Purchases and Sales Made in Q3 2023 in Applied Optoelectronics, Inc. (AAOI)
This table provides information about the institutional ownership of Applied Optoelectronics, Inc. (AAOI) during Q3 2023. The information is specifically focused on institutions that hold shares of APPLIED OPTOELECTRONICS, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Bridgeway Capital Management, LLC
Houston, TX |
SELL
|
- |
-6.2K- 5.15% |
$37.6K - $96K
|
114K
$4.04M
|
|
|
Nov 13, 2023
Q3 2023
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-7.25K- 19.13% |
$44K - $112K
|
30.7K
$1.08M
|
|
|
Nov 08, 2023
Q3 2023
|
Gabelli Funds LLC
Rye, NY |
SELL
|
- |
-37K- 33.48% |
$225K - $573K
|
73.5K
$2.6M
|
|
|
Nov 09, 2023
Q3 2023
|
Royce & Associates LP
|
SELL
|
- |
-37.6K- 3.75% |
$228K - $582K
|
965K
$34.1M
|
|
|
Nov 08, 2023
Q3 2023
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
SELL
|
- |
-40.5K- 22.13% |
$246K - $627K
|
143K
$5.04M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-53K- 99.95% |
$322K - $820K
|
25
$884
|
|
|
Nov 14, 2023
Q3 2023
|
Collaborative Holdings Management LP
New York, NY |
SELL
|
- |
-145K- 54.72% |
$880K - $2.24M
|
120K
$4.24M
|
|
|
Nov 14, 2023
Q3 2023
|
Portolan Capital Management, LLC
Boston, MA |
SELL
|
- |
-167K- 13.78% |
$1.02M - $2.59M
|
1.05M
$37M
|
|
|
Nov 14, 2023
Q3 2023
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-208K- 42.51% |
$1.26M - $3.22M
|
282K
$9.95M
|
|
|
Nov 13, 2023
Q3 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-222K- 31.03% |
$1.35M - $3.44M
|
494K
$17.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Eam Investors, LLC
Solana Beach, CA |
SELL
|
- |
-352K- 46.49% |
$2.14M - $5.45M
|
405K
$14.3M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-368K- 90.69% |
$2.23M - $5.69M
|
37.7K
$1.33M
|
|
|
Nov 14, 2023
Q3 2023
|
Kennedy Capital Management, Inc.
St Louis, MO |
SELL
|
- |
-381K- 72.43% |
$2.31M - $5.9M
|
145K
$5.13M
|
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-533K- 78.48% |
$3.23M - $8.24M
|
146K
$5.16M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-601K- 47.43% |
$3.65M - $9.31M
|
666K
$23.6M
|
|
|
Jul 22, 2024
Q3 2023
|
Cloud Alpha Capital Management Limited
Hong Kong, K3 |
SELL
|
- |
-699K- 84.05% |
$4.24M - $10.8M
|
133K
$4.69M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-825K- 96.64% |
$5.01M - $12.8M
|
28.7K
$1.02M
|