Latest Institutional Sells of Applied Optoelectronics, Inc. (AAOI)
This list provides information on the latest institutional transactions involving Applied Optoelectronics, Inc. (AAOI) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 20, 2019
Q1 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-4Closed |
$48.8 - $71.2
|
0
$0
|
|
Q4 2018 | |||||||
Feb 14, 2019
Q4 2018
|
Discovery Capital Management, LLC
South Norwalk, CT |
SELL
|
- |
-545KClosed |
$7.54M - $13.6M
|
0
$0
|
|
Feb 12, 2019
Q4 2018
|
North Growth Management Ltd.
|
SELL
|
- |
-242KClosed |
$3.35M - $6.03M
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
Credit Agricole S A
|
SELL
|
- |
-96.4KClosed |
$1.33M - $2.4M
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-70.6KClosed |
$977K - $1.76M
|
0
$0
|
|
Feb 04, 2019
Q4 2018
|
Malaga Cove Capital, LLC
|
SELL
|
- |
-64.8KClosed |
$896K - $1.61M
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-36.6KClosed |
$506K - $911K
|
0
$0
|
|
Jan 25, 2019
Q4 2018
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-28.8KClosed |
$398K - $717K
|
0
$0
|
|
Jan 28, 2019
Q4 2018
|
Bourne Lent Asset Management Inc
|
SELL
|
- |
-19.3KClosed |
$267K - $480K
|
0
$0
|
|
Feb 01, 2019
Q4 2018
|
Ipg Investment Advisors LLC
San Diego, CA |
SELL
|
- |
-16KClosed |
$221K - $399K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Globeflex Capital L P
San Diego, CA |
SELL
|
- |
-13.8KClosed |
$191K - $344K
|
0
$0
|
|
Feb 12, 2019
Q4 2018
|
Van Hulzen Asset Management, LLC
|
SELL
|
- |
-9.99KClosed |
$138K - $249K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-9.07KClosed |
$126K - $226K
|
0
$0
|
|
Jan 16, 2019
Q4 2018
|
Center Star Asset Management, LLC
|
SELL
|
PUT |
-6KClosed |
$83K - $149K
|
0
$0
|
|
Jan 16, 2019
Q4 2018
|
Center Star Asset Management, LLC
|
SELL
|
- |
-5.21KClosed |
$72.1K - $130K
|
0
$0
|
|
May 09, 2019
Q4 2018
|
Affinity Wealth Management LLC
Wilmington, DE |
SELL
|
- |
-4.15KClosed |
$57.4K - $103K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Krilogy Financial LLC
|
SELL
|
- |
-2.33KClosed |
$32.2K - $57.9K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
CALL |
-800Closed |
$11.1K - $19.9K
|
0
$0
|
|
Jan 22, 2019
Q4 2018
|
Toth Financial Advisory Corp
|
SELL
|
- |
-458Closed |
$6.34K - $11.4K
|
0
$0
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-250Closed |
$3.46K - $6.23K
|
0
$0
|
|
Jan 08, 2019
Q4 2018
|
West Oak Capital, LLC
|
SELL
|
- |
-100Closed |
$1.38K - $2.49K
|
0
$0
|
|
Jan 17, 2019
Q4 2018
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-24Closed |
$332 - $598
|
0
$0
|
|
Feb 07, 2019
Q4 2018
|
Csenge Advisory Group
|
SELL
|
- |
-7Closed |
$96.9 - $174
|
0
$0
|
|
Q3 2018 | |||||||
Nov 14, 2018
Q3 2018
|
Lee Ainslie
Maverick Capital LTD | Dallas, Tx
|
SELL
|
- |
-1.91MClosed |
$47.2M - $93.4M
|
0
$0
|
|
Nov 09, 2018
Q3 2018
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-68.7KClosed |
$1.7M - $3.35M
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Nokomis Capital, L.L.C.
Dallas, TX |
SELL
|
PUT |
-65.2KClosed |
$1.61M - $3.18M
|
0
$0
|
|
Nov 06, 2018
Q3 2018
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-23.3KClosed |
$575K - $1.14M
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-22.8KClosed |
$563K - $1.11M
|
0
$0
|
|
Oct 25, 2018
Q3 2018
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-15.6KClosed |
$384K - $759K
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
Sterneck Capital Management, LLC
Kansas City, MO |
SELL
|
- |
-8KClosed |
$197K - $390K
|
0
$0
|
|
Nov 15, 2018
Q3 2018
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-7.15KClosed |
$176K - $349K
|
0
$0
|
|
Nov 06, 2018
Q3 2018
|
Stone Ridge Asset Management LLC
|
SELL
|
- |
-5.5KClosed |
$136K - $268K
|
0
$0
|
|
Oct 25, 2018
Q3 2018
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-4.84KClosed |
$119K - $236K
|
0
$0
|
|
Nov 09, 2018
Q3 2018
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
CALL |
-4.2KClosed |
$104K - $205K
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-3.7KClosed |
$91.2K - $180K
|
0
$0
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-919Closed |
$22.7K - $44.8K
|
0
$0
|
|
Oct 29, 2018
Q3 2018
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-300Closed |
$7.4K - $14.6K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Hanseatic Management Services Inc
|
SELL
|
- |
-29Closed |
$715 - $1.42K
|
0
$0
|
|
Oct 29, 2018
Q3 2018
|
Fny Investment Advisers, LLC
|
SELL
|
CALL |
-12Closed |
$296 - $586
|
0
$0
|
|
Oct 18, 2018
Q3 2018
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-1Closed |
$24.7 - $48.8
|
0
$0
|
|
Q2 2018 | |||||||
Aug 13, 2018
Q2 2018
|
Bloom Tree Partners, LLC
New York, NY |
SELL
|
- |
-313KClosed |
$7.5M - $14.7M
|
0
$0
|
|
Aug 02, 2018
Q2 2018
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-36.3KClosed |
$871K - $1.71M
|
0
$0
|
|
Jul 23, 2018
Q2 2018
|
Mizuho Securities Usa LLC
|
SELL
|
- |
-30.3KClosed |
$727K - $1.43M
|
0
$0
|
|
Jul 23, 2018
Q2 2018
|
Mizuho Securities Usa LLC
|
SELL
|
PUT |
-30.3KClosed |
$727K - $1.43M
|
0
$0
|
|
Aug 06, 2018
Q2 2018
|
Bowling Portfolio Management LLC
|
SELL
|
- |
-27.9KClosed |
$670K - $1.31M
|
0
$0
|
|
Aug 03, 2018
Q2 2018
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-1.25KClosed |
$30K - $58.8K
|
0
$0
|
|
Aug 14, 2018
Q2 2018
|
Brasada Capital Management, LP
Houston, TX |
SELL
|
- |
-200Closed |
$4.8K - $9.41K
|
0
$0
|
|
Aug 09, 2018
Q2 2018
|
Gradient Investments LLC
|
SELL
|
- |
-1Closed |
$24 - $47
|
0
$0
|
|
Q1 2018 | |||||||
May 15, 2018
Q1 2018
|
Hancock Whitney Corp
|
SELL
|
- |
-154KClosed |
$3.64M - $5.98M
|
0
$0
|
|
Apr 26, 2018
Q1 2018
|
Meritage Portfolio Management
|
SELL
|
- |
-137KClosed |
$3.24M - $5.33M
|
0
$0
|