The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,363 | 6,494 | SH | SOLE | 6,494 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 929 | 6,880 | SH | SOLE | 6,880 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 1,626 | 41,507 | SH | SOLE | 41,507 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 571 | 5,200 | SH | SOLE | 5,200 | 0 | 0 | ||
BB&T CORP | COM | 054937107 | 230 | 4,904 | SH | SOLE | 4,904 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 1,705 | 8,702 | SH | SOLE | 8,702 | 0 | 0 | ||
BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 1,288 | 171,683 | SH | SOLE | 171,683 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 335 | 11,497 | SH | SOLE | 11,497 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 794 | 12,463 | SH | SOLE | 12,463 | 0 | 0 | ||
BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 | 235 | 5,450 | SH | SOLE | 5,450 | 0 | 0 | ||
CAPITALA FIN CORP | COM | 14054R106 | 312 | 32,677 | SH | SOLE | 32,677 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 906 | 26,953 | SH | SOLE | 26,953 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030n101 | 249 | 6,474 | SH | SOLE | 6,474 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825c104 | 750 | 14,995 | SH | SOLE | 14,995 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 575 | 7,071 | SH | SOLE | 7,071 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 1,479 | 11,760 | SH | SOLE | 11,760 | 0 | 0 | ||
DICKS SPORTING GOODS INC | COM | 253393102 | 264 | 9,790 | SH | SOLE | 9,790 | 0 | 0 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 1,872 | 15,820 | SH | SOLE | 15,820 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746u109 | 1,040 | 13,516 | SH | SOLE | 13,516 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078J100 | 421 | 6,088 | SH | SOLE | 6,088 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 2,941 | 35,050 | SH | SOLE | 35,050 | 0 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 706 | 11,235 | SH | SOLE | 11,235 | 0 | 0 | ||
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 629 | 16,255 | SH | SOLE | 16,255 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,681 | 20,506 | SH | SOLE | 20,506 | 0 | 0 | ||
FIDELITY | MSCI HLTH CARE I | 316092600 | 1,919 | 48,552 | SH | SOLE | 48,552 | 0 | 0 | ||
FIDELITY | MSCI INFO TECH I | 316092808 | 1,574 | 34,088 | SH | SOLE | 34,088 | 0 | 0 | ||
FIDELITY | MSCI ENERGY IDX | 316092402 | 3 | 135 | SH | SOLE | 135 | 0 | 0 | ||
FIDELITY | MSCI UTILS INDEX | 316092865 | 2 | 50 | SH | SOLE | 50 | 0 | 0 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 2,442 | 130,115 | SH | SOLE | 130,115 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 1,103 | 92,105 | SH | SOLE | 92,105 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 1,268 | 52,427 | SH | SOLE | 52,427 | 0 | 0 | ||
HCP INC | COM | 40414L109 | 341 | 12,241 | SH | SOLE | 12,241 | 0 | 0 | ||
HEALTHCARE RLTY TR | COM | 421946104 | 995 | 30,758 | SH | SOLE | 30,758 | 0 | 0 | ||
HONDA MOTOR LTD | AMERN SHS | 438128308 | 258 | 8,718 | SH | SOLE | 8,718 | 0 | 0 | ||
HOSPITALITY PPTYS TR | COM SH BEN INT | 44106m102 | 1,761 | 61,818 | SH | SOLE | 61,818 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 804 | 21,124 | SH | SOLE | 21,124 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 667 | 4,594 | SH | SOLE | 4,594 | 0 | 0 | ||
ISHARES INC | MSCI AUST ETF | 464286103 | 463 | 20,641 | SH | SOLE | 20,641 | 0 | 0 | ||
ISHARES INC | MSCI HONG KG ETF | 464286871 | 327 | 13,236 | SH | SOLE | 13,236 | 0 | 0 | ||
ISHARES INC | MSCI SINGPOR ETF | 46434G780 | 175 | 7,150 | SH | SOLE | 7,150 | 0 | 0 | ||
ISHARES INC | MSCI TAIWAN ETF | 46434G772 | 51 | 1,400 | SH | SOLE | 1,400 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 29 | 539 | SH | SOLE | 539 | 0 | 0 | ||
ISHARES INC | MSCI JAPN SMCETF | 464286582 | 22 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ISHARES INC | MSCI GBL GOLD MN | 46434G855 | 4 | 223 | SH | SOLE | 223 | 0 | 0 | ||
ISHARES TR | 1 3 YR CR BD ETF | 464288646 | 2,446 | 23,215 | SH | SOLE | 23,215 | 0 | 0 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 851 | 4,315 | SH | SOLE | 4,315 | 0 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 737 | 4,121 | SH | SOLE | 4,121 | 0 | 0 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 655 | 3,810 | SH | SOLE | 3,810 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 462 | 2,585 | SH | SOLE | 2,585 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 434 | 1,714 | SH | SOLE | 1,714 | 0 | 0 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 255 | 2,250 | SH | SOLE | 2,250 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 252 | 2,017 | SH | SOLE | 2,017 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 177 | 1,885 | SH | SOLE | 1,885 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 170 | 1,433 | SH | SOLE | 1,433 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 135 | 911 | SH | SOLE | 911 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 126 | 1,698 | SH | SOLE | 1,698 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 124 | 1,805 | SH | SOLE | 1,805 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 76 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 74 | 925 | SH | SOLE | 925 | 0 | 0 | ||
ISHARES TR | MSCI AC ASIA ETF | 464288182 | 65 | 900 | SH | SOLE | 900 | 0 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 60 | 420 | SH | SOLE | 420 | 0 | 0 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 54 | 268 | SH | SOLE | 268 | 0 | 0 | ||
ISHARES TR | S&P SML 600 GWT | 464287887 | 43 | 260 | SH | SOLE | 260 | 0 | 0 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 25 | 734 | SH | SOLE | 734 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 22 | 500 | SH | SOLE | 500 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 18 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ISHARES TR | INTRMD CR BD ETF | 464288638 | 18 | 160 | SH | SOLE | 160 | 0 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 18 | 142 | SH | SOLE | 142 | 0 | 0 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 8 | 76 | SH | SOLE | 76 | 0 | 0 | ||
ISHARES TR | INTL DEV RE ETF | 464288489 | 2 | 63 | SH | SOLE | 63 | 0 | 0 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 1 | 13 | SH | SOLE | 13 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,347 | 10,359 | SH | SOLE | 10,359 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,924 | 20,145 | SH | SOLE | 20,145 | 0 | 0 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 3 | 106 | SH | SOLE | 106 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 603 | 31,429 | SH | SOLE | 31,429 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 200 | 2,337 | SH | SOLE | 2,337 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 2,474 | 30,947 | SH | SOLE | 30,947 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 1,168 | 7,456 | SH | SOLE | 7,456 | 0 | 0 | ||
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 226 | 3,597 | SH | SOLE | 3,597 | 0 | 0 | ||
NEW MTN FIN CORP | COM | 647551100 | 171 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 311 | 8,293 | SH | SOLE | 8,293 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 373 | 4,350 | SH | SOLE | 4,350 | 0 | 0 | ||
NUVEEN NORTH CAROLINA QLTY M | COM | 67060P100 | 3,173 | 237,855 | SH | SOLE | 237,855 | 0 | 0 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 3,510 | 251,070 | SH | SOLE | 251,070 | 0 | 0 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 258 | 8,100 | SH | SOLE | 8,100 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 1,068 | 11,658 | SH | SOLE | 11,658 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 1,887 | 18,540 | SH | SOLE | 18,540 | 0 | 0 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 1,231 | 12,120 | SH | SOLE | 12,120 | 0 | 0 | ||
PIMCO INCOME STRATEGY FUND | COM | 72201H108 | 1,713 | 141,353 | SH | SOLE | 141,353 | 0 | 0 | ||
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 154 | 3,365 | SH | SOLE | 3,365 | 0 | 0 | ||
POWERSHARES ETF TR II | PWRSHS SP500 LOW | 73937B654 | 41 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
POWERSHARES ETF TR II | S&P600 LOVL PT | 73937B639 | 38 | 825 | SH | SOLE | 825 | 0 | 0 | ||
POWERSHARES ETF TR II | INTL DEV LOWVL | 73937B688 | 26 | 775 | SH | SOLE | 775 | 0 | 0 | ||
POWERSHARES ETF TR II | EM MRK LOW VOL | 73937B662 | 16 | 650 | SH | SOLE | 650 | 0 | 0 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 712 | 30,750 | SH | SOLE | 30,750 | 0 | 0 | ||
PPL CORP | COM | 69351T106 | 312 | 8,210 | SH | SOLE | 8,210 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,129 | 12,407 | SH | SOLE | 12,407 | 0 | 0 | ||
PROGRESSIVE CORP OHIO | COM | 743315103 | 291 | 6,015 | SH | SOLE | 6,015 | 0 | 0 | ||
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 239 | 7,550 | SH | SOLE | 7,550 | 0 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 877 | 11,334 | SH | SOLE | 11,334 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 344 | 4,900 | SH | SOLE | 4,900 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 577 | 12,333 | SH | SOLE | 12,333 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 453 | 9,050 | SH | SOLE | 9,050 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 331 | 4,915 | SH | SOLE | 4,915 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 289 | 4,807 | SH | SOLE | 4,807 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 95 | 2,840 | SH | SOLE | 2,840 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 54 | 1,318 | SH | SOLE | 1,318 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 32 | 1,183 | SH | SOLE | 1,183 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 9 | 150 | SH | SOLE | 150 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 6 | 124 | SH | SOLE | 124 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 6 | 124 | SH | SOLE | 124 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 2 | 55 | SH | SOLE | 55 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 0 | 8 | SH | SOLE | 8 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,092 | 18,478 | SH | SOLE | 18,478 | 0 | 0 | ||
SIERRA WIRELESS INC | COM | 826516106 | 275 | 12,800 | SH | SOLE | 12,800 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 1,649 | 33,564 | SH | SOLE | 33,564 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 441 | 1,757 | SH | SOLE | 1,757 | 0 | 0 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 592 | 15,875 | SH | SOLE | 15,875 | 0 | 0 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 16 | 175 | SH | SOLE | 175 | 0 | 0 | ||
SPDR SERIES TRUST | S&P 600 SMCP VAL | 78464A300 | 1 | 10 | SH | SOLE | 10 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 710 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 1,177 | 31,356 | SH | SOLE | 31,356 | 0 | 0 | ||
TATA MTRS LTD | SPONSORED ADR | 876568502 | 760 | 24,300 | SH | SOLE | 24,300 | 0 | 0 | ||
TE CONNECTIVITY LTD | REG SHS | H84989104 | 208 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 913 | 7,660 | SH | SOLE | 7,660 | 0 | 0 | ||
TRIANGLE CAP CORP | COM | 895848109 | 2,328 | 163,002 | SH | SOLE | 163,002 | 0 | 0 | ||
UNDER ARMOUR INC | CL A | 904311107 | 100 | 6,067 | SH | SOLE | 6,067 | 0 | 0 | ||
UNDER ARMOUR INC | CL C | 904311206 | 81 | 5,378 | SH | SOLE | 5,378 | 0 | 0 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 227 | 2,955 | SH | SOLE | 2,955 | 0 | 0 | ||
VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 | 3,991 | 31,010 | SH | SOLE | 31,010 | 0 | 0 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 9,780 | 120,638 | SH | SOLE | 120,638 | 0 | 0 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 187 | 1,225 | SH | SOLE | 1,225 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 162 | 1,065 | SH | SOLE | 1,065 | 0 | 0 | ||
VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 | 7 | 58 | SH | SOLE | 58 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,457 | 29,438 | SH | SOLE | 29,438 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 2,770 | 26,324 | SH | SOLE | 26,324 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 502 | 17,650 | SH | SOLE | 17,650 | 0 | 0 | ||
WELLTOWER INC | COM | 95040Q104 | 599 | 8,520 | SH | SOLE | 8,520 | 0 | 0 | ||
WESTPAC BKG CORP | SPONSORED ADR | 961214301 | 202 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
WEYERHAEUSER CO | COM | 962166104 | 776 | 22,808 | SH | SOLE | 22,808 | 0 | 0 | ||
WISDOMTREE TR | EMG MKTS SMCAP | 97717W281 | 1,487 | 30,337 | SH | SOLE | 30,337 | 0 | 0 | ||
WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 129 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 20 | 800 | SH | SOLE | 800 | 0 | 0 | ||
WISDOMTREE TR | US HIGH DIVIDEND | 97717W208 | 15 | 215 | SH | SOLE | 215 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 402 | 3,430 | SH | SOLE | 3,430 | 0 | 0 |