The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADIENT PLC | COM | G0084W901 | 6,848 | 282,500 | SH | Call | DFND | 1 | 282,500 | 0 | 0 |
| ANADARKO PETE CORP | COM | 032511107 | 21,168 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
| APPLE INC | COM | 037833100 | 2,217 | 11,200 | SH | DFND | 1 | 11,200 | 0 | 0 | |
| CALLAWAY GOLF CO | COM | 131193104 | 257 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
| CARS COM INC | COM | 14575E105 | 4,930 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
| CARS COM INC | COM | 14575E105 | 22,678 | 1,150,000 | SH | Call | DFND | 1 | 1,150,000 | 0 | 0 |
| CELGENE CORP | COM | 151020104 | 23,110 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
| CENTENE CORP DEL | COM | 15135B101 | 27,531 | 525,000 | SH | DFND | 1 | 525,000 | 0 | 0 | |
| CENTENE CORP DEL | COM | 15135B101 | 13,110 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |
| CHOICE HOTELS INTL INC | COM | 169905106 | 2,088 | 24,000 | SH | DFND | 1 | 24,000 | 0 | 0 | |
| DAVE & BUSTERS ENTMT INC | COM | 238337109 | 6,576 | 162,500 | SH | Call | DFND | 1 | 162,500 | 0 | 0 |
| DOLLAR GEN CORP NEW | COM | 256677105 | 2,298 | 17,000 | SH | DFND | 1 | 17,000 | 0 | 0 | |
| DOLLAR TREE INC | COM | 256746108 | 2,900 | 27,000 | SH | DFND | 1 | 27,000 | 0 | 0 | |
| DOLLAR TREE INC | COM | 256746108 | 8,591 | 80,000 | SH | Call | DFND | 1 | 80,000 | 0 | 0 |
| ELEMENT SOLUTIONS INC | COM | 28618M106 | 37,483 | 3,625,000 | SH | DFND | 1 | 3,625,000 | 0 | 0 | |
| ESTRE AMBIENTAL INC | SHS | G3206V100 | 329 | 364,000 | SH | DFND | 1 | 364,000 | 0 | 0 | |
| EXELA TECHNOLOGIES INC | COM | 30162V102 | 4,635 | 2,116,250 | SH | DFND | 1 | 2,116,250 | 0 | 0 | |
| EXTENDED STAY AMER INC | UNIT 99/99/9999B | 30224P200 | 12,753 | 755,050 | SH | DFND | 1 | 755,050 | 0 | 0 | |
| FIVE POINT HOLDINGS LLC | COM CL A | 33833Q106 | 9,776 | 1,300,000 | SH | DFND | 1 | 1,300,000 | 0 | 0 | |
| GENERAC HLDGS INC | COM | 368736104 | 1,041 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
| GMS INC | COM | 36251C103 | 2,530 | 115,000 | SH | DFND | 1 | 115,000 | 0 | 0 | |
| GMS INC | COM | 36251C103 | 2,200 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
| GSV CAP CORP | COM | 36191J101 | 896 | 140,000 | SH | DFND | 1 | 140,000 | 0 | 0 | |
| GX ACQUISITION CORP | UNIT 05/24/2026 | 36251A206 | 2,513 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
| HEALTH SCIENCE ACQUSTN CORP | COM | 42227C102 | 2,450 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
| HOME DEPOT INC | COM | 437076102 | 2,173 | 10,450 | SH | DFND | 1 | 10,450 | 0 | 0 | |
| IAA INC | COM | 449253103 | 4,848 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
| INFRA AND ENERGY ALTRNTIVE I | W EXP 05/20/202 | 45686J112 | 13 | 417,136 | SH | DFND | 1 | 417,136 | 0 | 0 | |
| INSURANCE ACQUISITION CORP | UNIT 03/31/2024 | 457867307 | 2,062 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| INTERXION HOLDINGS N.V | SHS | N47279109 | 1,134 | 14,900 | SH | DFND | 1 | 14,900 | 0 | 0 | |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 22,625 | 145,500 | SH | Put | DFND | 1 | 145,500 | 0 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 4,359 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
| KKR & CO INC | CL A | 48251W104 | 1,643 | 65,000 | SH | DFND | 1 | 65,000 | 0 | 0 | |
| KRATON CORPORATION | COM | 50077c106 | 3,573 | 115,000 | SH | DFND | 1 | 115,000 | 0 | 0 | |
| KRATON CORPORATION | COM | 50077C106 | 2,330 | 75,000 | SH | Put | DFND | 1 | 75,000 | 0 | 0 |
| LAZARD LTD | SHS A | G54050102 | 1,548 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
| LOCKHEED MARTIN CORP | COM | 539830109 | 2,154 | 5,925 | SH | DFND | 1 | 5,925 | 0 | 0 | |
| MASCO CORP | COM | 574599106 | 6,278 | 160,000 | SH | DFND | 1 | 160,000 | 0 | 0 | |
| MASCO CORP | COM | 574599106 | 4,905 | 125,000 | SH | Call | DFND | 1 | 125,000 | 0 | 0 |
| MR COOPER GROUP INC | COM | 62482R107 | 4,619 | 576,700 | SH | DFND | 1 | 576,700 | 0 | 0 | |
| NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 113 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
| NORDSON CORP | COM | 655663102 | 2,402 | 17,000 | SH | DFND | 1 | 17,000 | 0 | 0 | |
| OCCIDENTAL PETE CORP | COM | 674599105 | 2,514 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
| OWENS CORNING NEW | COM | 690742101 | 2,910 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
| PAPA JOHNS INTL INC | COM | 698813102 | 1,230 | 27,500 | SH | Call | DFND | 1 | 27,500 | 0 | 0 |
| PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 38 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
| PENSARE ACQUISITION CORP | UNIT 07/27/2022 | 70957E204 | 21 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
| PG&E CORP | COM | 69331C108 | 8,595 | 375,000 | SH | DFND | 1 | 375,000 | 0 | 0 | |
| PG&E CORP | COM | 69331C108 | 8,595 | 375,000 | SH | Call | DFND | 1 | 375,000 | 0 | 0 |
| ROSS STORES INC | COM | 778296103 | 2,096 | 21,150 | SH | DFND | 1 | 21,150 | 0 | 0 | |
| SEAWORLD ENTMT INC | COM | 81282V100 | 14,260 | 460,000 | SH | DFND | 1 | 460,000 | 0 | 0 | |
| SEAWORLD ENTMT INC | COM | 81282V100 | 26,660 | 860,000 | SH | Call | DFND | 1 | 860,000 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 2,048 | 35,000 | SH | Put | DFND | 1 | 35,000 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 1,656 | 60,000 | SH | Put | DFND | 1 | 60,000 | 0 | 0 |
| SELECT SECTOR SPDS TR | SBI INT-INDS | 81369Y704 | 2,323 | 30,000 | SH | Put | DFND | 1 | 30,000 | 0 | 0 |
| SIX FLAGS ENTMT CORP NEW | COM | 83001A102 | 497 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| SIX FLAGS ENTMT CORP NEW | COM | 83001A102 | 8,694 | 175,000 | SH | Call | DFND | 1 | 175,000 | 0 | 0 |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,395 | 15,000 | SH | Put | DFND | 1 | 15,000 | 0 | 0 |
| TORO CO | COM | 891092108 | 1,037 | 15,500 | SH | DFND | 1 | 15,500 | 0 | 0 | |
| TUSCAN HOLDINGS CORP | COM | 90069K203 | 1,325 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
| US WELL SERVICES INC | CL A | 91274U101 | 4,820 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
| US WELL SERVICES INC | UNIT 05/28/2021A | 91274U101 | 317 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
| VALMONT INDS INC | COM | 920253101 | 1,268 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| WYNDHAM HOTELS & RESORTS INC | COM | 98311A105 | 7,664 | 137,500 | SH | DFND | 1 | 137,500 | 0 | 0 | |