Purchases and Sales Made in Q2 2021 in Apollo Tactical Income Fund Inc. (AIF)
This table provides information about the institutional ownership of Apollo Tactical Income Fund Inc. (AIF) during Q2 2021. The information is specifically focused on institutions that hold shares of Apollo Tactical Income Fund Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
133KNew |
$1.97M - $2.08M
|
133K
$0
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
47.9KNew |
$712K - $750K
|
47.9K
$0
|
|
Aug 04, 2021
Q2 2021
|
Icon Advisers Inc
Greenwood Village, CO |
BUY
|
- |
45.7K+ 97.68% |
$680K - $715K
|
92.5K
$0
|
|
Jul 30, 2021
Q2 2021
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
15KNew |
$223K - $234K
|
15K
$0
|
|
Aug 16, 2021
Q2 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
13.2K+ 36.81% |
$197K - $207K
|
49.2K
$0
|
|
Aug 03, 2021
Q2 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
12KNew |
$178K - $187K
|
12K
$0
|
|
Aug 16, 2021
Q2 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
9.04K+ 2.98% |
$134K - $142K
|
312K
$0
|
|
Aug 12, 2021
Q2 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
6.5KNew |
$96.7K - $102K
|
6.5K
$0
|
|
Aug 12, 2021
Q2 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
BUY
|
- |
6.2KNew |
$92.2K - $97K
|
6.2K
$0
|
|
Aug 13, 2021
Q2 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
5.52K+ 10.64% |
$82.1K - $86.4K
|
57.4K
$0
|
|
Aug 04, 2021
Q2 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
5.14K+ 2.4% |
$76.4K - $80.4K
|
220K
$0
|
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
4.06K+ 5.59% |
$60.4K - $63.6K
|
76.7K
$0
|
|
Aug 13, 2021
Q2 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
2.8K+ 14.81% |
$41.6K - $43.8K
|
21.7K
$0
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
BUY
|
- |
2.39K+ 10.64% |
$35.5K - $37.4K
|
24.8K
$0
|
|
Aug 04, 2021
Q2 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.25K+ 7.65% |
$33.5K - $35.3K
|
31.7K
$0
|
|
Aug 13, 2021
Q2 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.84K+ 6.19% |
$27.3K - $28.8K
|
31.5K
$0
|
|
Aug 03, 2021
Q2 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.09K+ 7.7% |
$16.2K - $17K
|
15.2K
$0
|
|
Jul 14, 2021
Q2 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
799+ 9.63% |
$11.9K - $12.5K
|
9.1K
$0
|
|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
534+ 1.64% |
$7.94K - $8.36K
|
33.1K
$0
|
|
Aug 10, 2021
Q2 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
250+ 0.76% |
$3.72K - $3.91K
|
33.2K
$0
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
88+ 0.02% |
$1.31K - $1.38K
|
485K
$0
|
|
Aug 13, 2021
Q2 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
70+ 0.14% |
$1.04K - $1.1K
|
51.4K
$0
|
|
Jul 14, 2021
Q2 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
22+ 0.03% |
$327 - $344
|
64K
$0
|
|
Jul 28, 2021
Q2 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
4+ 0.03% |
$59.5 - $62.6
|
14.1K
$0
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jul 23, 2021
Q2 2021
|
Mcdonald Partners LLC
|
SELL
|
- |
-29- 0.26% |
$431 - $454
|
11.3K
$0
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-45Closed |
$669 - $704
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-108Closed |
$1.61K - $1.69K
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-278Closed |
$4.13K - $4.35K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-1.96K- 0.36% |
$29.2K - $30.7K
|
536K
$0
|
|
Aug 11, 2021
Q2 2021
|
Matisse Capital
|
SELL
|
- |
-2.74K- 5.12% |
$40.8K - $42.9K
|
50.8K
$0
|
|
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-3.17KClosed |
$47.2K - $49.7K
|
0
$0
|
|
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.9K- 14.64% |
$58K - $61K
|
22.7K
$0
|
|
Nov 12, 2021
Q2 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-4.6K- 12.1% |
$68.4K - $72K
|
33.4K
$0
|
|
Aug 13, 2021
Q2 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-7.04K- 8.76% |
$105K - $110K
|
73.3K
$0
|
|
Aug 16, 2021
Q2 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-8.5K- 3.29% |
$126K - $133K
|
250K
$0
|
|
Aug 13, 2021
Q2 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-10.1KClosed |
$151K - $158K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-12.1K- 9.04% |
$180K - $189K
|
122K
$0
|
|
Aug 16, 2021
Q2 2021
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-12.1KClosed |
$180K - $190K
|
0
$0
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-14.8K- 14.52% |
$220K - $231K
|
87K
$0
|
|
Jul 30, 2021
Q2 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-21K- 5.02% |
$312K - $328K
|
396K
$0
|
|
Aug 13, 2021
Q2 2021
|
Congress Park Capital LLC
|
SELL
|
- |
-21.1K- 28.04% |
$314K - $331K
|
54.2K
$0
|
|
Aug 16, 2021
Q2 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-27KClosed |
$401K - $422K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-182KClosed |
$2.7M - $2.84M
|
0
$0
|