Purchases and Sales Made in Q4 2021 in Apollo Tactical Income Fund Inc. (AIF)
This table provides information about the institutional ownership of Apollo Tactical Income Fund Inc. (AIF) during Q4 2021. The information is specifically focused on institutions that hold shares of Apollo Tactical Income Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
151K+ 82.25% |
$2.32M - $2.42M
|
336K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
131K+ 19.81% |
$2M - $2.1M
|
793K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
104KNew |
$1.6M - $1.67M
|
104K
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
57.5KNew |
$879K - $920K
|
57.5K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
49.8K+ 240.08% |
$761K - $797K
|
70.5K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
37.6KNew |
$575K - $601K
|
37.6K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
33.3K+ 6.32% |
$509K - $533K
|
560K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
31.7K+ 64.44% |
$485K - $507K
|
80.9K
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
11.1K+ 12.38% |
$170K - $178K
|
101K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
10KNew |
$153K - $160K
|
10K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
9.14K+ 21.33% |
$140K - $146K
|
52K
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
6.04K+ 35.75% |
$92.4K - $96.7K
|
23K
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
5.83K+ 1.61% |
$89.2K - $93.3K
|
367K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
5.26K+ 22.89% |
$80.4K - $84.1K
|
28.2K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
4.03K+ 1.54% |
$61.6K - $64.5K
|
267K
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Foresight Wealth Management, LLC
|
BUY
|
- |
3.26K+ 19.01% |
$49.8K - $52.1K
|
20.4K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.51K+ 6.94% |
$23K - $24.1K
|
23.2K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
1.07K+ 1.39% |
$16.3K - $17.1K
|
77.8K
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1KNew |
$15.3K - $16K
|
1K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
996+ 2.2% |
$15.2K - $15.9K
|
46.2K
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
800New |
$12.2K - $12.8K
|
800
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
453+ 1.6% |
$6.93K - $7.25K
|
28.8K
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
284New |
$4.34K - $4.54K
|
284
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
250+ 0.75% |
$3.82K - $4K
|
33.5K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
212+ 1.74% |
$3.24K - $3.39K
|
12.4K
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
BUY
|
- |
85New |
$1.3K - $1.36K
|
85
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
26+ 0.04% |
$398 - $416
|
64.1K
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Baystate Wealth Management LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2- 0.02% |
$30.6 - $32
|
10.7K
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-33- 66.0% |
$505 - $528
|
17
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-39- 0.12% |
$596 - $624
|
33K
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-54Closed |
$826 - $864
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-415- 2.59% |
$6.35K - $6.64K
|
15.6K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-4.47K- 3.68% |
$68.3K - $71.5K
|
117K
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5KClosed |
$76.5K - $80K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-8.42K- 1.72% |
$129K - $135K
|
481K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-13.8KClosed |
$210K - $220K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-33.4K- 21.1% |
$510K - $534K
|
125K
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Congress Park Capital LLC
|
SELL
|
- |
-44.2K- 74.35% |
$676K - $707K
|
15.2K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-47.3KClosed |
$724K - $757K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-57.5KClosed |
$879K - $920K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-150K- 88.26% |
$2.3M - $2.41M
|
20K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-705K- 60.3% |
$10.8M - $11.3M
|
464K
$0
|