Insider Transactions in Q4 2020 at Ameriprise Financial Inc (AMP)
Insider Transaction List (Q4 2020)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Dec 03
2020
|
Joseph Edward Sweeney PRES-AWM PRODUCTS & SERVICES |
SELL
Open market or private sale
|
Direct |
6,974
-27.92%
|
$1,359,930
$195.3 P/Share
|
|
Dec 03
2020
|
Joseph Edward Sweeney PRES-AWM PRODUCTS & SERVICES |
SELL
Payment of exercise price or tax liability
|
Direct |
22,592
-47.49%
|
$4,360,256
$193.44 P/Share
|
|
Dec 03
2020
|
Joseph Edward Sweeney PRES-AWM PRODUCTS & SERVICES |
BUY
Exercise of conversion of derivative security
|
Direct |
27,466
+36.6%
|
$3,515,648
$128.76 P/Share
|
|
Dec 03
2020
|
John R. Hutt Sr Vice Pres and Controller |
SELL
Open market or private sale
|
Direct |
302
-13.25%
|
$59,192
$196.12 P/Share
|
|
Nov 30
2020
|
William F Truscott CEO, GLOBAL ASSET MANAGEMENT |
SELL
Open market or private sale
|
Indirect |
21,005
-43.17%
|
$3,948,940
$188.0 P/Share
|
|
Nov 30
2020
|
Walter Stanley Berman EXECUTIVE VP AND CFO |
SELL
Open market or private sale
|
Direct |
6,633
-27.19%
|
$1,233,738
$186.69 P/Share
|
|
Nov 30
2020
|
Walter Stanley Berman EXECUTIVE VP AND CFO |
SELL
Payment of exercise price or tax liability
|
Direct |
33,367
-57.77%
|
$6,339,730
$190.75 P/Share
|
|
Nov 30
2020
|
Walter Stanley Berman EXECUTIVE VP AND CFO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,000
+40.92%
|
$5,120,000
$128.76 P/Share
|
|
Nov 25
2020
|
Karen Wilson Thissen Executive VP and GC |
SELL
Open market or private sale
|
Direct |
1,132
-7.99%
|
$213,948
$189.66 P/Share
|
|
Nov 24
2020
|
W Edward Walter |
SELL
Bona fide gift
|
Direct |
1,000
-100.0%
|
-
|
|
Nov 20
2020
|
Gerard P. Smyth EVP & CIO |
SELL
Payment of exercise price or tax liability
|
Direct |
2,093
-20.13%
|
$383,019
$183.63 P/Share
|
|
Nov 20
2020
|
Gerard P. Smyth EVP & CIO |
BUY
Exercise of conversion of derivative security
|
Direct |
2,936
+22.02%
|
$314,152
$107.61 P/Share
|
|
Nov 11
2020
|
Colin Moore EVP & Global CIO |
SELL
Open market or private sale
|
Direct |
12,322
-18.29%
|
$2,230,282
$181.86 P/Share
|
|
Nov 09
2020
|
Walter Stanley Berman EXECUTIVE VP AND CFO |
SELL
Open market or private sale
|
Direct |
15,514
-46.63%
|
$2,823,548
$182.95 P/Share
|
|
Nov 09
2020
|
Walter Stanley Berman EXECUTIVE VP AND CFO |
SELL
Payment of exercise price or tax liability
|
Direct |
47,441
-58.78%
|
$8,444,498
$178.82 P/Share
|
|
Nov 09
2020
|
Walter Stanley Berman EXECUTIVE VP AND CFO |
BUY
Exercise of conversion of derivative security
|
Direct |
62,955
+43.82%
|
$5,477,085
$87.79 P/Share
|
|
Nov 09
2020
|
John R. Hutt Sr Vice Pres and Controller |
SELL
Payment of exercise price or tax liability
|
Direct |
626
-21.54%
|
$105,794
$169.78 P/Share
|
|
Nov 09
2020
|
John R. Hutt Sr Vice Pres and Controller |
BUY
Exercise of conversion of derivative security
|
Direct |
1,092
+27.31%
|
$70,980
$65.31 P/Share
|
|
Nov 09
2020
|
James M Cracchiolo CHAIRMAN AND CEO |
SELL
Open market or private sale
|
Direct |
52,402
-8.06%
|
$9,641,968
$184.75 P/Share
|
|
Nov 09
2020
|
James M Cracchiolo CHAIRMAN AND CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
158,772
-40.59%
|
$29,214,048
$184.0 P/Share
|
|
Nov 09
2020
|
James M Cracchiolo CHAIRMAN AND CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
186,058
+32.24%
|
$23,815,424
$128.76 P/Share
|
|
Nov 05
2020
|
James M Cracchiolo CHAIRMAN AND CEO |
SELL
Open market or private sale
|
Direct |
46,005
-6.45%
|
$7,912,860
$172.68 P/Share
|
|
Nov 04
2020
|
James M Cracchiolo CHAIRMAN AND CEO |
SELL
Open market or private sale
|
Direct |
28,534
-10.21%
|
$4,879,314
$171.79 P/Share
|
|
Nov 04
2020
|
James M Cracchiolo CHAIRMAN AND CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
145,774
-34.27%
|
$25,073,128
$172.58 P/Share
|
|
Nov 04
2020
|
James M Cracchiolo CHAIRMAN AND CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
191,808
+31.08%
|
$16,687,296
$87.79 P/Share
|
|
Nov 03
2020
|
Joseph Edward Sweeney PRES-AWM PRODUCTS & SERVICES |
SELL
Open market or private sale
|
Direct |
10,927
-35.21%
|
$1,824,809
$167.73 P/Share
|
|
Nov 03
2020
|
Joseph Edward Sweeney PRES-AWM PRODUCTS & SERVICES |
SELL
Payment of exercise price or tax liability
|
Direct |
21,126
-40.5%
|
$3,528,042
$167.71 P/Share
|
|
Nov 03
2020
|
Joseph Edward Sweeney PRES-AWM PRODUCTS & SERVICES |
BUY
Exercise of conversion of derivative security
|
Direct |
24,853
+32.27%
|
$2,659,271
$107.61 P/Share
|
|
Nov 02
2020
|
Robert Francis Sharpe Jr |
SELL
Open market or private sale
|
Direct |
1,000
-16.18%
|
$164,000
$164.54 P/Share
|
|
Oct 30
2020
|
Karen Wilson Thissen Executive VP and GC |
SELL
Open market or private sale
|
Direct |
620
-4.19%
|
$98,580
$159.22 P/Share
|