond | 29404KAB2 | 3,294 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
| Etsy Inc | COM | 29786A106 | 0 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
| Etsy Inc | Convertible Bond | 29786AAJ5 | 13,820 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 | ||
| Facebook Inc | COM | 30303M102 | 1,365 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| Frazier Lifesciences Acquisition Corp | COM | G3710A121 | 155 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| FTI Consulting Inc | Convertible Bond | 302941AP4 | 16,328 | 13,000,000 | PRN | SOLE | 13,000,000 | 0 | 0 | ||
| Gaming and Leisure Properties Inc | COM | 36467J108 | 1,751 | 41,319 | SH | SOLE | 41,319 | 0 | 0 | ||
| GFL Environmental Inc | COM | 36168Q120 | 3,477 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| GO Acquisition Corp | COM | 362019200 | 317 | 29,861 | SH | SOLE | 29,861 | 0 | 0 | ||
| Guess Inc | Convertible Bond | 401617AD7 | 8,254 | 7,400,000 | PRN | SOLE | 7,400,000 | 0 | 0 | ||
| Guidewire Software Inc | Convertible Bond | 40171VAA8 | 11,640 | 8,988,000 | PRN | SOLE | 8,988,000 | 0 | 0 | ||
| HIG Acquisition Corp | COM | G44898115 | 555 | 53,222 | SH | SOLE | 53,222 | 0 | 0 | ||
| IH Merger Sub LLC | Convertible Bond | 19625XAB8 | 24,702 | 18,491,000 | PRN | SOLE | 18,491,000 | 0 | 0 | ||
| Illumina Inc | COM | 452327109 | 77 | 115 | SH | Call | SOLE | 115 | 0 | 0 | |
| Insight Enterprises Inc | Convertible Bond | 45765UAB9 | 3,809 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
| Ionis Pharmaceuticals Inc | COM | 462222100 | 75 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
| Ionis Pharmaceuticals Inc | Convertible Bond | 462222AB6 | 4,734 | 4,600,000 | PRN | SOLE | 4,600,000 | 0 | 0 | ||
| iQIYI Inc | COM | 46267X108 | 452 | 9,500 | SH | Put | SOLE | 9,500 | 0 | 0 | |
| iQIYI Inc | Convertible Bond | 46267XAE8 | 4,951 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| J2 Global Inc | Convertible Bond | 48123VAC6 | 43,801 | 29,942,000 | PRN | SOLE | 29,942,000 | 0 | 0 | ||
| JOYY Inc | COM | 46591M109 | 391 | 1,158 | SH | Put | SOLE | 1,158 | 0 | 0 | |
| JOYY Inc | Convertible Bond | 98426TAD8 | 3,050 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
| JOYY Inc | Convertible Bond | 98426TAF3 | 7,969 | 8,000,000 | PRN | SOLE | 8,000,000 | 0 | 0 | ||
| Lamar Advertising Co | COM | 512816109 | 707 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
| LendingTree Inc | Convertible Bond | 52603BAA5 | 7,149 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| Liberty Broadband Corp | COM | 530307305 | 2,491 | 15,730 | SH | SOLE | 15,730 | 0 | 0 | ||
| Liberty Media Corp-Liberty SiriusXM | COM | 531229409 | 2,137 | 49,500 | SH | SOLE | 49,500 | 0 | 0 | ||
| Live Oak Acquisition Corp II | COM | 53804W205 | 108 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| Lumentum Holdings Inc | Convertible Bond | 55024UAB5 | 23,263 | 14,045,000 | PRN | SOLE | 14,045,000 | 0 | 0 | ||
| MDC Holdings Inc | COM | 552676108 | 364 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
| Motive Capital Corp | COM | G6293A129 | 1,581 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| NavSight Holdings Inc | COM | 639358209 | 105 | 10,196 | SH | SOLE | 10,196 | 0 | 0 | ||
| NextEra Energy Inc | COM | 65339F739 | 7,661 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| NextEra Energy Inc | COM | 65339F770 | 13,881 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
| NextEra Energy Partners LP | COM | 65341B106 | 1,890 | 28,200 | SH | SOLE | 28,200 | 0 | 0 | ||
| NextGen Acquisition Corp | COM | G65305115 | 1,606 | 156,111 | SH | SOLE | 156,111 | 0 | 0 | ||
| NIO Inc | COM | 62914V106 | 64 | 12,406 | SH | Put | SOLE | 12,406 | 0 | 0 | |
| NIO Inc | COM | 62914V106 | 4,791 | 98,300 | SH | SOLE | 98,300 | 0 | 0 | ||
| NIO Inc | Convertible Bond | 62914VAB2 | 14,292 | 2,730,000 | PRN | SOLE | 2,730,000 | 0 | 0 | ||
| Nuance Communications Inc | Convertible Bond | 67020YAG5 | 42,912 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
| ON Semiconductor Corp | COM | 682189105 | 8 | 1,607 | SH | Put | SOLE | 1,607 | 0 | 0 | |
| Pacira BioSciences Inc | Convertible Bond | 695127AD2 | 5,690 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| Palo Alto Networks Inc | Convertible Bond | 697435AD7 | 4,953 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
| Pan American Silver Corp | COM | 697900108 | 2,122 | 61,506 | SH | SOLE | 61,506 | 0 | 0 | ||
| PG&E Corp | COM | 69331C140 | 21,429 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
| Pinduoduo Inc | COM | 722304102 | 5 | 250 | SH | Put | SOLE | 250 | 0 | 0 | |
| Proofpoint Inc | Convertible Bond | 743424AF0 | 10,056 | 9,000,000 | PRN | SOLE | 9,000,000 | 0 | 0 | ||
| PulteGroup Inc | COM | 745867101 | 689 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
| Q2 Holdings Inc | Convertible Bond | 74736LAB5 | 24,889 | 11,175,000 | PRN | SOLE | 11,175,000 | 0 | 0 | ||
| Qurate Retail Inc | COM | 74915M100 | 767 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
| Repligen Corp | Convertible Bond | 759916AB5 | 13,022 | 7,408,000 | PRN | SOLE | 7,408,000 | 0 | 0 | ||
| RH | Convertible Bond | 74967XAA1 | 11,816 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| Sailpoint Technologies Holdings Inc | Convertible Bond | 78781PAB1 | 3,901 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
| Sea Ltd | Convertible Bond | 81141RAD2 | 47,178 | 12,000,000 | PRN | SOLE | 12,000,000 | 0 | 0 | ||
| Senseonics Holdings Inc | Convertible Bond | 81727UAA3 | 1,051 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
| ServiceNow Inc | Convertible Bond | 81762PAC6 | 13,686 | 3,385,000 | PRN | SOLE | 3,385,000 | 0 | 0 | ||
| Silicon Laboratories Inc | Convertible Bond | 826919AB8 | 4,176 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
| Square Inc | Convertible Bond | 852234AD5 | 75,604 | 26,970,000 | PRN | SOLE | 26,970,000 | 0 | 0 | ||
| Supernova Partners Acquisition Co Inc | COM | 86846V207 | 580 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| Synaptics Inc | COM | 87157D109 | 107 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
| Synaptics Inc | Convertible Bond | 87157DAD1 | 17,806 | 12,829,000 | PRN | SOLE | 12,829,000 | 0 | 0 | ||
| Tesla Inc | COM | 88160R101 | 4 | 2,920 | SH | Put | SOLE | 2,920 | 0 | 0 | |
| Thayer Ventures Acquisition Corp | COM | 88332T209 | 104 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| TS Innovation Acquisitions Corp | COM | 87284T209 | 1,054 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| Turmeric Acquisition Corp | COM | G9127T116 | 133 | 13,005 | SH | SOLE | 13,005 | 0 | 0 | ||
| VICI Properties Inc | COM | 925652109 | 2,462 | 96,562 | SH | SOLE | 96,562 | 0 | 0 | ||
| WillScot Mobile Mini Holdings Corp | COM | 971378104 | 3,487 | 150,500 | SH | SOLE | 150,500 | 0 | 0 | ||
| Wix.com Ltd | Convertible Bond | 92940WAB5 | 9,335 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| Workday Inc | Convertible Bond | 98138HAF8 | 70,574 | 41,990,000 | PRN | SOLE | 41,990,000 | 0 | 0 | ||
| Workiva Inc | Convertible Bond | 98139AAB1 | 14,918 | 11,175,000 | PRN | SOLE | 11,175,000 | 0 | 0 | ||
| World Wrestling Entertainment Inc | COM | 98156Q108 | 48 | 1,010 | SH | SOLE | 1,010 | 0 | 0 | ||
| Yellowstone Acquisition Co | COM | 98566K204 | 679 | 63,840 | SH | SOLE | 63,840 | 0 | 0 | ||
| Zynga Inc | Convertible Bond | 98986TAC2 | 2,090 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||