Insider Transactions in Q4 2017 at Ameriprise Financial Inc (AMP)
Insider Transaction List (Q4 2017)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Dec 22
2017
|
David Kent Stewart Sr Vice Pres and Controller |
SELL
Open market or private sale
|
Direct |
4,817
-21.25%
|
$823,707
$171.5 P/Share
|
|
Dec 22
2017
|
David Kent Stewart Sr Vice Pres and Controller |
SELL
Payment of exercise price or tax liability
|
Direct |
7,057
-23.74%
|
$1,206,747
$171.7 P/Share
|
|
Dec 22
2017
|
David Kent Stewart Sr Vice Pres and Controller |
BUY
Exercise of conversion of derivative security
|
Direct |
11,874
+28.54%
|
$439,338
$37.23 P/Share
|
|
Dec 08
2017
|
Joseph Edward Sweeney PRES-AWM PRODUCTS & SERVICES |
SELL
Open market or private sale
|
Direct |
7,329
-34.64%
|
$1,238,601
$169.47 P/Share
|
|
Dec 08
2017
|
Joseph Edward Sweeney PRES-AWM PRODUCTS & SERVICES |
SELL
Payment of exercise price or tax liability
|
Direct |
16,833
-44.31%
|
$2,811,111
$167.6 P/Share
|
|
Dec 08
2017
|
Joseph Edward Sweeney PRES-AWM PRODUCTS & SERVICES |
BUY
Exercise of conversion of derivative security
|
Direct |
24,162
+38.88%
|
$1,570,530
$65.31 P/Share
|
|
Nov 27
2017
|
David Kent Stewart Sr Vice Pres and Controller |
SELL
Open market or private sale
|
Direct |
603
-3.27%
|
$96,480
$160.72 P/Share
|
|
Nov 27
2017
|
David Kent Stewart Sr Vice Pres and Controller |
SELL
Payment of exercise price or tax liability
|
Direct |
3,272
-15.06%
|
$520,248
$159.56 P/Share
|
|
Nov 27
2017
|
David Kent Stewart Sr Vice Pres and Controller |
BUY
Exercise of conversion of derivative security
|
Direct |
3,875
+8.52%
|
$418,500
$108.27 P/Share
|
|
Nov 09
2017
|
James M Cracchiolo CHAIRMAN AND CEO |
SELL
Open market or private sale
|
Direct |
35,000
-7.43%
|
$5,565,000
$159.55 P/Share
|
|
Nov 08
2017
|
James M Cracchiolo CHAIRMAN AND CEO |
SELL
Open market or private sale
|
Direct |
4,800
-1.98%
|
$768,000
$160.01 P/Share
|
|
Nov 07
2017
|
James M Cracchiolo CHAIRMAN AND CEO |
SELL
Open market or private sale
|
Direct |
2,428
-0.99%
|
$390,908
$161.07 P/Share
|
|
Oct 27
2017
|
Randy Kupper EVP Technology and CIO |
SELL
Open market or private sale
|
Direct |
2,460
-10.18%
|
$396,060
$161.06 P/Share
|
|
Oct 27
2017
|
Randy Kupper EVP Technology and CIO |
SELL
Payment of exercise price or tax liability
|
Direct |
10,540
-30.38%
|
$1,707,480
$162.8 P/Share
|
|
Oct 27
2017
|
Randy Kupper EVP Technology and CIO |
BUY
Exercise of conversion of derivative security
|
Direct |
13,000
+27.26%
|
$1,391,000
$107.61 P/Share
|
|
Oct 27
2017
|
Charles Neal Maglaque Pres. Advice & Wealth Mgt, COO |
SELL
Open market or private sale
|
Direct |
1,754
-13.4%
|
$282,394
$161.01 P/Share
|
|
Oct 27
2017
|
Charles Neal Maglaque Pres. Advice & Wealth Mgt, COO |
SELL
Payment of exercise price or tax liability
|
Direct |
7,103
-35.18%
|
$1,150,686
$162.8 P/Share
|
|
Oct 27
2017
|
Charles Neal Maglaque Pres. Advice & Wealth Mgt, COO |
BUY
Exercise of conversion of derivative security
|
Direct |
8,857
+20.01%
|
$859,129
$97.7 P/Share
|
|
Oct 27
2017
|
Joseph Edward Sweeney PRES-AWM PRODUCTS & SERVICES |
SELL
Open market or private sale
|
Direct |
1,904
-12.1%
|
$306,544
$161.58 P/Share
|
|
Oct 26
2017
|
Colin Moore EVP & Global CIO |
SELL
Open market or private sale
|
Direct |
4,285
-7.19%
|
$689,885
$161.09 P/Share
|
|
Oct 26
2017
|
Colin Moore EVP & Global CIO |
SELL
Payment of exercise price or tax liability
|
Direct |
14,091
-19.12%
|
$2,212,287
$157.06 P/Share
|
|
Oct 26
2017
|
Colin Moore EVP & Global CIO |
BUY
Exercise of conversion of derivative security
|
Direct |
18,376
+19.96%
|
$1,598,712
$87.79 P/Share
|
|
Oct 26
2017
|
Deirdre Davey Mc Graw EVP Corp Comm/Cmnity Rltns |
SELL
Open market or private sale
|
Direct |
1,000
-6.83%
|
$160,000
$160.77 P/Share
|
|
Oct 26
2017
|
H Jay Sarles Director |
SELL
Bona fide gift
|
Indirect |
2,000
-23.23%
|
-
|
|
Oct 26
2017
|
John Robert Woerner Pres Ins & Chief Strat Officer |
SELL
Open market or private sale
|
Direct |
9,022
-30.81%
|
$1,443,520
$160.91 P/Share
|
|
Oct 26
2017
|
John Robert Woerner Pres Ins & Chief Strat Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
13,880
-32.15%
|
$2,179,160
$157.06 P/Share
|
|
Oct 26
2017
|
John Robert Woerner Pres Ins & Chief Strat Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
19,902
+31.56%
|
$1,293,630
$65.31 P/Share
|