Purchases and Sales Made in Q3 2021 in Alps ETF Tr Clean Energy ETF (ACES)
This table provides information about the institutional ownership of Alps ETF Tr Clean Energy ETF (ACES) during Q3 2021. The information is specifically focused on institutions that hold shares of ALPS ETF TR CLEAN ENERGY ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
168KNew |
$11M - $12.7M
|
168K
$4.44M
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
81.8K+ 1.34% |
$5.37M - $6.16M
|
6.2M
$163M
|
|
|
Nov 16, 2021
Q3 2021
|
E Rn Financial, LLC
|
BUY
|
- |
67KNew |
$4.4M - $5.05M
|
67K
$1.77M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
42.5K+ 167.05% |
$2.79M - $3.2M
|
68K
$1.79M
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthfront Advisers LLC
|
BUY
|
- |
32.3KNew |
$2.12M - $2.43M
|
32.3K
$851K
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
29.3KNew |
$1.92M - $2.21M
|
29.3K
$773K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
14.5K+ 22.59% |
$948K - $1.09M
|
78.4K
$2.07M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
13.2K+ 8.44% |
$863K - $991K
|
169K
$4.45M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12.2K+ 9.09% |
$801K - $920K
|
147K
$3.87M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
11.1K+ 331.68% |
$727K - $835K
|
14.4K
$380K
|
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
10.3KNew |
$675K - $775K
|
10.3K
$271K
|
|
|
Nov 05, 2021
Q3 2021
|
Pfg Advisors
|
BUY
|
- |
8.53K+ 30.59% |
$560K - $642K
|
36.4K
$960K
|
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
8.08KNew |
$530K - $609K
|
8.08K
$213K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
3.84KNew |
$252K - $289K
|
3.84K
$101K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.77KNew |
$247K - $284K
|
3.77K
$99.4K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.7K+ 23.61% |
$243K - $279K
|
19.4K
$511K
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
3.51K+ 40.19% |
$230K - $264K
|
12.2K
$323K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.52K+ 3.76% |
$165K - $190K
|
69.5K
$1.83M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.27K+ 10.68% |
$149K - $171K
|
23.5K
$620K
|
|
|
Oct 28, 2021
Q3 2021
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
BUY
|
- |
2.2K+ 5.82% |
$144K - $166K
|
40K
$1.05M
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
2.08K+ 10.38% |
$136K - $157K
|
22.1K
$583K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.04K+ 40.17% |
$134K - $154K
|
7.12K
$188K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
2.03K+ 16.04% |
$133K - $153K
|
14.7K
$387K
|
|
|
Nov 15, 2021
Q3 2021
|
Bailard, Inc.
|
BUY
|
- |
1.31K+ 38.27% |
$86.1K - $98.8K
|
4.74K
$125K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
1.21K+ 5.24% |
$79.2K - $90.9K
|
24.2K
$639K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
900+ 32.28% |
$59K - $67.8K
|
3.69K
$97.3K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
847+ 14.13% |
$55.6K - $63.8K
|
6.84K
$180K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
680+ 247.27% |
$44.6K - $51.2K
|
955
$25.2K
|
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
BUY
|
- |
557+ 7.94% |
$36.5K - $42K
|
7.57K
$200K
|
|
|
Oct 19, 2021
Q3 2021
|
Atwood & Palmer Inc
|
BUY
|
- |
500New |
$32.8K - $37.7K
|
500
$13.2K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
400New |
$26.2K - $30.1K
|
400
$10.5K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
373+ 32.66% |
$24.5K - $28.1K
|
1.52K
$40K
|
|
|
Nov 17, 2021
Q3 2021
|
Colony Group LLC
Boston, MA |
BUY
|
- |
349+ 8.98% |
$22.9K - $26.3K
|
4.24K
$112K
|
|
|
Nov 15, 2021
Q3 2021
|
First Manhattan CO
New York, NY |
BUY
|
- |
210+ 70.0% |
$13.8K - $15.8K
|
510
$13.4K
|
|
|
Nov 04, 2021
Q3 2021
|
Pfg Private Wealth Management, LLC
|
BUY
|
- |
200New |
$13.1K - $15.1K
|
200
$5.27K
|
|
|
Nov 16, 2021
Q3 2021
|
Cahill Financial Advisors Inc
Edina, MN |
BUY
|
- |
179New |
$11.7K - $13.5K
|
179
$4.72K
|
|
|
Oct 27, 2021
Q3 2021
|
Westside Investment Management, Inc.
|
BUY
|
- |
150+ 2.67% |
$9.84K - $11.3K
|
5.77K
$152K
|
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
150+ 21.4% |
$9.84K - $11.3K
|
851
$22.4K
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
101+ 3.6% |
$6.63K - $7.61K
|
2.91K
$76.7K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
50+ 20.41% |
$3.28K - $3.77K
|
295
$7.78K
|
|
|
Nov 09, 2021
Q3 2021
|
L & S Advisors Inc
Los Angeles, CA |
BUY
|
- |
47+ 0.97% |
$3.08K - $3.54K
|
4.91K
$129K
|
|
|
Nov 12, 2021
Q3 2021
|
3 D/L Capital Management, LLC
|
BUY
|
- |
36+ 0.86% |
$2.36K - $2.71K
|
4.22K
$111K
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
30+ 1.75% |
$1.97K - $2.26K
|
1.74K
$45.9K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
22+ 0.26% |
$1.44K - $1.66K
|
8.47K
$223K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
10New |
$656 - $753
|
10
$264
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
2+ 0.17% |
$131 - $151
|
1.19K
$31.3K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-22- 51.16% |
$1.44K - $1.66K
|
21
$554
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-30- 1.45% |
$1.97K - $2.26K
|
2.04K
$53.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-31- 0.72% |
$2.03K - $2.34K
|
4.26K
$112K
|