The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ZIOPHARM ONCOLOGY INC COM | EQUITY | 98973P101 | 52 | 27,760 | SH | SOLE | 27,760 | 0 | 0 | ||
SEQUENTIAL BRNDS GROUP INC N COM | EQUITY | 81734P107 | 78 | 97,087 | SH | SOLE | 97,087 | 0 | 0 | ||
FREEPORT-MCMORAN INC CL B | EQUITY | 35671D857 | 132 | 12,811 | SH | DFND | 10,164 | 0 | 2,647 | ||
CONSTELLIUM NV CL A | EQUITY | N22035104 | 175 | 25,000 | SH | OTR | 0 | 0 | 25,000 | ||
CONNECTONE BANCORP INC NEW COM | EQUITY | 20786W107 | 185 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
KINDER MORGAN INC DEL COM | EQUITY | 49456B101 | 187 | 12,144 | SH | DFND | 6,832 | 0 | 5,312 | ||
INTREXON CORP COM | EQUITY | 46122T102 | 204 | 31,191 | SH | SOLE | 31,191 | 0 | 0 | ||
FIREEYE INC COM | EQUITY | 31816Q101 | 211 | 13,037 | SH | OTR | 0 | 0 | 13,037 | ||
JOHNSON CTLS INTL PLC SHS | EQUITY | G51502105 | 216 | 7,225 | SH | DFND | 6,382 | 0 | 843 | ||
AMERIPRISE FINL INC COM | EQUITY | 03076C106 | 219 | 2,100 | SH | DFND | 100 | 0 | 2,000 | ||
SPDR INDEX SHS FDS DJ GLB RL ES ETF | EQUITY | 78463X749 | 230 | 5,207 | SH | SOLE | 5,207 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC COM | EQUITY | 92532F100 | 231 | 1,396 | SH | DFND | 1,154 | 0 | 242 | ||
ABBOTT LABS COM | EQUITY | 002824100 | 235 | 3,245 | SH | SOLE | 3,245 | 0 | 0 | ||
NETFLIX INC COM | ETF | 64110L106 | 244 | 910 | SH | SOLE | 910 | 0 | 0 | ||
LIVERAMP HLDGS INC COM ADDED | EQUITY | 53815P108 | 249 | 6,450 | SH | SOLE | 6,450 | 0 | 0 | ||
MEDTRONIC PLC SHS | EQUITY | G5960L103 | 250 | 2,741 | SH | DFND | 1,821 | 0 | 920 | ||
ISHARES INC CORE MSCI EMKT | ETF | 46434G103 | 260 | 5,504 | SH | SOLE | 5,504 | 0 | 0 | ||
SEAGATE TECHNOLOGY PLC SHS | EQUITY | G7945M107 | 266 | 6,749 | SH | DFND | 5,579 | 0 | 1,170 | ||
AIR PRODS & CHEMS INC COM | EQUITY | 009158106 | 270 | 1,675 | SH | OTR | 0 | 0 | 1,675 | ||
ISHARES INC MSCI JPN ETF NEW | ETF | 46434G822 | 270 | 5,319 | SH | SOLE | 5,319 | 0 | 0 | ||
BLACKROCK INC COM | EQUITY | 09247X101 | 272 | 693 | SH | SOLE | 693 | 0 | 0 | ||
PENUMBRA INC COM | EQUITY | 70975L107 | 275 | 2,250 | SH | SOLE | 2,250 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF UT SER 1 | EQUITY | 78467X109 | 281 | 1,200 | SH | OTR | 0 | 0 | 1,200 | ||
VERIZON COMMUNICATIONS INC COM | EQUITY | 92343V104 | 298 | 5,292 | SH | DFND | 5,074 | 0 | 218 | ||
AMERICAN SUPERCONDUCTOR CORP SHS NEW | EQUITY | 030111207 | 303 | 27,172 | SH | SOLE | 27,172 | 0 | 0 | ||
TE CONNECTIVITY LTD REG SHS | EQUITY | H84989104 | 304 | 4,023 | SH | DFND | 3,371 | 0 | 652 | ||
BERKSHIRE HATHAWAY INC DEL CL A | EQUITY | 084670108 | 306 | 1 | SH | SOLE | 1 | 0 | 0 | ||
AUTODESK INC COM | EQUITY | 052769106 | 316 | 2,457 | SH | DFND | 2,129 | 0 | 328 | ||
ABBVIE INC COM | EQUITY | 00287Y109 | 322 | 3,497 | SH | DFND | 3,174 | 0 | 323 | ||
LYONDELLBASELL INDUSTRIES N SHS - A - | EQUITY | N53745100 | 325 | 3,907 | SH | OTR | 0 | 0 | 3,907 | ||
AMERICAN AIRLS GROUP INC COM | EQUITY | 02376R102 | 326 | 10,152 | SH | DFND | 212 | 0 | 9,940 | ||
HOWARD HUGHES CORP COM | EQUITY | 44267D107 | 339 | 3,471 | SH | SOLE | 3,471 | 0 | 0 | ||
WPX ENERGY INC COM | EQUITY | 98212B103 | 341 | 30,008 | SH | OTR | 0 | 0 | 30,008 | ||
DOWDUPONT INC COM | EQUITY | 26078J100 | 352 | 6,574 | SH | DFND | 512 | 0 | 6,062 | ||
BLACKSTONE GROUP L P COM UNIT LTD | EQUITY | 09253U108 | 373 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
CIVITAS SOLUTIONS INC COM | EQUITY | 17887R102 | 375 | 21,435 | SH | SOLE | 21,435 | 0 | 0 | ||
ASSURANT INC COM | EQUITY | 04621X108 | 382 | 4,276 | SH | OTR | 0 | 0 | 4,276 | ||
AT&T INC COM | EQUITY | 00206R102 | 386 | 13,533 | SH | DFND | 10,308 | 0 | 3,224 | ||
EQUINIX INC COM PAR $0.001 | EQUITY | 29444U700 | 415 | 1,177 | SH | SOLE | 1,177 | 0 | 0 | ||
ALTRIA GROUP INC COM | EQUITY | 02209S103 | 427 | 8,500 | SH | DFND | 7,615 | 0 | 885 | ||
BRIGHTHOUSE FINL INC COM | EQUITY | 10922N103 | 427 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
M & T BK CORP COM | EQUITY | 55261F104 | 437 | 3,050 | SH | OTR | 0 | 0 | 3,050 | ||
SPDR GOLD TRUST GOLD SHS | EQUITY | 78463V107 | 454 | 3,747 | SH | DFND | 2,007 | 0 | 1,740 | ||
BIOGEN INC COM | EQUITY | 09062X103 | 457 | 1,518 | SH | DFND | 1,231 | 0 | 287 | ||
MERCK & CO INC COM | EQUITY | 58933Y105 | 458 | 5,956 | SH | DFND | 3,323 | 0 | 2,633 | ||
ALIBABA GROUP HLDG LTD SPONSORED ADS | EQUITY | 01609W102 | 469 | 3,425 | SH | SOLE | 3,425 | 0 | 0 | ||
ANALOG DEVICES INC COM | EQUITY | 032654105 | 479 | 5,579 | SH | OTR | 0 | 0 | 5,579 | ||
EOG RES INC COM | EQUITY | 26875P101 | 525 | 6,018 | SH | DFND | 320 | 0 | 5,698 | ||
ETF SER SOLUTIONS DEEP VALUE ETF | ETF | 26922A701 | 545 | 17,886 | SH | SOLE | 17,886 | 0 | 0 | ||
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP | ETF | 78467Y107 | 556 | 1,830 | SH | DFND | 904 | 0 | 926 | ||
ENERGY TRANSFER LP COM UT LTD PTN | EQUITY | 29273V100 | 570 | 43,165 | SH | DFND | 39,565 | 0 | 3,600 | ||
MINDBODY INC COM CL A | EQUITY | 60255W105 | 591 | 16,243 | SH | SOLE | 16,243 | 0 | 0 | ||
ANTHEM INC COM | EQUITY | 036752103 | 596 | 2,270 | SH | OTR | 0 | 0 | 2,270 | ||
COMCAST CORP NEW CL A | EQUITY | 20030N101 | 599 | 17,483 | SH | DFND | 14,412 | 0 | 3,071 | ||
AON PLC SHS CL A | EQUITY | G0408V102 | 630 | 4,336 | SH | OTR | 0 | 0 | 4,336 | ||
ORACLE CORP COM | EQUITY | 68389X105 | 635 | 14,074 | SH | DFND | 2,515 | 0 | 11,559 | ||
SELECT SECTOR SPDR TR SBI INT-FINL | EQUITY | 81369Y605 | 671 | 28,175 | SH | DFND | 9,775 | 0 | 18,400 | ||
UNITEDHEALTH GROUP INC COM | EQUITY | 91324P102 | 672 | 2,696 | SH | DFND | 2,291 | 0 | 405 | ||
TESLA INC COM | EQUITY | 88160R101 | 713 | 2,142 | SH | SOLE | 2,142 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC COM | EQUITY | 38141G104 | 714 | 4,274 | SH | DFND | 1,851 | 0 | 2,423 | ||
AMERICAN EXPRESS CO COM | EQUITY | 025816109 | 722 | 7,574 | SH | DFND | 774 | 0 | 6,800 | ||
2U INC COM | EQUITY | 90214J101 | 746 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
D R HORTON INC COM | EQUITY | 23331A109 | 832 | 24,002 | SH | OTR | 0 | 0 | 24,002 | ||
FEDEX CORP COM | EQUITY | 31428X106 | 849 | 5,243 | SH | DFND | 1,410 | 0 | 3,833 | ||
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT | ETF | 46137V357 | 920 | 10,063 | SH | SOLE | 10,063 | 0 | 0 | ||
SIFY TECHNOLOGIES LIMITED SPONSORED ADS | EQUITY | 82655M107 | 924 | 620,466 | SH | SOLE | 620,466 | 0 | 0 | ||
WILLIS TOWERS WATSON PUB LTD SHS | EQUITY | G96629103 | 969 | 6,379 | SH | SOLE | 6,379 | 0 | 0 | ||
TWITTER INC COM | EQUITY | 90184L102 | 1,103 | 38,382 | SH | DFND | 37,004 | 0 | 1,378 | ||
NETAPP INC COM | EQUITY | 64110D104 | 1,172 | 19,634 | SH | DFND | 9,634 | 0 | 10,000 | ||
MONOTYPE IMAGING HOLDINGS IN COM | EQUITY | 61022P100 | 1,250 | 79,920 | SH | SOLE | 79,920 | 0 | 0 | ||
ALLERGAN PLC SHS | EQUITY | G0177J108 | 1,259 | 9,421 | SH | DFND | 2,055 | 0 | 7,366 | ||
EHEALTH INC COM | EQUITY | 28238P109 | 1,260 | 32,791 | SH | DFND | 31,375 | 0 | 1,416 | ||
INVESCO DB COMMDY INDX TRCK UNIT | EQUITY | 46138B103 | 1,526 | 105,342 | SH | SOLE | 105,342 | 0 | 0 | ||
ISHARES TR MIN VOL USA ETF | ETF | 46429B697 | 1,700 | 32,414 | SH | SOLE | 32,414 | 0 | 0 | ||
SALESFORCE COM INC COM | EQUITY | 79466L302 | 1,723 | 12,576 | SH | DFND | 12,317 | 0 | 259 | ||
VISA INC COM CL A | EQUITY | 92826C839 | 1,770 | 13,415 | SH | DFND | 13,015 | 0 | 400 | ||
JAZZ PHARMACEUTICALS PLC SHS USD | EQUITY | G50871105 | 1,965 | 15,854 | SH | SOLE | 15,854 | 0 | 0 | ||
JPMORGAN CHASE & CO ALERIAN ML ETN | EQUITY | 46625H365 | 1,995 | 89,389 | SH | SOLE | 89,389 | 0 | 0 | ||
VANGUARD WORLD FDS INF TECH ETF | ETF | 92204A702 | 2,040 | 12,227 | SH | SOLE | 12,227 | 0 | 0 | ||
BOEING CO COM | EQUITY | 097023105 | 2,165 | 6,714 | SH | DFND | 6,170 | 0 | 544 | ||
BANKWELL FINL GROUP INC COM | EQUITY | 06654A103 | 2,539 | 88,438 | SH | SOLE | 88,438 | 0 | 0 | ||
MB FINANCIAL INC NEW COM | EQUITY | 55264U108 | 2,944 | 74,282 | SH | SOLE | 74,282 | 0 | 0 | ||
JD COM INC SPON ADR CL A | EQUITY | 47215P106 | 3,038 | 145,168 | SH | SOLE | 145,168 | 0 | 0 | ||
BANK AMER CORP COM | EQUITY | 060505104 | 3,230 | 131,079 | SH | SOLE | 131,079 | 0 | 0 | ||
JPMORGAN CHASE & CO COM | EQUITY | 46625H100 | 3,367 | 34,490 | SH | DFND | 23,756 | 0 | 10,734 | ||
CISCO SYS INC COM | EQUITY | 17275R102 | 4,324 | 99,796 | SH | DFND | 8,820 | 0 | 90,976 | ||
ISHARES TR MSCI INDIA ETF | ETF | 46429B598 | 4,475 | 134,153 | SH | DFND | 111,676 | 0 | 22,477 | ||
ARISTA NETWORKS INC COM | EQUITY | 040413106 | 4,488 | 21,300 | SH | OTR | 0 | 0 | 21,300 | ||
GREENLIGHT CAPITAL RE LTD CLASS A | EQUITY | G4095J109 | 4,673 | 542,159 | SH | DFND | 390,729 | 0 | 151,430 | ||
INSTRUCTURE INC COM | EQUITY | 45781U103 | 4,680 | 124,780 | SH | SOLE | 124,780 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL CL B NEW | EQUITY | 084670702 | 5,192 | 25,429 | SH | DFND | 12,252 | 0 | 13,177 | ||
INVESCO EXCHANGE TRADED FD T DYNMC SOFTWARE | ETF | 46137V639 | 5,754 | 77,863 | SH | SOLE | 77,863 | 0 | 0 | ||
WISDOMTREE CONTINUOUS COMMOD SHS BEN INT | EQUITY | 97718W108 | 5,760 | 328,231 | SH | SOLE | 328,231 | 0 | 0 | ||
KAR AUCTION SVCS INC COM | EQUITY | 48238T109 | 5,856 | 121,820 | SH | SOLE | 121,820 | 0 | 0 | ||
BARCLAYS BK PLC ETN SEL MLP | EQUITY | 06742C723 | 5,895 | 332,497 | SH | DFND | 293,154 | 0 | 39,343 | ||
AMAZON COM INC COM | EQUITY | 023135106 | 7,828 | 5,212 | SH | DFND | 5,187 | 0 | 25 | ||
YEXT INC COM | EQUITY | 98585N106 | 9,833 | 662,186 | SH | DFND | 652,186 | 0 | 10,000 | ||
APPLE INC COM | EQUITY | 037833100 | 14,006 | 88,790 | SH | DFND | 85,238 | 0 | 3,552 | ||
ALPHABET INC CAP STK CL A | EQUITY | 02079K305 | 14,742 | 14,108 | SH | DFND | 14,078 | 0 | 30 | ||
BROADCOM INC COM | EQUITY | 11135F101 | 16,945 | 66,638 | SH | DFND | 66,449 | 0 | 189 | ||
ALPHABET INC CAP STK CL C | EQUITY | 02079K107 | 18,516 | 17,879 | SH | DFND | 17,231 | 0 | 648 | ||
AMPHENOL CORP NEW CL A | EQUITY | 032095101 | 24,988 | 308,389 | SH | SOLE | 308,389 | 0 | 0 | ||
FACEBOOK INC CL A | EQUITY | 30303M102 | 28,963 | 220,938 | SH | DFND | 219,438 | 0 | 1,500 | ||
SPDR S&P 500 ETF TR TR UNIT | ETF | 78462F103 | 31,735 | 126,278 | SH | DFND | 80,733 | 0 | 45,545 |