The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 | 273 | 1,297 | SH | DFND | 1 | 0 | 1,297 | 0 | |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 1,020 | 5,993 | SH | DFND | 1 | 0 | 5,993 | 0 | |
| ACTIVISION BLIZZARD INC | COM | 00507V109 | 511 | 6,148 | SH | DFND | 1 | 0 | 6,148 | 0 | |
| ADOBE SYS INC | COM | 00724F101 | 1,150 | 4,261 | SH | DFND | 1 | 0 | 4,261 | 0 | |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 4,613 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
| ALPHABET INC | CAP STK CL A | 02079K305 | 1,620 | 1,342 | SH | DFND | 1 | 0 | 1,342 | 0 | |
| ALPHABET INC | CAP STK CL C | 02079K107 | 13,725 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 709 | 354 | SH | DFND | 1 | 0 | 354 | 0 | |
| AMERISOURCEBERGEN CORP | COM | 03073E105 | 4,380 | 47,500 | SH | SOLE | 47,500 | 0 | 0 | ||
| APPLE INC | COM | 037833100 | 1,164 | 5,157 | SH | DFND | 1 | 0 | 5,157 | 0 | |
| APTIV PLC | SHS | G6095L109 | 6,293 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| APTIV PLC | SHS | G6095L109 | 4,195 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
| AT&T INC | COM | 00206R102 | 164 | 4,876 | SH | DFND | 1 | 0 | 4,876 | 0 | |
| AT&T INC | COM | 00206R102 | 1,303 | 38,799 | SH | SOLE | 38,799 | 0 | 0 | ||
| ATHENE HLDG LTD | CL A | G0684D107 | 19,472 | 376,921 | SH | SOLE | 376,921 | 0 | 0 | ||
| AUTODESK INC | COM | 052769106 | 250 | 1,604 | SH | DFND | 1 | 0 | 1,604 | 0 | |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 622 | 4,131 | SH | DFND | 1 | 0 | 4,131 | 0 | |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 247 | 1,153 | SH | DFND | 1 | 0 | 1,153 | 0 | |
| BERRY GLOBAL GROUP INC | COM | 08579W103 | 10,626 | 219,584 | SH | SOLE | 219,584 | 0 | 0 | ||
| BOEING CO | COM | 097023105 | 481 | 1,294 | SH | DFND | 1 | 0 | 1,294 | 0 | |
| CATERPILLAR INC DEL | COM | 149123101 | 201 | 1,318 | SH | DFND | 1 | 0 | 1,318 | 0 | |
| CBS CORP NEW | CL B | 124857202 | 2,873 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
| CBS CORP NEW | CL B | 124857202 | 5,745 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| CHEVRON CORP NEW | COM | 166764100 | 264 | 2,158 | SH | DFND | 1 | 0 | 2,158 | 0 | |
| CISCO SYS INC | COM | 17275R102 | 309 | 6,361 | SH | DFND | 1 | 0 | 6,361 | 0 | |
| COCA COLA CO | COM | 191216100 | 220 | 4,768 | SH | DFND | 1 | 0 | 4,768 | 0 | |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 427 | 5,539 | SH | DFND | 1 | 0 | 5,539 | 0 | |
| CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 5,304 | 355,000 | SH | SOLE | 355,000 | 0 | 0 | ||
| CVS HEALTH CORP | COM | 126650100 | 88 | 1,123 | SH | DFND | 1 | 0 | 1,123 | 0 | |
| CVS HEALTH CORP | COM | 126650100 | 8,659 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
| CVS HEALTH CORP | COM | 126650100 | 7,872 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
| DELPHI TECHNOLOGIES PLC | SHS | G2709G107 | 784 | 24,999 | SH | SOLE | 24,999 | 0 | 0 | ||
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 55 | 956 | SH | DFND | 1 | 0 | 956 | 0 | |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 12,144 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
| DISCOVER FINL SVCS | COM | 254709108 | 2,905 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
| DOWDUPONT INC | COM | 26078J100 | 252 | 3,912 | SH | DFND | 1 | 0 | 3,912 | 0 | |
| DXC TECHNOLOGY CO | COM | 23355L106 | 228 | 2,439 | SH | DFND | 1 | 0 | 2,439 | 0 | |
| EBAY INC | COM | 278642103 | 270 | 8,179 | SH | DFND | 1 | 0 | 8,179 | 0 | |
| ELECTRONIC ARTS INC | COM | 285512109 | 261 | 2,169 | SH | DFND | 1 | 0 | 2,169 | 0 | |
| EXXON MOBIL CORP | COM | 30231G102 | 407 | 4,788 | SH | DFND | 1 | 0 | 4,788 | 0 | |
| FACEBOOK INC | CL A | 30303M102 | 1,280 | 7,785 | SH | DFND | 1 | 0 | 7,785 | 0 | |
| FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 9,863 | 1,721,378 | SH | SOLE | 1,721,378 | 0 | 0 | ||
| GENERAL ELECTRIC CO | COM | 369604103 | 216 | 19,144 | SH | DFND | 1 | 0 | 19,144 | 0 | |
| GENERAL MTRS CO | COM | 37045V100 | 11,044 | 328,000 | SH | SOLE | 328,000 | 0 | 0 | ||
| GENERAL MTRS CO | COM | 37045V100 | 34 | 1,012 | SH | DFND | 1 | 0 | 1,012 | 0 | |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 50 | 222 | SH | DFND | 1 | 0 | 222 | 0 | |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 12,221 | 54,500 | SH | SOLE | 54,500 | 0 | 0 | ||
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 11,212 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
| HCA HEALTHCARE INC | COM | 40412C101 | 76 | 546 | SH | DFND | 1 | 0 | 546 | 0 | |
| HCA HEALTHCARE INC | COM | 40412C101 | 22,259 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
| HONEYWELL INTL INC | COM | 438516106 | 275 | 1,650 | SH | DFND | 1 | 0 | 1,650 | 0 | |
| INTEL CORP | COM | 458140100 | 292 | 6,165 | SH | DFND | 1 | 0 | 6,165 | 0 | |
| INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 1,264 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,172 | 7,754 | SH | DFND | 1 | 0 | 7,754 | 0 | |
| INTUIT | COM | 461202103 | 454 | 1,997 | SH | DFND | 1 | 0 | 1,997 | 0 | |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 137 | 738 | SH | DFND | 1 | 0 | 738 | 0 | |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 120,764 | 650,000 | SH | Put | SOLE | 650,000 | 0 | 0 | |
| ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 87,593 | 865,800 | SH | Put | SOLE | 865,800 | 0 | 0 | |
| ISHARES TR | S&P 500 GRWT ETF | 464287309 | 3,198 | 18,050 | SH | SOLE | 18,050 | 0 | 0 | ||
| JOHNSON & JOHNSON | COM | 478160104 | 276 | 1,996 | SH | DFND | 1 | 0 | 1,996 | 0 | |
| JPMORGAN CHASE & CO | COM | 46625H100 | 225 | 1,996 | SH | DFND | 1 | 0 | 1,996 | 0 | |
| JPMORGAN CHASE & CO | COM | 46625H100 | 13,089 | 116,000 | SH | SOLE | 116,000 | 0 | 0 | ||
| KEMPHARM INC | COM | 488445107 | 10,060 | 2,095,914 | SH | SOLE | 2,095,914 | 0 | 0 | ||
| KEMPHARM INC | NOTE 5.500% 2/0 | 488445AB3 | 4,975 | 8,250,000 | SH | SOLE | 8,250,000 | 0 | 0 | ||
| MASTERCARD INCORPORATED | CL A | 57636Q104 | 1,232 | 5,535 | SH | DFND | 1 | 0 | 5,535 | 0 | |
| MAXWELL TECHNOLOGIES INC | COM | 577767106 | 872 | 249,960 | SH | SOLE | 249,960 | 0 | 0 | ||
| MAXWELL TECHNOLOGIES INC | COM | 577767106 | 1,433 | 410,700 | SH | Call | SOLE | 410,700 | 0 | 0 | |
| MEDTRONIC PLC | SHS | G5960L103 | 342 | 3,473 | SH | DFND | 1 | 0 | 3,473 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 1,713 | 14,979 | SH | DFND | 1 | 0 | 14,979 | 0 | |
| NETFLIX INC | COM | 64110L106 | 1,153 | 3,082 | SH | DFND | 1 | 0 | 3,082 | 0 | |
| NVIDIA CORP | COM | 67066G104 | 205 | 729 | SH | DFND | 1 | 0 | 729 | 0 | |
| ORACLE CORP | COM | 68389X105 | 1,215 | 23,565 | SH | DFND | 1 | 0 | 23,565 | 0 | |
| PAYPAL HLDGS INC | COM | 70450Y103 | 929 | 10,578 | SH | DFND | 1 | 0 | 10,578 | 0 | |
| PROCTER AND GAMBLE CO | COM | 742718109 | 235 | 2,819 | SH | DFND | 1 | 0 | 2,819 | 0 | |
| SALESFORCE COM INC | COM | 79466L302 | 889 | 5,592 | SH | DFND | 1 | 0 | 5,592 | 0 | |
| SERVICENOW INC | COM | 81762P102 | 236 | 1,204 | SH | DFND | 1 | 0 | 1,204 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 290,720 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 41 | 141 | SH | DFND | 1 | 0 | 141 | 0 | |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 254 | 1,041 | SH | DFND | 1 | 0 | 1,041 | 0 | |
| UNION PAC CORP | COM | 907818108 | 275 | 1,691 | SH | DFND | 1 | 0 | 1,691 | 0 | |
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 246 | 1,763 | SH | DFND | 1 | 0 | 1,763 | 0 | |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | 624 | 2,346 | SH | DFND | 1 | 0 | 2,346 | 0 | |
| VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 1,852 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
| VISA INC | COM CL A | 92826C839 | 1,278 | 8,512 | SH | DFND | 1 | 0 | 8,512 | 0 | |
| ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 5,653 | 43,000 | SH | SOLE | 43,000 | 0 | 0 | ||
| ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 51 | 391 | SH | DFND | 1 | 0 | 391 | 0 | |