Purchases and Sales Made in Q4 2023 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q4 2023. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 04, 2024
Q4 2023
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-2- 6.06% |
$185 - $203
|
31
$3.55K
|
|
|
Jan 18, 2024
Q4 2023
|
Delta Financial Group, Inc.
Basking Ridge, NJ |
SELL
|
- |
-3- 0.14% |
$277 - $305
|
2.17K
$249K
|
|
|
Feb 14, 2024
Q4 2023
|
Bell Investment Advisors, Inc
Oakland, CA |
SELL
|
- |
-3- 2.24% |
$277 - $305
|
131
$15K
|
|
|
Jan 24, 2024
Q4 2023
|
Smith, Salley & Associates
|
SELL
|
- |
-3- 0.09% |
$277 - $305
|
3.23K
$370K
|
|
|
Feb 07, 2024
Q4 2023
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-4- 0.19% |
$369 - $406
|
2.05K
$235K
|
|
|
Jan 19, 2024
Q4 2023
|
Opal Wealth Advisors, LLC
Jericho, NY |
SELL
|
- |
-4- 0.15% |
$369 - $406
|
2.66K
$304K
|
|
|
Jan 30, 2024
Q4 2023
|
Grove Bank & Trust
|
SELL
|
- |
-4- 0.44% |
$369 - $406
|
895
$102K
|
|
|
Feb 08, 2024
Q4 2023
|
Wade G W & Inc
Wellesley, MA |
SELL
|
- |
-4- 0.02% |
$369 - $406
|
20.4K
$2.34M
|
|
|
Feb 14, 2024
Q4 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-5- 0.25% |
$461 - $508
|
2.01K
$230K
|
|
|
Jan 30, 2024
Q4 2023
|
Oakworth Capital, Inc.
|
SELL
|
- |
-5- 0.13% |
$461 - $508
|
3.81K
$436K
|
|
|
Feb 12, 2024
Q4 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-5- 0.16% |
$461 - $508
|
3.17K
$363K
|
|
|
Feb 09, 2024
Q4 2023
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-6- 0.03% |
$554 - $609
|
22.3K
$2.56M
|
|
|
Jan 12, 2024
Q4 2023
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
SELL
|
- |
-7- 0.12% |
$646 - $711
|
5.97K
$684K
|
|
|
Feb 06, 2024
Q4 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-7- 0.3% |
$646 - $711
|
2.31K
$265K
|
|
|
Feb 15, 2024
Q4 2023
|
Barclays PLC
London, X0 |
SELL
|
- |
-9- 2.74% |
$830 - $914
|
319
$36.5K
|
|
|
Jan 22, 2024
Q4 2023
|
Norris Perne & French LLP
Grand Rapids, MI |
SELL
|
- |
-10- 0.3% |
$923 - $1.02K
|
3.36K
$385K
|
|
|
Jan 18, 2024
Q4 2023
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-10- 0.09% |
$923 - $1.02K
|
10.7K
$1.22M
|
|
|
Feb 14, 2024
Q4 2023
|
Silvercrest Asset Management Group LLC
New York, NY |
SELL
|
- |
-11- 0.1% |
$1.01K - $1.12K
|
10.5K
$1.2M
|
|
|
Jan 31, 2024
Q4 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-12- 0.3% |
$1.11K - $1.22K
|
3.98K
$455K
|
|
|
Feb 05, 2024
Q4 2023
|
Paces Ferry Wealth Advisors, LLC
|
SELL
|
- |
-12- 0.3% |
$1.11K - $1.22K
|
3.95K
$452K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
SELL
|
- |
-15- 0.4% |
$1.38K - $1.52K
|
3.76K
$430K
|
|
|
Feb 08, 2024
Q4 2023
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-15- 0.53% |
$1.38K - $1.52K
|
2.83K
$324K
|
|
|
Jan 10, 2024
Q4 2023
|
First Community Trust Na
|
SELL
|
- |
-15- 13.27% |
$1.38K - $1.52K
|
98
$11.2K
|
|
|
Feb 13, 2024
Q4 2023
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-16- 0.66% |
$1.48K - $1.62K
|
2.4K
$275K
|
|
|
Jan 02, 2024
Q4 2023
|
Appleton Partners Inc
|
SELL
|
- |
-18- 0.71% |
$1.66K - $1.83K
|
2.51K
$288K
|
|
|
Jan 31, 2024
Q4 2023
|
Greenleaf Trust
Kalamazoo, MI |
SELL
|
- |
-19- 0.11% |
$1.75K - $1.93K
|
17.6K
$2.02M
|
|
|
Jan 22, 2024
Q4 2023
|
High Mark Wealth Management LLC
|
SELL
|
- |
-19- 34.55% |
$1.75K - $1.93K
|
36
$4.12K
|
|
|
Jan 25, 2024
Q4 2023
|
Tfc Financial Management
|
SELL
|
- |
-20- 24.1% |
$1.85K - $2.03K
|
63
$7.21K
|
|
|
Feb 09, 2024
Q4 2023
|
Banco De Sabadell, S.A
Miami, FL |
SELL
|
- |
-21- 0.26% |
$1.94K - $2.13K
|
8.16K
$934K
|
|
|
Jan 26, 2024
Q4 2023
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-25- 0.31% |
$2.31K - $2.54K
|
8.1K
$928K
|
|
|
Jan 29, 2024
Q4 2023
|
Clarius Group, LLC
Seattle, WA |
SELL
|
- |
-26- 0.26% |
$2.4K - $2.64K
|
9.97K
$1.14M
|
|
|
Jan 18, 2024
Q4 2023
|
Good Life Advisors, LLC
|
SELL
|
- |
-26- 1.1% |
$2.4K - $2.64K
|
2.35K
$269K
|
|
|
Feb 01, 2024
Q4 2023
|
Scott & Selber, Inc.
|
SELL
|
- |
-26- 0.25% |
$2.4K - $2.64K
|
10.5K
$1.21M
|
|
|
May 30, 2024
Q4 2023
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-26- 0.31% |
$2.4K - $2.64K
|
8.26K
$946K
|
|
|
Jan 03, 2024
Q4 2023
|
Albert D Mason Inc
|
SELL
|
- |
-30- 0.22% |
$2.77K - $3.05K
|
13.5K
$1.54M
|
|
|
Jan 11, 2024
Q4 2023
|
Cascade Investment Advisors, Inc.
Oregon City, OR |
SELL
|
- |
-30- 0.13% |
$2.77K - $3.05K
|
22.3K
$2.55M
|
|
|
Jan 23, 2024
Q4 2023
|
Venturi Wealth Management, LLC
Austin, TX |
SELL
|
- |
-31- 0.55% |
$2.86K - $3.15K
|
5.59K
$640K
|
|
|
Feb 06, 2024
Q4 2023
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-33- 0.41% |
$3.04K - $3.35K
|
8K
$916K
|
|
|
Feb 13, 2024
Q4 2023
|
Annex Advisory Services, LLC
|
SELL
|
- |
-33- 1.63% |
$3.04K - $3.35K
|
1.99K
$228K
|
|
|
Feb 13, 2024
Q4 2023
|
Stephens Inc
|
SELL
|
- |
-33- 0.48% |
$3.04K - $3.35K
|
6.88K
$787K
|
|
|
Feb 12, 2024
Q4 2023
|
Roundview Capital LLC
Princeton, NJ |
SELL
|
- |
-35- 1.18% |
$3.23K - $3.55K
|
2.92K
$335K
|
|
|
Jan 26, 2024
Q4 2023
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-36- 1.93% |
$3.32K - $3.66K
|
1.83K
$209K
|
|
|
Apr 22, 2025
Q4 2023
|
North Rock Partners, LLC
|
SELL
|
- |
-37- 1.74% |
$3.41K - $3.76K
|
2.08K
$239K
|
|
|
Jan 02, 2024
Q4 2023
|
St Germain D J CO Inc
Springfield, MA |
SELL
|
- |
-38- 0.69% |
$3.51K - $3.86K
|
5.49K
$629K
|
|
|
Feb 14, 2024
Q4 2023
|
Mattern Capital Management, LLC
Lakewood, CO |
SELL
|
- |
-39- 1.73% |
$3.6K - $3.96K
|
2.21K
$253K
|
|
|
Feb 14, 2024
Q4 2023
|
Becker Capital Management Inc
|
SELL
|
- |
-40- 0.41% |
$3.69K - $4.06K
|
9.72K
$1.11M
|
|
|
Feb 14, 2024
Q4 2023
|
Xml Financial, LLC
|
SELL
|
- |
-41- 0.34% |
$3.78K - $4.16K
|
12.1K
$1.38M
|
|
|
Feb 06, 2024
Q4 2023
|
Regions Financial Corp
|
SELL
|
- |
-41- 0.64% |
$3.78K - $4.16K
|
6.41K
$734K
|
|
|
Jan 18, 2024
Q4 2023
|
Altfest L J & CO Inc
|
SELL
|
- |
-42- 0.93% |
$3.88K - $4.26K
|
4.48K
$513K
|
|
|
Feb 05, 2024
Q4 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-44- 2.06% |
$4.06K - $4.47K
|
2.1K
$240K
|