Latest Institutional Transactions on Apollo Tactical Income Fund Inc. (AIF)
This table provides information on the latest institutional transactions involving Apollo Tactical Income Fund Inc. (AIF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 14, 2022
Q3 2022
|
Gradient Investments LLC
|
BUY
|
- |
351New |
$4.25K - $4.71K
|
351
$0
|
|
| Q2 2022 | |||||||
|
May 14, 2024
Q2 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
31.7KNew |
$381K - $460K
|
31.7K
$0
|
|
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
4.04KNew |
$48.6K - $58.7K
|
4.04K
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Bluefin Capital Management, LLC
New York, NY |
SELL
|
- |
-7.51K- 34.95% |
$90.4K - $109K
|
14K
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
226New |
$2.72K - $3.28K
|
226
$0
|
|
|
Jul 22, 2022
Q2 2022
|
Spire Wealth Management
|
BUY
|
- |
350New |
$4.21K - $5.09K
|
350
$0
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-500Closed |
$6.02K - $7.27K
|
0
$0
|
|
| Q1 2022 | |||||||
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
133New |
$1.85K - $2.12K
|
133
$0
|
|
|
May 18, 2022
Q1 2022
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-10KClosed |
$139K - $159K
|
0
$0
|
|
|
May 17, 2022
Q1 2022
|
Robinson Capital Management, LLC
|
SELL
|
- |
-47KClosed |
$653K - $747K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-12.4KClosed |
$172K - $197K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Foresight Wealth Management, LLC
|
SELL
|
- |
-20.4KClosed |
$284K - $324K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-13.8KClosed |
$210K - $220K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-57.5KClosed |
$879K - $920K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-54Closed |
$826 - $864
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Baystate Wealth Management LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5KClosed |
$76.5K - $80K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-6.2KClosed |
$94.4K - $99K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-15KClosed |
$228K - $239K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-108Closed |
$1.61K - $1.69K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-3.17KClosed |
$47.2K - $49.7K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
6.5KNew |
$96.7K - $102K
|
6.5K
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-45Closed |
$669 - $704
|
0
$0
|
|
|
Jul 23, 2021
Q2 2021
|
Mcdonald Partners LLC
|
SELL
|
- |
-29- 0.26% |
$431 - $454
|
11.3K
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Truist Financial Corp
|
SELL
|
- |
-21.6KClosed |
$308K - $323K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-92Closed |
$1.31K - $1.38K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-201Closed |
$2.86K - $3K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-117KClosed |
$1.66M - $1.75M
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Valley Brook Capital Group, Inc.
Venetia, PA |
SELL
|
- |
-1KClosed |
$14.2K - $15K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-2.95KClosed |
$41.9K - $44K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Sep 07, 2021
Q4 2020
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-1.11KClosed |
$13.9K - $16.1K
|
0
$0
|
|
|
May 19, 2021
Q4 2020
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-2.1KClosed |
$26.3K - $30.4K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Jul 22, 2020
Q2 2020
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-17.2KClosed |
$180K - $220K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jul 20, 2020
Q1 2020
|
Belpointe Asset Management LLC
|
SELL
|
- |
-8.71KClosed |
$77.1K - $138K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1.36KClosed |
$12K - $21.5K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-1.5KClosed |
$13.3K - $23.8K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-35.5KClosed |
$516K - $543K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-400Closed |
$5.81K - $6.12K
|
0
$0
|
|
|
Oct 09, 2019
Q3 2019
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-437Closed |
$6.35K - $6.68K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-11.2KClosed |
$161K - $169K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-46KClosed |
$660K - $690K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-40KClosed |
$574K - $600K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-27.7KClosed |
$379K - $412K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-3.83KClosed |
$52.6K - $57.1K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-11.1KClosed |
$144K - $175K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-26.1KClosed |
$338K - $410K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-10.4KClosed |
$159K - $165K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-65Closed |
$993 - $1.03K
|
0
$0
|
|
|
Nov 06, 2018
Q3 2018
|
Sg Americas Securities, LLC
|
SELL
|
- |
-10.5KClosed |
$160K - $166K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.24KClosed |
$18.9K - $19.6K
|
0
$0
|
|