The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALEXANDER & BALDWIN INC NEW | COM | 014491104 | 1 | 6 | SH | DFND | 1 | 6 | 0 | 0 | |
| BLACKROCK TAX MUNICPAL BD TR | SHS | 09248X100 | 1 | 14 | SH | DFND | 1 | 14 | 0 | 0 | |
| BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 1 | 4 | SH | DFND | 1 | 4 | 0 | 0 | |
| CHEMED CORP NEW | COM | 16359R103 | 1 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
| CHENIERE ENERGY INC | NOTE 4.250% 3/1 | 16411RAG4 | 6,111 | 7,733,000 | PRN | DFND | 1 | 7,733,000 | 0 | 0 | |
| CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 8,819 | 8,680,000 | PRN | DFND | 1 | 8,680,000 | 0 | 0 | |
| COVANTA HLDG CORP | COM | 22282E102 | 1 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
| DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 15,010 | 15,485,000 | PRN | DFND | 1 | 15,485,000 | 0 | 0 | |
| DISH NETWORK CORP | NOTE 2.375% 3/1 | 25470MAD1 | 28,996 | 32,810,000 | PRN | DFND | 1 | 32,810,000 | 0 | 0 | |
| GENERAL ELECTRIC CO | COM | 369604103 | 1 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
| HP INC | COM | 40434L105 | 1 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
| INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138G508 | 15,892 | 693,937 | SH | DFND | 1 | 0 | 0 | 693,937 | |
| LIBERTY MEDIA CORP | DEB 3.750% 2/1 | 530715AL5 | 26 | 37,819 | PRN | DFND | 1 | 37,819 | 0 | 0 | |
| NOVARTIS A G | SPONSORED ADR | 66987V109 | 2 | 21 | SH | DFND | 1 | 21 | 0 | 0 | |
| PNC FINL SVCS GROUP INC | COM | 693475105 | 1 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
| SPDR SER TR | BLOOMBERG SRT TR | 78468R408 | 2,260 | 82,794 | SH | DFND | 1 | 0 | 0 | 82,794 | |
| SANCHEZ ENERGY CORP | COM | 79970Y105 | 344 | 76,010 | SH | DFND | 1 | 76,010 | 0 | 0 | |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 1 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
| TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 19,014 | 19,570,000 | PRN | DFND | 1 | 19,570,000 | 0 | 0 | |
| WHITING PETE CORP NEW | NOTE 1.250% 4/0 | 966387AL6 | 803 | 850,000 | PRN | DFND | 1 | 850,000 | 0 | 0 | |