Purchases and Sales Made in Q2 2021 in Apollo Senior Floating Rate Fund Inc. (AFT)
This table provides information about the institutional ownership of Apollo Senior Floating Rate Fund Inc. (AFT) during Q2 2021. The information is specifically focused on institutions that hold shares of Apollo Senior Floating Rate Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
181KNew |
$2.69M - $2.85M
|
181K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
178K+ 148.34% |
$2.65M - $2.81M
|
298K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
52.5K+ 23.85% |
$783K - $829K
|
273K
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
49.3K+ 303.11% |
$735K - $778K
|
65.6K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
47K+ 10.14% |
$701K - $742K
|
511K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
35K+ 179.33% |
$521K - $552K
|
54.5K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
34.6KNew |
$516K - $546K
|
34.6K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
33.8K+ 1519.38% |
$504K - $533K
|
36K
$0
|
|
|
Aug 17, 2021
Q2 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
21.5K+ 19.22% |
$321K - $340K
|
133K
$0
|
|
|
Jul 19, 2021
Q2 2021
|
Foresight Wealth Management, LLC
|
BUY
|
- |
18.9KNew |
$281K - $297K
|
18.9K
$0
|
|
|
Jul 30, 2021
Q2 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
17.9K+ 6.15% |
$267K - $282K
|
309K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
16.5KNew |
$245K - $260K
|
16.5K
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
10.4KNew |
$155K - $164K
|
10.4K
$0
|
|
|
Jul 28, 2021
Q2 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
10.4KNew |
$155K - $164K
|
10.4K
$0
|
|
|
Jul 14, 2021
Q2 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
10.3K+ 16.12% |
$153K - $162K
|
74.1K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
9.47K+ 2.49% |
$141K - $149K
|
390K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.85K+ 4.11% |
$117K - $124K
|
199K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
7.13K+ 34.27% |
$106K - $113K
|
27.9K
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.72K+ 4.21% |
$40.5K - $42.9K
|
67.2K
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
2.64K+ 4.33% |
$39.4K - $41.7K
|
63.7K
$0
|
|
|
Jul 28, 2021
Q2 2021
|
Shufro Rose & CO LLC
|
BUY
|
- |
1.8K+ 4.14% |
$26.8K - $28.4K
|
45.3K
$0
|
|
|
Jul 26, 2021
Q2 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
1.04KNew |
$15.5K - $16.4K
|
1.04K
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
885+ 2.87% |
$13.2K - $14K
|
31.8K
$0
|
|
|
Jan 02, 2024
Q2 2021
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
500+ 50.0% |
$7.46K - $7.89K
|
1.5K
$0
|
|
|
Jul 26, 2021
Q2 2021
|
Spire Wealth Management
|
BUY
|
- |
300New |
$4.47K - $4.73K
|
300
$0
|
|
|
Aug 03, 2021
Q2 2021
|
Garner Asset Management Corp
|
BUY
|
- |
200+ 0.25% |
$2.98K - $3.16K
|
79.4K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-27Closed |
$403 - $426
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-65Closed |
$969 - $1.03K
|
0
$0
|
|
|
Jul 14, 2021
Q2 2021
|
Tfo Tdc, LLC
|
SELL
|
- |
-866- 66.67% |
$12.9K - $13.7K
|
433
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.53K- 5.01% |
$22.8K - $24.2K
|
29K
$0
|
|
|
Jul 14, 2021
Q2 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-2.49KClosed |
$37.1K - $39.2K
|
0
$0
|
|
|
Jul 14, 2021
Q2 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-3.7K- 31.6% |
$55.1K - $58.3K
|
8K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
SELL
|
- |
-5.29K- 6.05% |
$78.8K - $83.4K
|
82.1K
$0
|
|
|
Oct 19, 2021
Q2 2021
|
Next Capital Management LLC
|
SELL
|
- |
-6.31K- 1.97% |
$94.1K - $99.6K
|
313K
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-9.57K- 2.14% |
$143K - $151K
|
439K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-11.3KClosed |
$168K - $178K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-16.5KClosed |
$245K - $260K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-19K- 3.03% |
$284K - $300K
|
609K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-20.1K- 26.04% |
$299K - $316K
|
56.9K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-22.9KClosed |
$341K - $361K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-33.7K- 93.66% |
$503K - $532K
|
2.28K
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Matisse Capital
|
SELL
|
- |
-90.2K- 68.34% |
$1.35M - $1.42M
|
41.8K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-521K- 37.42% |
$7.77M - $8.22M
|
871K
$0
|