Purchases and Sales Made in Q3 2023 in Virtus Allianz Gi Artificial Intelligence & Technology Opportunities Fund (AIO)
This table provides information about the institutional ownership of Virtus Allianz Gi Artificial Intelligence & Technology Opportunities Fund (AIO) during Q3 2023. The information is specifically focused on institutions that hold shares of Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
141K+ 138.59% |
$2.29M - $2.68M
|
242K
$6.06M
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
37KNew |
$603K - $703K
|
37K
$926K
|
|
|
Nov 09, 2023
Q3 2023
|
Sykon Capital LLC
Harrison, NY |
BUY
|
- |
29.8K+ 72.95% |
$486K - $566K
|
70.7K
$1.77M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
29.5K+ 62.27% |
$481K - $561K
|
76.9K
$1.92M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
21.8K+ 5.69% |
$355K - $414K
|
405K
$10.1M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
12.9K+ 41.34% |
$210K - $245K
|
44.1K
$1.1M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
12.9KNew |
$210K - $245K
|
12.9K
$322K
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
12KNew |
$195K - $227K
|
12K
$299K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
11.7KNew |
$191K - $223K
|
11.7K
$294K
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
10.5KNew |
$171K - $199K
|
10.5K
$262K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9.37K+ 34.81% |
$153K - $178K
|
36.3K
$908K
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
8.08KNew |
$132K - $154K
|
8.08K
$202K
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
6.82KNew |
$111K - $130K
|
6.82K
$171K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.78K+ 2.21% |
$94.2K - $110K
|
268K
$6.7M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.45K+ 36.41% |
$72.5K - $84.6K
|
16.7K
$417K
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
4.02K+ 21.89% |
$65.5K - $76.4K
|
22.4K
$560K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.53K+ 5.22% |
$41.2K - $48K
|
51K
$1.28M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
2.41KNew |
$39.3K - $45.9K
|
2.41K
$60.4K
|
|
|
Oct 23, 2023
Q3 2023
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
BUY
|
- |
1.84K+ 14.97% |
$30K - $34.9K
|
14.1K
$353K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.45K+ 0.3% |
$23.6K - $27.5K
|
478K
$12M
|
|
|
Nov 13, 2023
Q3 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
1.19K+ 9.37% |
$19.5K - $22.7K
|
13.9K
$349K
|
|
|
Oct 10, 2023
Q3 2023
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
621+ 2.06% |
$10.1K - $11.8K
|
30.8K
$771K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
196+ 0.27% |
$3.19K - $3.73K
|
73.3K
$1.83M
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
56+ 2.48% |
$913 - $1.06K
|
2.31K
$57.8K
|
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
27+ 2.48% |
$440 - $513
|
1.12K
$27.9K
|
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
27+ 2.48% |
$440 - $513
|
1.12K
$27.9K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
14+ 1.05% |
$228 - $266
|
1.35K
$33.7K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-491- 3.63% |
$8K - $9.33K
|
13K
$326K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-621- 2.29% |
$10.1K - $11.8K
|
26.5K
$664K
|
|
|
Oct 23, 2023
Q3 2023
|
Dakota Wealth Management
|
SELL
|
- |
-805- 4.09% |
$13.1K - $15.3K
|
18.9K
$472K
|
|
|
Oct 19, 2023
Q3 2023
|
Chapin Davis, Inc.
Baltimore, MD |
SELL
|
- |
-1.25K- 6.72% |
$20.4K - $23.8K
|
17.4K
$434K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.54K- 5.74% |
$25.1K - $29.3K
|
25.3K
$633K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-5.92K- 0.93% |
$96.5K - $113K
|
632K
$15.8M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-7.51K- 22.11% |
$122K - $143K
|
26.5K
$662K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-8.12K- 8.17% |
$132K - $154K
|
91.2K
$2.28M
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-10.9K- 30.05% |
$177K - $207K
|
25.3K
$634K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-17.8K- 24.83% |
$290K - $338K
|
53.8K
$1.35M
|
|
|
Nov 09, 2023
Q3 2023
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-519K- 36.08% |
$8.46M - $9.87M
|
920K
$23M
|