Purchases and Sales Made in Q3 2021 in Lpl Financial Holdings Inc. (LPLA)
This table provides information about the institutional ownership of Lpl Financial Holdings Inc. (LPLA) during Q3 2021. The information is specifically focused on institutions that hold shares of LPL Financial Holdings Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Bullseye Asset Management LLC
Denver, CO |
SELL
|
- |
-207- 0.74% |
$26.4K - $33.4K
|
27.7K
$9.13M
|
|
|
Nov 01, 2021
Q3 2021
|
B. Metzler Seel. Sohn & Co. Holding Ag
Frankfurt, 2M |
SELL
|
- |
-209- 9.56% |
$26.7K - $33.7K
|
1.98K
$652K
|
|
|
Oct 28, 2021
Q3 2021
|
M&T Bank Corp
|
SELL
|
- |
-219- 9.76% |
$27.9K - $35.3K
|
2.02K
$667K
|
|
|
Oct 25, 2021
Q3 2021
|
Sumitomo Life Insurance CO
|
SELL
|
- |
-275- 4.22% |
$35.1K - $44.3K
|
6.24K
$2.06M
|
|
|
Nov 12, 2021
Q3 2021
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-280- 12.69% |
$35.7K - $45.1K
|
1.93K
$635K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-326- 12.52% |
$41.6K - $52.5K
|
2.28K
$750K
|
|
|
Nov 12, 2021
Q3 2021
|
Pittenger & Anderson Inc
|
SELL
|
- |
-335- 9.32% |
$42.7K - $54K
|
3.26K
$1.07M
|
|
|
Nov 05, 2021
Q3 2021
|
Xponance, Inc.
|
SELL
|
- |
-347- 3.76% |
$44.3K - $55.9K
|
8.88K
$2.93M
|
|
|
Oct 14, 2021
Q3 2021
|
Wedge Capital Management L L P
|
SELL
|
- |
-347- 16.61% |
$44.3K - $55.9K
|
1.74K
$574K
|
|
|
Nov 12, 2021
Q3 2021
|
Dark Forest Capital Management LP
Weston, CT |
SELL
|
- |
-388- 81.51% |
$49.5K - $62.5K
|
88
$29K
|
|
|
Oct 25, 2021
Q3 2021
|
Exos Asset Management LLC
New York, NY |
SELL
|
- |
-393Closed |
$50.1K - $63.3K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Shell Asset Management CO
The Hague, P7 |
SELL
|
- |
-420- 4.12% |
$53.6K - $67.7K
|
9.76K
$3.22M
|
|
|
Nov 15, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-423- 65.79% |
$54K - $68.2K
|
220
$72.5K
|
|
|
Oct 22, 2021
Q3 2021
|
Strs Ohio
|
SELL
|
- |
-462- 4.82% |
$58.9K - $74.4K
|
9.12K
$3M
|
|
|
Nov 15, 2021
Q3 2021
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-568- 1.19% |
$72.5K - $91.5K
|
47.2K
$15.5M
|
|
|
Nov 10, 2021
Q3 2021
|
Kalos Management, Inc.
Alpharetta, GA |
SELL
|
- |
-646- 4.94% |
$82.4K - $104K
|
12.4K
$4.09M
|
|
|
Sep 21, 2023
Q3 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-651- 13.12% |
$83.1K - $105K
|
4.31K
$1.42M
|
|
|
Feb 11, 2022
Q3 2021
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-678Closed |
$86.5K - $109K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Utah Retirement Systems
Salt Lake City, UT |
SELL
|
- |
-800- 5.29% |
$102K - $129K
|
14.3K
$4.71M
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-830- 15.75% |
$106K - $134K
|
4.44K
$1.46M
|
|
|
Nov 15, 2021
Q3 2021
|
Fairview Capital Investment Management, LLC
Greenbrae, CA |
SELL
|
- |
-834- 0.13% |
$106K - $134K
|
638K
$210M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-841- 24.72% |
$107K - $136K
|
2.56K
$844K
|
|
|
Oct 29, 2021
Q3 2021
|
Amalgamated Bank
New York, NY |
SELL
|
- |
-844- 4.0% |
$108K - $136K
|
20.2K
$6.67M
|
|
|
Nov 12, 2021
Q3 2021
|
Twin Tree Management, LP
Dallas, TX |
SELL
|
- |
-855Closed |
$109K - $138K
|
0
$0
|
|
|
Oct 05, 2021
Q3 2021
|
Fulton Bank, N.A.
|
SELL
|
- |
-898- 6.84% |
$115K - $145K
|
12.2K
$4.03M
|
|
|
Nov 08, 2021
Q3 2021
|
Clari Vest Asset Management LLC
San Diego, CA |
SELL
|
- |
-907- 2.73% |
$116K - $146K
|
32.3K
$10.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-949- 4.16% |
$121K - $153K
|
21.9K
$7.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-977- 1.31% |
$125K - $157K
|
73.4K
$24.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-1.01K- 1.16% |
$128K - $162K
|
85.9K
$28.3M
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.02KClosed |
$130K - $164K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
State Street Corp
Boston, MA |
SELL
|
- |
-1.08K- 0.09% |
$138K - $174K
|
1.2M
$395M
|
|
|
Nov 15, 2021
Q3 2021
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-1.23K- 16.42% |
$157K - $198K
|
6.25K
$2.06M
|
|
|
Nov 12, 2021
Q3 2021
|
Xtx Topco LTD
London, X0 |
SELL
|
- |
-1.31K- 27.91% |
$168K - $212K
|
3.39K
$1.12M
|
|
|
Nov 15, 2021
Q3 2021
|
Fora Capital, LLC
Miami, FL |
SELL
|
- |
-1.35K- 33.22% |
$172K - $217K
|
2.71K
$893K
|
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-1.38K- 19.23% |
$176K - $223K
|
5.81K
$1.91M
|
|
|
Nov 09, 2021
Q3 2021
|
Catalyst Capital Advisors LLC
Huntington, NY |
SELL
|
- |
-1.5K- 5.0% |
$191K - $242K
|
28.5K
$9.39M
|
|
|
Nov 09, 2021
Q3 2021
|
Td Asset Management Inc
|
SELL
|
- |
-1.65K- 0.42% |
$211K - $266K
|
389K
$128M
|
|
|
Nov 12, 2021
Q3 2021
|
Ensign Peak Advisors, Inc
Salt Lake City, UT |
SELL
|
- |
-1.7KClosed |
$216K - $273K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Cibc Asset Management Inc
Toronto, A6 |
SELL
|
- |
-1.7K- 0.54% |
$217K - $274K
|
312K
$103M
|
|
|
Nov 08, 2021
Q3 2021
|
State Board Of Administration Of Florida Retirement System
|
SELL
|
- |
-1.77K- 1.75% |
$225K - $284K
|
99.3K
$32.7M
|
|
|
Nov 08, 2021
Q3 2021
|
Los Angeles Capital Management LLC
|
SELL
|
- |
-1.86K- 5.82% |
$237K - $300K
|
30.1K
$9.92M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.87K- 98.47% |
$238K - $301K
|
29
$9.55K
|
|
|
Nov 15, 2021
Q3 2021
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-1.93KClosed |
$246K - $310K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-1.96K- 11.51% |
$250K - $316K
|
15.1K
$4.97M
|
|
|
Oct 15, 2021
Q3 2021
|
Wj Wealth Management, LLC
|
SELL
|
- |
-2K- 50.0% |
$255K - $322K
|
2K
$659K
|
|
|
Nov 15, 2021
Q3 2021
|
Nicholas Investment Partners, LP
Rancho Santa Fe, CA |
SELL
|
- |
-2.04K- 42.67% |
$260K - $328K
|
2.74K
$902K
|
|
|
Nov 15, 2021
Q3 2021
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-2.09KClosed |
$267K - $337K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Qtron Investments LLC
Boston, MA |
SELL
|
- |
-2.13KClosed |
$271K - $343K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Winton Group LTD
London, X0 |
SELL
|
- |
-2.14KClosed |
$272K - $344K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-2.17K- 23.29% |
$277K - $350K
|
7.16K
$2.36M
|