Purchases and Sales Made in Q1 2023 in Apollo Senior Floating Rate Fund Inc. (AFT)
This table provides information about the institutional ownership of Apollo Senior Floating Rate Fund Inc. (AFT) during Q1 2023. The information is specifically focused on institutions that hold shares of Apollo Senior Floating Rate Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
548K+ 70.97% |
$6.72M - $7.43M
|
1.32M
$0
|
|
|
May 11, 2023
Q1 2023
|
Summit Wealth & Retirement Planning, Inc.
|
BUY
|
- |
54.5K+ 272.43% |
$669K - $739K
|
74.5K
$0
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
27.5K+ 10.91% |
$337K - $372K
|
279K
$0
|
|
|
May 15, 2023
Q1 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
16.8KNew |
$206K - $228K
|
16.8K
$0
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
14.8K+ 3.09% |
$182K - $201K
|
494K
$0
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
13.4K+ 4.49% |
$165K - $182K
|
313K
$0
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
13.4K+ 28.05% |
$164K - $182K
|
61.1K
$0
|
|
|
May 12, 2023
Q1 2023
|
Jones Road Capital Management, L.P.
New York, NY |
BUY
|
- |
13KNew |
$159K - $176K
|
13K
$0
|
|
|
May 15, 2023
Q1 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
10.3K+ 35.96% |
$126K - $140K
|
38.9K
$0
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.78K+ 31.69% |
$70.9K - $78.4K
|
24K
$0
|
|
|
May 15, 2023
Q1 2023
|
Apollo Management Holdings, L.P.
New York, NY |
BUY
|
- |
5.24K+ 5.24% |
$64.2K - $71K
|
105K
$0
|
|
|
Oct 12, 2023
Q1 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
3.15KNew |
$38.7K - $42.7K
|
3.15K
$0
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3K+ 27.27% |
$36.8K - $40.7K
|
14K
$0
|
|
|
May 15, 2023
Q1 2023
|
Garner Asset Management Corp
|
BUY
|
- |
1.5K+ 1.78% |
$18.4K - $20.3K
|
86K
$0
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
900New |
$11K - $12.2K
|
900
$0
|
|
|
Apr 19, 2023
Q1 2023
|
Shufro Rose & CO LLC
|
BUY
|
- |
750+ 1.42% |
$9.2K - $10.2K
|
53.7K
$0
|
|
|
Apr 20, 2023
Q1 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
190+ 1.71% |
$2.33K - $2.58K
|
11.3K
$0
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
99New |
$1.21K - $1.34K
|
99
$0
|
|
|
Apr 20, 2023
Q1 2023
|
Accel Wealth Management
|
BUY
|
- |
55+ 2.59% |
$675 - $746
|
2.18K
$0
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-321- 0.71% |
$3.94K - $4.35K
|
44.8K
$0
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-358- 0.64% |
$4.39K - $4.85K
|
55.4K
$0
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-391- 2.89% |
$4.8K - $5.3K
|
13.1K
$0
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.67K- 0.68% |
$20.5K - $22.6K
|
244K
$0
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.86K- 2.39% |
$22.9K - $25.3K
|
76.2K
$0
|
|
|
Apr 28, 2023
Q1 2023
|
Next Capital Management LLC
|
SELL
|
- |
-2.43K- 0.64% |
$29.8K - $33K
|
378K
$0
|
|
|
Apr 20, 2023
Q1 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-3.35K- 3.16% |
$41.1K - $45.4K
|
103K
$0
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-5.87K- 3.01% |
$72.1K - $79.6K
|
189K
$0
|
|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-8.73K- 4.51% |
$107K - $118K
|
185K
$0
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-12.6K- 7.02% |
$155K - $171K
|
167K
$0
|
|
|
May 10, 2023
Q1 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-13.4K- 4.64% |
$164K - $181K
|
275K
$0
|
|
|
May 15, 2023
Q1 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-45.2K- 31.98% |
$555K - $613K
|
96.1K
$0
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-67.3K- 81.08% |
$826K - $913K
|
15.7K
$0
|
|
|
May 15, 2023
Q1 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-72.7K- 44.11% |
$892K - $985K
|
92.1K
$0
|