The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERISOURCEBERGEN CORP | COM | 03073E105 | 9,965 | 133,934 | SH | DFND | 0 | 133,934 | 0 | ||
ABBOTT LABORATORIES | COM | 002824100 | 3,525 | 48,737 | SH | DFND | 0 | 48,737 | 0 | ||
ACHIEVE LIFE SCIENCES INC | COM NEW | 004468203 | 723 | 597,373 | SH | DFND | 0 | 597,373 | 0 | ||
AFFIMED NV | COM | N01045108 | 503 | 161,635 | SH | DFND | 0 | 161,635 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 3,738 | 17,847 | SH | DFND | 0 | 17,847 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 11,275 | 154,637 | SH | DFND | 0 | 154,637 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 1,655 | 17,000 | SH | DFND | 0 | 17,000 | 0 | ||
AMGEN INC | COM | 031162100 | 3,309 | 17,000 | SH | DFND | 0 | 17,000 | 0 | ||
AMGEN INC | PUT | 031162100 | 9,734 | 50,000 | SH | Put | DFND | 0 | 50,000 | 0 | |
ACTINIUM PHARMACEUTICALS INC | COM | 00507W107 | 132 | 339,796 | SH | DFND | 0 | 339,796 | 0 | ||
AXSOME THERAPEUTICS INC | COM | 05464T104 | 1,074 | 380,812 | SH | DFND | 0 | 380,812 | 0 | ||
BECTON DICKINSON AND CO | COM | 075887109 | 3,605 | 16,000 | SH | DFND | 0 | 16,000 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2,599 | 50,000 | SH | DFND | 0 | 50,000 | 0 | ||
BIONANO GENOMICS INC | COM | 09075F107 | 3,746 | 714,842 | SH | DFND | 0 | 714,842 | 0 | ||
BIONANO GENOMICS INC | *W EXP 08/21/2023 | 09075F107 | 1,108 | 721,619 | SH | DFND | 0 | 721,619 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 9,322 | 209,009 | SH | DFND | 0 | 209,009 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 1,474 | 187,327 | SH | DFND | 0 | 187,327 | 0 | ||
CATALYST BIOSCIENCES INC | COM NEW | 14888D208 | 2,301 | 291,625 | SH | DFND | 0 | 291,625 | 0 | ||
CHEMOCENTRYX INC | COM | 16383L106 | 1,847 | 169,257 | SH | DFND | 0 | 169,257 | 0 | ||
CELGENE CORP | COM | 151020104 | 6,562 | 102,390 | SH | DFND | 0 | 102,390 | 0 | ||
CONFORMIS INC | COM | 20717E101 | 402 | 1,121,894 | SH | DFND | 0 | 1,121,894 | 0 | ||
CIGNA CORP | COM | 125523100 | 9,917 | 52,216 | SH | DFND | 0 | 52,216 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 9,486 | 144,777 | SH | DFND | 0 | 144,777 | 0 | ||
DICERNA PHARMACEUTICALS INC | COM | 253031108 | 4,740 | 443,409 | SH | DFND | 0 | 443,409 | 0 | ||
EMERGENT BIOSOLUTIONS INC | COM | 29089Q105 | 4,374 | 73,793 | SH | DFND | 0 | 73,793 | 0 | ||
ESTABLISHMENT LABS HOLDINGS INC | COM | G31249108 | 1,445 | 52,701 | SH | DFND | 0 | 52,701 | 0 | ||
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 4,134 | 1,151,510 | SH | DFND | 0 | 1,151,510 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 6,035 | 96,480 | SH | DFND | 0 | 96,480 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 8,199 | 84,186 | SH | DFND | 0 | 84,186 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 8,467 | 68,039 | SH | DFND | 0 | 68,039 | 0 | ||
HILL-ROM HOLDINGS INC | COM | 431475102 | 2,186 | 24,682 | SH | DFND | 0 | 24,682 | 0 | ||
IMPRIMIS PHARMACEUTICALS, INC. | COM NEW | 415858109 | 1,908 | 335,364 | SH | DFND | 0 | 335,364 | 0 | ||
HUMANA INC | COM | 444859102 | 4,674 | 16,317 | SH | DFND | 0 | 16,317 | 0 | ||
ICON PLC | SHS | G4705A100 | 2,787 | 21,566 | SH | DFND | 0 | 21,566 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 370 | 25,900 | SH | DFND | 0 | 25,900 | 0 | ||
INOGEN INC | COM | 45780L104 | 1,592 | 12,824 | SH | DFND | 0 | 12,824 | 0 | ||
INVACARE CORP | COM | 461203101 | 1,063 | 247,196 | SH | DFND | 0 | 247,196 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 2,028 | 144,411 | SH | DFND | 0 | 144,411 | 0 | ||
LOGICBIO THERAPEUTICS INC | COM | 54142F102 | 1,653 | 158,958 | SH | DFND | 0 | 158,958 | 0 | ||
LEXICON PHARMACEUTICALS INC | PUT | 528872302 | 143 | 21,600 | SH | Put | DFND | 0 | 21,600 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 5,140 | 46,530 | SH | DFND | 0 | 46,530 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 11,926 | 131,115 | SH | DFND | 0 | 131,115 | 0 | ||
MEDPACE HOLDINGS INC | COM | 58506Q109 | 3,344 | 63,180 | SH | DFND | 0 | 63,180 | 0 | ||
MEI PHARMA INC | COM NEW | 55279B202 | 6,267 | 2,373,841 | SH | DFND | 0 | 2,373,841 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 4,982 | 42,869 | SH | DFND | 0 | 42,869 | 0 | ||
MYLAN NV | SHS EURO | N59465109 | 5,129 | 187,175 | SH | DFND | 0 | 187,175 | 0 | ||
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 4,927 | 69,000 | SH | DFND | 0 | 69,000 | 0 | ||
NOVO NORDISK A/S | ADR | 670100205 | 6,790 | 147,378 | SH | DFND | 0 | 147,378 | 0 | ||
OSMOTICA PHARMACEUTICALS PLC | SHS | G6S41R101 | 2,685 | 346,410 | SH | DFND | 0 | 346,410 | 0 | ||
PENUMBRA INC | PUT | 70975L107 | 4,155 | 34,000 | SH | Put | DFND | 0 | 34,000 | 0 | |
PFENEX INC | COM | 717071104 | 681 | 213,608 | SH | DFND | 0 | 213,608 | 0 | ||
KONINKLIJKE PHILIPS NV | NY REG SH NEW | 500472303 | 1,756 | 50,000 | SH | DFND | 0 | 50,000 | 0 | ||
PREMIER INC | CL A | 74051N102 | 5,020 | 134,412 | SH | DFND | 0 | 134,412 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 5,015 | 2,180,546 | SH | DFND | 0 | 2,180,546 | 0 | ||
RA MEDICAL SYSTEMS INC | COM | 74933X104 | 3,865 | 486,107 | SH | DFND | 0 | 486,107 | 0 | ||
REVANCE THERAPEUTICS INC | COM | 761330109 | 3,376 | 167,724 | SH | DFND | 0 | 167,724 | 0 | ||
SENSEONICS HOLDINGS INC | COM | 81727U105 | 1,243 | 479,858 | SH | DFND | 0 | 479,858 | 0 | ||
SMITH & NEPHEW PLC | SPDN ADR NEW | 83175M205 | 3,819 | 102,163 | SH | DFND | 0 | 102,163 | 0 | ||
SANOFI SA | SPONSORED ADR | 80105N105 | 11,651 | 268,388 | SH | DFND | 0 | 268,388 | 0 | ||
SUTRO BIOPHARMA INC | COM | 869367102 | 2,543 | 281,914 | SH | DFND | 0 | 281,914 | 0 | ||
TITAN MEDICAL INC | COM NEW | 88830X819 | 544 | 445,680 | SH | DFND | 0 | 445,680 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 3,539 | 14,207 | SH | DFND | 0 | 14,207 | 0 | ||
UROVANT SCIENCES LTD | SHS | G9381B108 | 5,324 | 807,860 | SH | DFND | 0 | 807,860 | 0 | ||
UNITED THERAPEUTICS CORP | COM | 91307C102 | 3,267 | 30,000 | SH | DFND | 0 | 30,000 | 0 | ||
VERACYTE INC | COM | 92337F107 | 883 | 70,199 | SH | DFND | 0 | 70,199 | 0 | ||
VICAL INC | COM NEW | 925602203 | 1,907 | 1,615,887 | SH | DFND | 0 | 1,615,887 | 0 | ||
VIKING THERAPEUTICS INC | COM | 92686J106 | 4,873 | 637,046 | SH | DFND | 0 | 637,046 | 0 | ||
DENTSPLY SIRONA INC | COM | 24906P109 | 2,443 | 65,666 | SH | DFND | 0 | 65,666 | 0 | ||
ZIMMER BIOMET HOLDINGS INC | COM | 98956P102 | 3,645 | 35,144 | SH | DFND | 0 | 35,144 | 0 |