The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
360 Finance Inc ADR 88557W101 12,048 1,124,892 SH   SOLE   1,124,892 0 0
A O Smith Corp SHS 831865209 15 320 SH   SOLE   320 0 0
Acadia Pharmaceuticals Inc SHS 004225108 186 3,840 SH   SOLE   3,840 0 0
Acceleron Pharma Inc SHS 00434H108 166 1,747 SH   SOLE   1,747 0 0
AFLAC INC SHS 001055102 35 960 SH   SOLE   960 0 0
Alibaba Group Holding Ltd ADR 01609W102 69,725 322,266 SH   SOLE   322,266 0 0
Alibaba Group Holding Ltd Listed Option 01609W952 0 70 PRN Put SOLE   0 0 70
ALLIANT ENERGY CORP SHS 018802108 31 640 SH   SOLE   640 0 0
Allstate Corp SHS 020002101 47 480 SH   SOLE   480 0 0
Amazon.com Inc SHS 023135106 13,794 5,000 SH   SOLE   5,000 0 0
American Airlines Group Inc SHS 02376R102 152 11,611 SH   SOLE   11,611 0 0
American Water Works Co Inc SHS 030420103 34 263 SH   SOLE   263 0 0
AMERIPRISE FINANCIAL INC SHS 03076C106 36 241 SH   SOLE   241 0 0
AMETEK INC SHS 031100100 61 678 SH   SOLE   678 0 0
Aphria Inc Listed Option 03765K954 1 1,400 PRN Put SOLE   0 0 1,400
Apple Inc SHS 037833100 5,472 15,000 SH   SOLE   15,000 0 0
Aramark SHS 03852U106 23 1,033 SH   SOLE   1,033 0 0
ARCHER-DANIELS-MIDLAND CO SHS 039483102 33 838 SH   SOLE   838 0 0
Ares Management Corp SHS 04014Y101 48 1,200 SH   SOLE   1,200 0 0
ARTHUR J GALLAGHER & CO SHS 363576109 28 284 SH   SOLE   284 0 0
ASE Technology Holding Co Ltd ADR 00215W100 157 34,293 SH   SOLE   34,293 0 0
Atmos Energy Corp SHS 049560105 42 422 SH   SOLE   422 0 0
Autohome Inc ADR 05278C107 10,193 135,000 SH   SOLE   135,000 0 0
Axon Enterprise Inc SHS 05464C101 188 1,920 SH   SOLE   1,920 0 0
AZEK Co Inc SHS 05478C105 32 1,000 SH   SOLE   1,000 0 0
Berkshire Hathaway Inc SHS 084670108 400 2,240 SH   SOLE   2,240 0 0
Bilibili Inc Fixed Income G10970AA2 11,556 6,000,000 PRN   SOLE   0 0 6,000,000
BorgWarner Inc SHS 099724106 684 19,382 SH   SOLE   19,382 0 0
Bristol-Myers Squibb Co SHS 110122108 471 131,677 SH   SOLE   131,677 0 0
Callon Petroleum Co SHS 13123X102 23 19,671 SH   SOLE   19,671 0 0
CARMAX INC SHS 143130902 43 480 SH   SOLE   480 0 0
Catabasis Pharmaceuticals Inc SHS 14875P206 193 30,000 SH   SOLE   30,000 0 0
CBRE Group Inc SHS 12504L109 26 572 SH   SOLE   572 0 0
Celanese Corp SHS 150870103 15 177 SH   SOLE   177 0 0
CENTENE CORP SHS 15135B101 199 3,128 SH   SOLE   3,128 0 0
Central European Media Enterprises Ltd SHS G20045202 2,016 569,420 SH   SOLE   569,420 0 0
CH Robinson Worldwide Inc SHS 12541W209 25 320 SH   SOLE   320 0 0
Chegg Inc SHS 163092109 198 2,944 SH   SOLE   2,944 0 0
Chevron Corp SHS 166764100 240 2,695 SH   SOLE   2,695 0 0
China Biologic Products Holdings Inc SHS G21515104 3,781 37,000 SH   SOLE   37,000 0 0
China Fund Inc SHS 169373107 452 20,254 SH   SOLE   20,254 0 0
Chunghwa Telecom Co Ltd ADR 17133Q502 233 5,900 SH   SOLE   5,900 0 0
Cinemark Holdings Inc SHS 17243V102 1,476 127,823 SH   SOLE   127,823 0 0
CIRRUS LOGIC INC SHS 172755100 167 2,700 SH   SOLE   2,700 0 0
Cisco Systems Inc SHS 17275R102 44 940 SH   SOLE   940 0 0
Cognizant Technology Solutions Corp SHS 192446102 36 640 SH   SOLE   640 0 0
Comcast Corp SHS 20030N101 159 4,080 SH   SOLE   4,080 0 0
Craft Brew Alliance Inc SHS 224122101 158 10,256 SH   SOLE   10,256 0 0
CROWN HOLDINGS INC SHS 228368106 13 195 SH   SOLE   195 0 0
DANAHER CORP SHS 235851102 113 640 SH   SOLE   640 0 0
Delek US Holdings Inc SHS 24665A103 15 875 SH   SOLE   875 0 0
DENTSPLY SIRONA Inc SHS 24906P109 21 480 SH   SOLE   480 0 0
DexCom Inc SHS 252131107 381 940 SH   SOLE   940 0 0
DIGITAL REALTY TRUST INC SHS 253868103 153 1,080 SH   SOLE   1,080 0 0
Discovery Inc SHS 25470F104 12 600 SH   SOLE   600 0 0
Dollar General Corp SHS 256677105 206 1,080 SH   SOLE   1,080 0 0
Donaldson Co Inc SHS 257651109 7 140 SH   SOLE   140 0 0
DOVER CORP SHS 260003108 35 360 SH   SOLE   360 0 0
DUKE REALTY CORP SHS 264411505 54 1,516 SH   SOLE   1,516 0 0
Eaton Corp PLC SHS 278265103 57 646 SH   SOLE   646 0 0
Eldorado Resorts Inc SHS 28470R102 307 7,668 SH   SOLE   7,668 0 0
Enphase Energy Inc SHS 29355A107 146 3,060 SH   SOLE   3,060 0 0
Everbridge Inc SHS 29978A104 113 820 SH   SOLE   820 0 0
First Industrial Realty Trust Inc SHS 32054K103 152 3,960 SH   SOLE   3,960 0 0
First Republic Bank SHS 33616C100 38 360 SH   SOLE   360 0 0
Fiserv Inc SHS 337738108 369 3,780 SH   SOLE   3,780 0 0
Fitbit Inc SHS 33812L102 367 56,842 SH   SOLE   56,842 0 0
Five9 Inc SHS 338307101 239 2,160 SH   SOLE   2,160 0 0
ForeScout Technologies Inc Listed Option 34553D901 1 2,724 PRN Call SOLE   0 0 2,724
ForeScout Technologies Inc SHS 34553D101 3,950 186,324 SH   SOLE   186,324 0 0
FTI Consulting Inc SHS 302941109 59 511 SH   SOLE   511 0 0
GDS Holdings Ltd Fixed Income 36165LAB4 11,554 7,200,000 PRN   SOLE   0 0 7,200,000
Generac Holdings Inc SHS 368736104 177 1,451 SH   SOLE   1,451 0 0
Genuine Parts Co SHS 372460105 15 177 SH   SOLE   177 0 0
Global Blood Therapeutics Inc SHS 37890U108 136 2,160 SH   SOLE   2,160 0 0
GLOBAL PAYMENTS INC SHS 37940X102 357 2,106 SH   SOLE   2,106 0 0
Globus Medical Inc SHS 379577208 109 2,280 SH   SOLE   2,280 0 0
GrubHub Inc SHS 400110102 949 13,500 SH   SOLE   13,500 0 0
Haemonetics Corp SHS 405024100 158 1,763 SH   SOLE   1,763 0 0
HASBRO INC SHS 418056107 27 360 SH   SOLE   360 0 0
Hilton Worldwide Holdings Inc SHS 43300A203 54 740 SH   SOLE   740 0 0
IAC InterActiveCorp SHS 44919P508 1,294 4,000 SH   SOLE   4,000 0 0
IDEX CORP SHS 45167R104 7 44 SH   SOLE   44 0 0
Immunomedics Inc SHS 452907108 244 6,880 SH   SOLE   6,880 0 0
Ingersoll Rand Inc SHS 45687V106 45 1,600 SH   SOLE   1,600 0 0
Inphi Corp SHS 45772F107 169 1,440 SH   SOLE   1,440 0 0
International Business Machines Corp SHS 459200101 147 1,219 SH   SOLE   1,219 0 0
Iovance Biotherapeutics Inc SHS 462260100 119 4,320 SH   SOLE   4,320 0 0
iQIYI Inc Fixed Income 46267XAD0 4,735 4,500,000 PRN   SOLE   0 0 4,500,000
JD.com Inc ADR 47215P106 11,999 200,589 SH   SOLE   200,589 0 0
Jefferies Financial Group Inc SHS 47233W109 11 711 SH   SOLE   711 0 0
Johnson & Johnson SHS 478160104 364 2,588 SH   SOLE   2,588 0 0
Kimberly-Clark Corp SHS 494368103 68 480 SH   SOLE   480 0 0
LAM RESEARCH CORP SHS 512807108 239 740 SH   SOLE   740 0 0
Lamar Advertising Co SHS 512816109 16 240 SH   SOLE   240 0 0
Leidos Holdings Inc SHS 525327102 51 540 SH   SOLE   540 0 0
Liberty Media Corp-Liberty SiriusXM SHS 531229409 6,783 196,902 SH   SOLE   196,902 0 0
Linde PLC SHS G5494J103 162 766 SH   SOLE   766 0 0
LOEWS CORP SHS 540424108 14 416 SH   SOLE   416 0 0
LPL Financial Holdings Inc SHS 50212V100 28 360 SH   SOLE   360 0 0
Luckin Coffee Inc Fixed Income G5698LAA0 647 2,600,000 PRN   SOLE   0 0 2,600,000
Lumentum Holdings Inc SHS 55024U109 293 3,600 SH   SOLE   3,600 0 0
MASCO CORP SHS 574599106 35 691 SH   SOLE   691 0 0
Meet Group Inc SHS 58513U101 11 1,700 SH   SOLE   1,700 0 0
Mercury Systems Inc SHS 589378108 47 600 SH   SOLE   600 0 0
Microsoft Corp SHS 594918104 2,178 10,700 SH   SOLE   10,700 0 0
Momo Inc ADR 60879B107 4,720 270,000 SH   SOLE   270,000 0 0
Mondelez International Inc SHS 609207105 90 1,760 SH   SOLE   1,760 0 0
Motorola Solutions Inc SHS 620076307 67 480 SH   SOLE   480 0 0
MSA Safety Inc SHS 553498106 101 880 SH   SOLE   880 0 0
NetEase Inc ADR 64110W102 14,448 33,524 SH   SOLE   33,524 0 0
NetEase Inc Listed Option 64110W902 9 500 PRN Call SOLE   0 0 500
Netflix Inc SHS 64110L106 4,550 10,000 SH   SOLE   10,000 0 0
New Frontier Health Corp SHS G6461G106 6,378 770,284 SH   SOLE   770,284 0 0
Newmont Goldcorp Corp SHS 651639106 256 4,140 SH   SOLE   4,140 0 0
NextEra Energy Inc SHS 65339F101 128 532 SH   SOLE   532 0 0
NIO Inc Fixed Income 62914VAB2 11,189 11,500,000 PRN   SOLE   0 0 11,500,000
NIO Inc Listed Option 62914V956 2 2,800 PRN Put SOLE   0 0 2,800
NORFOLK SOUTHERN CORP SHS 655844108 55 315 SH   SOLE   315 0 0
Northern Oil and Gas Inc SHS 665531109 9 10,326 SH   SOLE   10,326 0 0
OMNICOM GROUP INC SHS 681919106 26 480 SH   SOLE   480 0 0
PACCAR Inc SHS 693718108 36 480 SH   SOLE   480 0 0
Principal Financial Group Inc SHS 74251V102 20 480 SH   SOLE   480 0 0
PROLOGIS INC SHS 74340W103 70 745 SH   SOLE   745 0 0
Public Service Enterprise Group Inc SHS 744573106 24 480 SH   SOLE   480 0 0
QEP Resources Inc SHS 74733V100 16 12,260 SH   SOLE   12,260 0 0
QIAGEN NV SHS N72482123 3,014 70,401 SH   SOLE   70,401 0 0
Qudian Inc ADR 747798106 68 40,000 SH   SOLE   40,000 0 0
Qudian Inc Listed Option 747798956 1 400 PRN Put SOLE   0 0 400
Radian Group Inc SHS 750236101 6 370 SH   SOLE   370 0 0
RAYMOND JAMES FINANCIAL INC SHS 754730109 22 320 SH   SOLE   320 0 0
Raytheon Technologies Corp SHS 75513E101 166 2,700 SH   SOLE   2,700 0 0
Reata Pharmaceuticals Inc SHS 75615P103 125 800 SH   SOLE   800 0 0
Repligen Corp SHS 759916109 82 660 SH   SOLE   660 0 0
REPUBLIC SERVICES INC SHS 760759100 39 480 SH   SOLE   480 0 0
Rexford Industrial Realty Inc SHS 76169C100 25 606 SH   SOLE   606 0 0
Robert Half International Inc SHS 770323103 19 360 SH   SOLE   360 0 0
Royalty Pharma plc SHS G7709Q104 97 2,000 SH   SOLE   2,000 0 0
SBA Communications Corp SHS 78410G104 72 240 SH   SOLE   240 0 0
SEI Investments Co SHS 784117103 30 540 SH   SOLE   540 0 0
Sempra Energy SHS 816851109 128 1,089 SH   SOLE   1,089 0 0
Sensata Technologies Holding PLC SHS G8060N102 11 291 SH   SOLE   291 0 0
Service Corp International SHS 817565104 16 417 SH   SOLE   417 0 0
Sirius XM Holdings Inc SHS 82968B103 587 100,000 SH   SOLE   100,000 0 0
Sony Corp ADR 835699307 9,429 137,570 SH   SOLE   137,570 0 0
SPDR Gold Shares SHS 78463V107 831 5,000 SH   SOLE   5,000 0 0
SPDR S&P 500 ETF Trust Listed Option 78462F903 1 525 PRN Call SOLE   0 0 525
SPDR S&P 500 ETF Trust Listed Option 78462F953 0 890 PRN Put SOLE   0 0 890
Spotify Technology SA SHS L8681T102 5,758 22,300 SH   SOLE   22,300 0 0
SS&C Technologies Holdings Inc SHS 78467J100 30 540 SH   SOLE   540 0 0
STATE STREET CORP SHS 857477103 14 227 SH   SOLE   227 0 0
STERIS PLC SHS G8473T100 54 351 SH   SOLE   351 0 0
Stratasys Ltd SHS M85548101 56 3,520 SH   SOLE   3,520 0 0
Syneos Health Inc SHS 87166B102 149 2,560 SH   SOLE   2,560 0 0
Tandem Diabetes Care Inc SHS 875372203 95 960 SH   SOLE   960 0 0
TD Ameritrade Holding Corp SHS 87236Y108 2,279 62,641 SH   SOLE   62,641 0 0
Tech Data Corp SHS 878237106 1,115 7,697 SH   SOLE   7,697 0 0
Teekay Tankers Ltd SHS Y8565N300 15 1,200 SH   SOLE   1,200 0 0
Teladoc Health Inc SHS 87918A105 560 2,932 SH   SOLE   2,932 0 0
Tencent Holdings Ltd ADR 880345103 47,923 744,900 SH   SOLE   744,900 0 0
Tiffany & Co Listed Option 886547958 0 530 PRN Put SOLE   0 0 530
Tiffany & Co SHS 886547108 9,763 80,067 SH   SOLE   80,067 0 0
Trane Technologies plc SHS G8994E103 71 800 SH   SOLE   800 0 0
Trimble Inc SHS 896239100 21 480 SH   SOLE   480 0 0
Trinseo SA SHS L9340P101 45 2,040 SH   SOLE   2,040 0 0
Uber Technologies Inc SHS 90353T100 3,445 110,840 SH   SOLE   110,840 0 0
United Microelectronics Corp ADR 910873405 4,334 1,611,714 SH   SOLE   1,611,714 0 0
Varian Medical Systems Inc SHS 92220P105 25 200 SH   SOLE   200 0 0
Verizon Communications Inc SHS 92343V104 244 4,430 SH   SOLE   4,430 0 0
Virgin Galactic Holdings Inc SHS 92766K106 2,124 130,000 SH   SOLE   130,000 0 0
Visa Inc SHS 92826C839 6,181 32,000 SH   SOLE   32,000 0 0
VolitionRX Ltd SHS 928661107 195 50,000 SH   SOLE   50,000 0 0
Voya Financial Inc SHS 929089100 21 443 SH   SOLE   443 0 0
Vulcan Materials Co SHS 929160109 56 480 SH   SOLE   480 0 0
W R Berkley Corp SHS 084423102 16 278 SH   SOLE   278 0 0
WASTE MANAGEMENT INC SHS 94106L109 51 480 SH   SOLE   480 0 0
Waters Corp SHS 941848103 43 240 SH   SOLE   240 0 0
WEC Energy Group Inc SHS 92939U106 35 401 SH   SOLE   401 0 0
Weibo Corp Fixed Income 948596AC5 1,869 2,000,000 PRN   SOLE   0 0 2,000,000
Westinghouse Air Brake Technologies Corp SHS 929740108 18 320 SH   SOLE   320 0 0
Willis Towers Watson PLC SHS G96629103 3,826 19,426 SH   SOLE   19,426 0 0
XCEL ENERGY INC SHS 98389B100 40 640 SH   SOLE   640 0 0
Xunlei Ltd ADR 98419E108 1,740 500,100 SH   SOLE   500,100 0 0
Xylem Inc SHS 98419M100 18 280 SH   SOLE   280 0 0
Yum China Holdings Inc SHS 98850P109 50 1,046 SH   SOLE   1,046 0 0
Zoom Video Communications Inc Listed Option 98980L951 0 100 PRN Put SOLE   0 0 100