The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ADIENT PLC ORD SHS G0084W101 159 12,253 SH   SOLE   12,253 0 0
ARRIS INTERNATIONAL PLC SHS G0551A103 790 25,000 SH   SOLE   25,000 0 0
LUXOFT HLDG INC ORD SHS CL A G57279104 352 6,000 SH   SOLE   6,000 0 0
STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 620 124,544 SH   SOLE   124,544 0 0
TRAVELPORT WORLDWIDE LTD SHS G9019D104 189 12,000 SH   SOLE   12,000 0 0
CERAGON NETWORKS LTD ORD M22013102 191 53,069 SH   SOLE   53,069 0 0
AFFIMED N V COM N01045108 1,491 355,000 SH   SOLE   355,000 0 0
AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 1,566 1,800,000 PRN   SOLE   1,800,000 0 0
AT&T INC COM 00206R102 11,603 370,000 SH Call SOLE   370,000 0 0
ACLARIS THERAPEUTICS INC COM 00461U105 893 149,004 SH   SOLE   149,004 0 0
ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 1,103 1,250,000 PRN   SOLE   1,250,000 0 0
ALAMOS GOLD INC NEW COM CL A 011532108 75 14,825 SH   SOLE   14,825 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 415 20,000 SH Call SOLE   20,000 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 240 1,500 SH   SOLE   1,500 0 0
AVISTA CORP COM 05379B107 496 12,220 SH   SOLE   12,220 0 0
BANK AMER CORP COM 060505104 1,931 70,000 SH Call SOLE   70,000 0 0
BARRICK GOLD CORPORATION COM 067901108 206 15,000 SH   SOLE   15,000 0 0
BAUSCH HEALTH COS INC COM 071734107 4,199 170,000 SH Put SOLE   170,000 0 0
BELLEROPHON THERAPEUTICS INC COM 078771102 126 193,456 SH   SOLE   193,456 0 0
BOEING CO COM 097023105 687 1,800 SH   SOLE   1,800 0 0
BOEING CO COM 097023105 1,907 5,000 SH Put SOLE   5,000 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 301 6,300 SH   SOLE   6,300 0 0
CAS MED SYS INC COM PAR 124769209 27 11,280 SH   SOLE   11,280 0 0
CIGNA CORP NEW COM 125523100 399 2,481 SH   SOLE   2,481 0 0
CVS HEALTH CORP COM 126650100 216 4,000 SH   SOLE   4,000 0 0
CVS HEALTH CORP COM 126650100 3,236 60,000 SH Call SOLE   60,000 0 0
COREPOINT LODGING INC COM 21872L104 217 19,393 SH   SOLE   19,393 0 0
CORVUS PHARMACEUTICALS INC COM 221015100 604 150,199 SH   SOLE   150,199 0 0
CURIS INC COM NEW 231269200 52 26,212 SH   SOLE   26,212 0 0
DERMIRA INC NOTE 3.000% 5/1 24983LAB0 3,315 3,750,000 PRN   SOLE   3,750,000 0 0
DERMIRA INC COM 24983L104 607 44,800 SH Call SOLE   44,800 0 0
EIGER BIOPHARMACEUTICALS INC COM 28249U105 1,987 142,140 SH   SOLE   142,140 0 0
ELLIE MAE INC COM 28849P100 1,641 16,628 SH   SOLE   16,628 0 0
ENDOLOGIX INC COM NEW 29266S304 321 48,571 SH   SOLE   48,571 0 0
ESPERION THERAPEUTICS INC NE COM 29664W105 301 7,500 SH   SOLE   7,500 0 0
FACEBOOK INC CL A 30303M102 4,167 25,000 SH Put SOLE   25,000 0 0
FIFTH THIRD BANCORP COM 316773100 207 8,200 SH   SOLE   8,200 0 0
FINISAR CORP COM NEW 31787A507 487 21,000 SH   SOLE   21,000 0 0
GENERAL MTRS CO COM 37045V100 4,649 125,300 SH Call SOLE   125,300 0 0
GENWORTH FINL INC COM CL A 37247D106 54 14,000 SH   SOLE   14,000 0 0
GLOBALSTAR INC NOTE 5.750% 4/0 378973AD3 367 502,354 PRN   SOLE   502,354 0 0
GLOBALSTAR INC COM 378973408 603 1,401,508 SH   SOLE   1,401,508 0 0
GOLDCORP INC NEW COM 380956409 189 16,500 SH   SOLE   16,500 0 0
GROUPON INC COM 399473107 129 36,400 SH   SOLE   36,400 0 0
INFRAREIT INC COM 45685L100 390 18,600 SH   SOLE   18,600 0 0
INTEGRATED DEVICE TECHNOLOGY COM 458118106 2,407 49,133 SH   SOLE   49,133 0 0
ISHARES TR IBOXX HI YD ETF 464288513 12,970 150,000 SH Put SOLE   150,000 0 0
KADMON HLDGS INC COM 48283N106 5,122 1,940,157 SH   SOLE   1,940,157 0 0
KARYOPHARM THERAPEUTICS INC COM 48576U106 292 50,000 SH Call SOLE   50,000 0 0
KIRKLAND LAKE GOLD LTD COM 49741E100 201 6,600 SH   SOLE   6,600 0 0
LILLY ELI & CO COM 532457108 3,893 30,000 SH Put SOLE   30,000 0 0
MARATHON PETE CORP COM 56585A102 287 4,797 SH   SOLE   4,797 0 0
MATINAS BIOPHARMA HLDGS INC COM 576810105 708 650,000 SH   SOLE   650,000 0 0
MAXWELL TECHNOLOGIES INC COM 577767106 598 133,802 SH   SOLE   133,802 0 0
MICROSOFT CORP COM 594918104 259 2,200 SH   SOLE   2,200 0 0
MICRON TECHNOLOGY INC COM 595112103 2,066 50,000 SH Call SOLE   50,000 0 0
MODERNA INC COM 60770K107 610 30,000 SH Put SOLE   30,000 0 0
MONEYGRAM INTL INC COM NEW 60935Y208 41 20,000 SH   SOLE   20,000 0 0
NII HLDGS INC COM PAR 62913F508 295 150,600 SH   SOLE   150,600 0 0
NAVIGATORS GROUP INC COM 638904102 210 3,000 SH   SOLE   3,000 0 0
NETFLIX INC COM 64110L106 2,139 6,000 SH Put SOLE   6,000 0 0
NOBLE ENERGY INC COM 655044105 2,226 90,000 SH Call SOLE   90,000 0 0
NOVAVAX INC NOTE 3.750% 2/0 670002AB0 1,017 2,825,000 PRN   SOLE   2,825,000 0 0
OAKTREE CAP GROUP LLC UNIT CL A 674001201 546 11,000 SH   SOLE   11,000 0 0
PACIFIC BIOSCIENCES CALIF IN COM 69404D108 72 10,000 SH   SOLE   10,000 0 0
PFIZER INC COM 717081103 6,370 150,000 SH Put SOLE   150,000 0 0
PROSHARES TR II ULTRA BLOOMBERG 74347Y706 265 13,000 SH   SOLE   13,000 0 0
RED HAT INC COM 756577102 1,279 7,000 SH   SOLE   7,000 0 0
RETROPHIN INC NOTE 2.500% 9/1 761299AB2 466 500,000 PRN   SOLE   500,000 0 0
RETROPHIN INC COM 761299106 491 21,695 SH   SOLE   21,695 0 0
RIGEL PHARMACEUTICALS INC COM NEW 766559603 771 300,000 SH   SOLE   300,000 0 0
ROSEHILL RES INC CL A 777385105 714 210,024 SH   SOLE   210,024 0 0
ROSEHILL RES INC *W EXP 09/16/202 777385113 46 111,260 SH   SOLE   111,260 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 31,073 110,000 SH Put SOLE   110,000 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 1,220 10,000 SH   SOLE   10,000 0 0
SPDR SERIES TRUST S&P BIOTECH 78464A870 40,290 445,000 SH Put SOLE   445,000 0 0
SCYNEXIS INC COM 811292101 85 56,200 SH   SOLE   56,200 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 11,010 120,000 SH Put SOLE   120,000 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 264 4,000 SH   SOLE   4,000 0 0
SENSEONICS HLDGS INC COM 81727U105 55 22,419 SH   SOLE   22,419 0 0
SIERRA ONCOLOGY INC COM 82640U107 200 117,115 SH   SOLE   117,115 0 0
SIRIUS XM HLDGS INC COM 82968B103 227 40,000 SH   SOLE   40,000 0 0
SPARK THERAPEUTICS INC COM 84652J103 467 4,100 SH   SOLE   4,100 0 0
SPRINT CORPORATION COM 85207U105 655 115,997 SH   SOLE   115,997 0 0
STEMLINE THERAPEUTICS INC COM 85858C107 642 50,000 SH   SOLE   50,000 0 0
SUNESIS PHARMACEUTICALS INC COM PAR 867328700 240 197,564 SH   SOLE   197,564 0 0
SYNDAX PHARMACEUTICALS INC COM 87164F105 131 25,000 SH   SOLE   25,000 0 0
TEUCRIUM COMMODITY TR WHEAT FD 88166A508 116 22,000 SH   SOLE   22,000 0 0
TRACON PHARMACEUTICALS INC COM 89237H100 811 592,232 SH   SOLE   592,232 0 0
TRIBUNE MEDIA CO CL A 896047503 1,318 28,557 SH   SOLE   28,557 0 0
UQM TECHNOLOGIES INC COM 903213106 84 51,208 SH   SOLE   51,208 0 0
U S G CORP COM NEW 903293405 816 18,854 SH   SOLE   18,854 0 0
UNITED STATES NATL GAS FUND UNIT PAR 912318300 493 21,000 SH   SOLE   21,000 0 0
VACCINEX INC COM 918640103 118 22,352 SH   SOLE   22,352 0 0
VERASTEM INC NOTE 5.000%11/0 92337CAA2 650 825,000 PRN   SOLE   825,000 0 0
VIEWRAY INC COM 92672L107 739 100,000 SH   SOLE   100,000 0 0
VIEWRAY INC COM 92672L107 979 132,500 SH Call SOLE   132,500 0 0
VIEWRAY INC COM 92672L107 370 50,000 SH Put SOLE   50,000 0 0
WABCO HLDGS INC COM 92927K102 264 2,000 SH   SOLE   2,000 0 0
XTANT MED HLDGS INC COM NEW 98420P308 2,345 768,913 SH   SOLE   768,913 0 0
ZOSANO PHARMA CORP COM NEW 98979H202 1,158 242,826 SH   SOLE   242,826 0 0