The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALIBABA GROUP HOLDING-SP ADR BABA US | SPONSORED ADS | 01609W102 | 87,765 | 413,792 | SH | DFND | 413,792 | 0 | 0 | ||
| BILIBILI INC-SPONSORED ADR BILI US | SPONS ADS REP Z | 090040106 | 37,833 | 2,031,839 | SH | DFND | 2,031,839 | 0 | 0 | ||
| FACEBOOK INC-CLASS A FB US | CL A | 30303M102 | 2,545 | 12,400 | SH | DFND | 12,400 | 0 | 0 | ||
| HALLIBURTON CO HAL US | COM | 406216101 | 739 | 30,200 | SH | DFND | 30,200 | 0 | 0 | ||
| IQIYI INC-ADR IQ US | SPONSORED ADS | 46267X108 | 38,101 | 1,804,902 | SH | DFND | 1,804,902 | 0 | 0 | ||
| MACY'S INC M US | COM | 55616P104 | 4,697 | 276,300 | SH | DFND | 276,300 | 0 | 0 | ||
| NIO INC - ADR | SPON ADS | 62914V106 | 39,487 | 9,822,617 | SH | DFND | 9,822,617 | 0 | 0 | ||
| VANECK OIL SERVICES | OIL SVCS ETF | 92189F718 | 547 | 41,300 | SH | DFND | 41,300 | 0 | 0 | ||
| PINTEREST INC- CLASS A | CL A | 72352L106 | 537 | 28,800 | SH | DFND | 28,800 | 0 | 0 | ||
| STARBUCKS CORP | COM | 855244109 | 1,020 | 11,600 | SH | DFND | 11,600 | 0 | 0 | ||
| SINA CORP SINA US | ORD | G81477104 | 28,822 | 721,822 | SH | DFND | 721,822 | 0 | 0 | ||
| TAL EDUCATION GROUP- ADR TAL US | SPONSORED ADS | 874080104 | 31,954 | 662,936 | SH | DFND | 662,936 | 0 | 0 | ||
| UNDER ARMOUR INC-CLASS C UA US | CL C | 904311206 | 1,987 | 103,600 | SH | DFND | 103,600 | 0 | 0 | ||
| VIPSHOP HOLDINGS LTD - ADR VIPS US | SPONSORED ADS A | 92763W103 | 25,023 | 1,765,933 | SH | DFND | 1,765,933 | 0 | 0 | ||
| WEIBO CORP-SPON ADR WB US | SPONSORED ADR | 948596101 | 39,941 | 861,720 | SH | DFND | 861,720 | 0 | 0 | ||
| 58.COM INC-ADR WUBA US | SPON ADR REP A | 31680Q104 | 3,528 | 54,500 | SH | DFND | 54,500 | 0 | 0 | ||
| ENERGY SELECT SECTOR SPDR | ENERGY | 81369Y506 | 1,033 | 17,200 | SH | DFND | 17,200 | 0 | 0 | ||
| SPDR S&P OIL & GAS EXP & PR | S&P OILGAS EXP | 78464A730 | 3,261 | 137,600 | SH | DFND | 137,600 | 0 | 0 | ||
| YELP INC YELP US | CL A | 985817105 | 2,947 | 84,606 | SH | DFND | 84,606 | 0 | 0 | ||
| YUNJI INC-ADR YJ US | ADS RP CL A | 98873N107 | 56,378 | 12,309,547 | SH | DFND | 12,309,547 | 0 | 0 | ||
| JOYY INC YY US | ADS REPSTG COM A | 46591M109 | 41,214 | 780,720 | SH | DFND | 780,720 | 0 | 0 | ||
| ZTO EXPRESS CAYMAN INC-ADR ZTO US | SPONSORED ADS A | 98980A105 | 25,622 | 1,097,294 | SH | DFND | 1,097,294 | 0 | 0 | ||
| LIGHTINTHEBOX HOLDING-ADR | SPONSORED ADR | 53225G102 | 2,665 | 2,537,855 | SH | DFND | 2,537,855 | 0 | 0 | ||
| MOGU INC-ADR | SPON ADS | 608012100 | 19,033 | 8,347,939 | SH | DFND | 8,347,939 | 0 | 0 | ||
| LAIX INC - ADR | ADS | 50736W105 | 27,523 | 5,663,164 | SH | DFND | 5,663,164 | 0 | 0 | ||
| SO-YOUNG INTERNATIONAL-ADR | SPONSORED ADS | 83356Q108 | 152,983 | 12,519,106 | SH | DFND | 12,519,106 | 0 | 0 | ||
| PUXIN LTD-ADR | ADS | 74704P108 | 24,127 | 2,942,270 | SH | DFND | 2,942,270 | 0 | 0 | ||
| MOLECULAR DATA INC - ADR | SPONSORED ADS | 60852L106 | 84,352 | 17,646,965 | SH | DFND | 17,646,965 | 0 | 0 | ||