Purchases and Sales Made in Q1 2024 in Apollo Senior Floating Rate Fund Inc. (AFT)
This table provides information about the institutional ownership of Apollo Senior Floating Rate Fund Inc. (AFT) during Q1 2024. The information is specifically focused on institutions that hold shares of Apollo Senior Floating Rate Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2024
Q1 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
121K+ 63.16% |
$1.6M - $1.78M
|
313K
$0
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
101K+ 9.87% |
$1.34M - $1.49M
|
1.13M
$0
|
|
|
Aug 16, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
101K+ 9.87% |
$1.34M - $1.49M
|
1.13M
$0
|
|
|
Oct 17, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
68.1K+ 6.44% |
$903K - $1M
|
1.13M
$0
|
|
|
May 15, 2024
Q1 2024
|
Bramshill Investments, LLC
Naples, FL |
BUY
|
- |
53.6KNew |
$710K - $789K
|
53.6K
$0
|
|
|
May 14, 2024
Q1 2024
|
United Advisor Group, LLC
Cincinnati, OH |
BUY
|
- |
41.5KNew |
$550K - $611K
|
41.5K
$0
|
|
|
May 13, 2024
Q1 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
36.2K+ 34.17% |
$480K - $533K
|
142K
$0
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
19.1K+ 12.33% |
$253K - $281K
|
174K
$0
|
|
|
May 01, 2024
Q1 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
14.3K+ 77.71% |
$189K - $210K
|
32.6K
$0
|
|
|
May 13, 2024
Q1 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
13.7KNew |
$181K - $201K
|
13.7K
$0
|
|
|
Aug 08, 2024
Q1 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
9KNew |
$119K - $132K
|
9K
$0
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
8.98K+ 5.24% |
$119K - $132K
|
180K
$0
|
|
|
Apr 30, 2024
Q1 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
6.25KNew |
$82.8K - $91.9K
|
6.25K
$0
|
|
|
Dec 26, 2024
Q1 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
6.13KNew |
$81.2K - $90.1K
|
6.13K
$0
|
|
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.46K+ 7.53% |
$45.8K - $50.9K
|
49.4K
$0
|
|
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2KNew |
$26.5K - $29.4K
|
2K
$0
|
|
|
May 10, 2024
Q1 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
1.85KNew |
$24.5K - $27.2K
|
1.85K
$0
|
|
|
May 14, 2024
Q1 2024
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
840+ 12.58% |
$11.1K - $12.4K
|
7.52K
$0
|
|
|
May 08, 2024
Q1 2024
|
Shufro Rose & CO LLC
|
BUY
|
- |
800+ 1.56% |
$10.6K - $11.8K
|
52.2K
$0
|
|
|
Apr 23, 2024
Q1 2024
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
241+ 1.98% |
$3.19K - $3.55K
|
12.4K
$0
|
|
|
May 15, 2024
Q1 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
200+ 7.02% |
$2.65K - $2.94K
|
3.05K
$0
|
|
|
May 06, 2024
Q1 2024
|
Assetmark, Inc
|
BUY
|
- |
39New |
$517 - $574
|
39
$0
|
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
BUY
|
- |
29+ 0.23% |
$384 - $427
|
12.5K
$0
|
|
|
May 14, 2024
Q1 2024
|
Jones Road Capital Management, L.P.
New York, NY |
BUY
|
- |
10+ 0.07% |
$133 - $147
|
14K
$0
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 10, 2024
Q1 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-10- 0.16% |
$133 - $147
|
6.13K
$0
|
|
|
Apr 15, 2024
Q1 2024
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-500- 4.75% |
$6.63K - $7.36K
|
10K
$0
|
|
|
Apr 15, 2024
Q1 2024
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-884- 2.24% |
$11.7K - $13K
|
38.6K
$0
|
|
|
Jun 21, 2024
Q1 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-1.55K- 45.34% |
$20.6K - $22.8K
|
1.87K
$0
|
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.25K- 7.93% |
$56.3K - $62.5K
|
49.4K
$0
|
|
|
May 14, 2024
Q1 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-4.44K- 1.37% |
$58.9K - $65.4K
|
320K
$0
|
|
|
May 16, 2024
Q1 2024
|
Garner Asset Management Corp
|
SELL
|
- |
-6.77K- 9.47% |
$89.7K - $99.6K
|
64.7K
$0
|
|
|
Apr 29, 2024
Q1 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-7.7K- 55.0% |
$102K - $113K
|
6.3K
$0
|
|
|
May 14, 2024
Q1 2024
|
Next Capital Management LLC
|
SELL
|
- |
-12K- 3.27% |
$158K - $176K
|
354K
$0
|
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
SELL
|
- |
-12.7K- 19.37% |
$168K - $187K
|
52.8K
$0
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-14.7K- 30.46% |
$195K - $216K
|
33.6K
$0
|
|
|
May 10, 2024
Q1 2024
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-17.6K- 7.52% |
$233K - $259K
|
217K
$0
|
|
|
May 14, 2024
Q1 2024
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-18.7K- 7.18% |
$248K - $275K
|
242K
$0
|
|
|
Apr 17, 2024
Q1 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-20.3K- 60.5% |
$269K - $298K
|
13.2K
$0
|
|
|
May 13, 2024
Q1 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-43.1K- 7.76% |
$570K - $633K
|
512K
$0
|
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-69K- 26.33% |
$915K - $1.02M
|
193K
$0
|