Purchases and Sales Made in Q4 2022 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q4 2022. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 23, 2023
Q4 2022
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-12.2K- 96.72% |
$919K - $1.13M
|
413
$42.9K
|
|
|
Feb 15, 2023
Q4 2022
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-12.2K- 73.31% |
$919K - $1.13M
|
4.43K
$460K
|
|
|
Feb 03, 2023
Q4 2022
|
Sepio Capital, LP
|
SELL
|
- |
-12.2K- 26.34% |
$922K - $1.13M
|
34.1K
$3.54M
|
|
|
Jan 20, 2023
Q4 2022
|
Veriti Management LLC
|
SELL
|
- |
-12.6K- 46.66% |
$949K - $1.16M
|
14.4K
$1.49M
|
|
|
Feb 10, 2023
Q4 2022
|
Lowell Blake & Associates Inc.
Boston, MA |
SELL
|
- |
-12.6K- 31.21% |
$955K - $1.17M
|
27.9K
$2.89M
|
|
|
Feb 13, 2023
Q4 2022
|
Gqg Partners LLC
Ft. Lauderdale, FL |
SELL
|
- |
-13.2K- 84.38% |
$998K - $1.22M
|
2.45K
$254K
|
|
|
Jun 12, 2023
Q4 2022
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-14.2K- 73.65% |
$1.07M - $1.31M
|
5.08K
$527K
|
|
|
Feb 10, 2023
Q4 2022
|
Morningstar Investment Services LLC
Chicago, IL |
SELL
|
- |
-14.4K- 3.42% |
$1.08M - $1.33M
|
405K
$42.1M
|
|
|
Apr 01, 2024
Q4 2022
|
Azzad Asset Management Inc /Adv
Falls Church, VA |
SELL
|
- |
-14.5K- 28.47% |
$1.1M - $1.34M
|
36.4K
$3.78M
|
|
|
Feb 14, 2023
Q4 2022
|
Earnest Partners LLC
Atlanta, GA |
SELL
|
- |
-14.6K- 1.68% |
$1.11M - $1.35M
|
857K
$89M
|
|
|
Feb 01, 2023
Q4 2022
|
North Crest Asset Manangement, LLC
|
SELL
|
- |
-14.8K- 76.28% |
$1.12M - $1.37M
|
4.61K
$479K
|
|
|
Feb 14, 2023
Q4 2022
|
Rathbones Group PLC
Liverpool, X0 |
SELL
|
- |
-15.3K- 18.71% |
$1.15M - $1.41M
|
66.4K
$6.89M
|
|
|
Feb 09, 2023
Q4 2022
|
Saturna Capital Corp
Bellingham, WA |
SELL
|
- |
-15.5K- 4.76% |
$1.17M - $1.44M
|
311K
$32.3M
|
|
|
Feb 06, 2023
Q4 2022
|
Corda Investment Management, Llc.
Houston, TX |
SELL
|
- |
-15.5K- 8.51% |
$1.17M - $1.44M
|
167K
$17.3M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-17.1K- 2.68% |
$1.29M - $1.58M
|
619K
$64.3M
|
|
|
Jan 30, 2023
Q4 2022
|
Americana Partners, LLC
Houston, TX |
SELL
|
- |
-17.2K- 53.88% |
$1.3M - $1.59M
|
14.7K
$1.53M
|
|
|
Feb 14, 2023
Q4 2022
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-18.8KClosed |
$1.42M - $1.74M
|
0
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-18.9K- 59.06% |
$1.43M - $1.75M
|
13.1K
$1.36M
|
|
|
Jan 26, 2023
Q4 2022
|
Boston Common Asset Management, LLC
Boston, MA |
SELL
|
- |
-18.9K- 6.92% |
$1.43M - $1.75M
|
255K
$26.5M
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-19.2K- 16.84% |
$1.45M - $1.77M
|
94.6K
$9.82M
|
|
|
Feb 13, 2023
Q4 2022
|
Brown Advisory Inc
|
SELL
|
- |
-19.2K- 5.53% |
$1.45M - $1.78M
|
329K
$34.1M
|
|
|
Jan 20, 2023
Q4 2022
|
Everett Harris & CO
|
SELL
|
- |
-19.9K- 38.11% |
$1.5M - $1.84M
|
32.3K
$3.35M
|
|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-20.4K- 10.92% |
$1.54M - $1.89M
|
166K
$17.3M
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-21K- 70.7% |
$1.59M - $1.94M
|
8.7K
$903K
|
|
|
Feb 14, 2023
Q4 2022
|
Aristotle Capital Management, LLC
Los Angeles, CA |
SELL
|
- |
-22.5K- 3.84% |
$1.7M - $2.08M
|
563K
$58.5M
|
|
|
Feb 08, 2023
Q4 2022
|
Van Eck Associates Corp
|
SELL
|
- |
-22.6K- 6.63% |
$1.7M - $2.09M
|
318K
$33M
|
|
|
Feb 13, 2023
Q4 2022
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-23.4K- 14.61% |
$1.76M - $2.16M
|
137K
$14.2M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-24.6K- 33.89% |
$1.86M - $2.27M
|
48K
$4.98M
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-25.1K- 8.83% |
$1.9M - $2.33M
|
260K
$27M
|
|
|
Feb 02, 2023
Q4 2022
|
Cambiar Investors LLC
|
SELL
|
- |
-26K- 7.89% |
$1.97M - $2.41M
|
304K
$31.6M
|
|
|
Feb 03, 2023
Q4 2022
|
Smith, Salley & Associates
|
SELL
|
- |
-29.9K- 91.02% |
$2.26M - $2.76M
|
2.95K
$306K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-30K- 8.23% |
$2.27M - $2.78M
|
335K
$34.8M
|
|
|
Feb 13, 2023
Q4 2022
|
Banco Santander, S.A.
|
SELL
|
- |
-30.9K- 18.06% |
$2.33M - $2.86M
|
140K
$14.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Capital World Investors
Los Angeles, CA |
SELL
|
- |
-31.2K- 51.6% |
$2.36M - $2.89M
|
29.3K
$3.04M
|
|
|
Feb 13, 2023
Q4 2022
|
Fayez Sarofim & CO
Houston, TX |
SELL
|
- |
-31.3K- 8.29% |
$2.37M - $2.9M
|
347K
$36M
|
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-31.7K- 8.94% |
$2.4M - $2.93M
|
323K
$33.5M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-32.5K- 8.37% |
$2.46M - $3.01M
|
356K
$37M
|
|
|
Jan 26, 2023
Q4 2022
|
Manning & Napier Group, LLC
|
SELL
|
- |
-32.6K- 1.82% |
$2.46M - $3.02M
|
1.76M
$183M
|
|
|
Feb 08, 2023
Q4 2022
|
Fora Capital, LLC
Miami, FL |
SELL
|
- |
-36.2K- 68.7% |
$2.73M - $3.35M
|
16.5K
$1.71M
|
|
|
Feb 14, 2023
Q4 2022
|
State Street Corp
Boston, MA |
SELL
|
- |
-38.9K- 2.02% |
$2.94M - $3.6M
|
1.89M
$196M
|
|
|
Feb 13, 2023
Q4 2022
|
Barclays PLC
London, X0 |
SELL
|
- |
-39.1K- 96.93% |
$2.95M - $3.62M
|
1.24K
$129K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-44.1K- 39.24% |
$3.33M - $4.08M
|
68.4K
$7.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-46.3K- 85.88% |
$3.5M - $4.28M
|
7.61K
$790K
|
|
|
Feb 13, 2023
Q4 2022
|
Causeway Capital Management LLC
Los Angeles, CA |
SELL
|
- |
-48K- 17.72% |
$3.63M - $4.44M
|
223K
$23.1M
|
|
|
Feb 10, 2023
Q4 2022
|
Parcion Private Wealth LLC
Bellevue, WA |
SELL
|
- |
-48.1K- 93.38% |
$3.64M - $4.45M
|
3.41K
$354K
|
|
|
Feb 13, 2023
Q4 2022
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-52.6K- 35.76% |
$3.97M - $4.86M
|
94.5K
$9.81M
|
|
|
Aug 11, 2023
Q4 2022
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-52.6K- 35.76% |
$3.97M - $4.86M
|
94.5K
$9.81M
|
|
|
Feb 03, 2023
Q4 2022
|
Mondrian Investment Partners LTD
London, X0 |
SELL
|
- |
-58K- 7.74% |
$4.38M - $5.37M
|
692K
$71.8M
|
|
|
Feb 14, 2023
Q4 2022
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-58.5K- 6.7% |
$4.42M - $5.41M
|
814K
$84.5M
|
|
|
Feb 01, 2023
Q4 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-65.2K- 29.01% |
$4.92M - $6.03M
|
159K
$16.6M
|