Latest Institutional Transactions on Ark ETF Tr Innovation ETF (De) (ARKK)
This table provides information on the latest institutional transactions involving Ark ETF Tr Innovation ETF (De) (ARKK) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 20, 2021
Q2 2021
|
Iam Advisory, LLC
|
SELL
|
- |
-1.8KClosed |
$179K - $236K
|
0
$0
|
|
|
Jul 20, 2021
Q2 2021
|
Joel Isaacson & Co., LLC
|
BUY
|
PUT |
200New |
$19.9K - $26.2K
|
200
$13.5K
|
|
|
Jul 20, 2021
Q2 2021
|
Ritholtz Wealth Management
|
BUY
|
CALL |
1.3KNew |
$129K - $170K
|
1.3K
$88K
|
|
|
Jul 20, 2021
Q2 2021
|
Mps Loria Financial Planners, LLC
|
SELL
|
- |
-200Closed |
$19.9K - $26.2K
|
0
$0
|
|
|
Jul 16, 2021
Q2 2021
|
Secure Asset Management, LLC
|
SELL
|
- |
-8.41KClosed |
$837K - $1.1M
|
0
$0
|
|
|
Jul 16, 2021
Q2 2021
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-49Closed |
$4.87K - $6.41K
|
0
$0
|
|
|
Jul 16, 2021
Q2 2021
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-38.1KClosed |
$3.79M - $4.99M
|
0
$0
|
|
|
Jul 15, 2021
Q2 2021
|
Apexium Financial, LP
|
SELL
|
- |
-12.6KClosed |
$1.25M - $1.65M
|
0
$0
|
|
| Q1 2021 | |||||||
|
Sep 11, 2023
Q1 2021
|
Artemis Wealth Advisors, LLC
|
BUY
|
- |
2.69KNew |
$297K - $422K
|
2.69K
$182K
|
|
|
May 25, 2021
Q1 2021
|
Encompass Wealth Advisors, LLC
|
SELL
|
- |
-20.2KClosed |
$2.22M - $3.16M
|
0
$0
|
|
|
May 20, 2021
Q1 2021
|
Tru Independence LLC
|
SELL
|
- |
-125Closed |
$13.8K - $19.6K
|
0
$0
|
|
|
May 18, 2021
Q1 2021
|
Defined Wealth Management, LLC
|
SELL
|
- |
-536Closed |
$59.1K - $83.9K
|
0
$0
|
|
|
May 18, 2021
Q1 2021
|
Sky View Investment Advisors, LLC
Shrewsbury, NJ |
SELL
|
- |
-4.22KClosed |
$465K - $661K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-1.65KClosed |
$182K - $259K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
PUT |
1.2K+ 400.0% |
$132K - $188K
|
1.5K
$102K
|
|
|
May 17, 2021
Q1 2021
|
Kcl Capital, L.P.
New York, NY |
SELL
|
PUT |
-250KClosed |
$27.6M - $39.1M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Cavalry Management Group, LLC
San Francisco, CA |
SELL
|
CALL |
-419KClosed |
$46.2M - $65.6M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-8.65KClosed |
$954K - $1.35M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
No Street Gp LP
San Francisco, CA |
SELL
|
PUT |
-250KClosed |
$27.6M - $39.1M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Alyeska Investment Group, L.P.
Chicago, IL |
BUY
|
- |
147KNew |
$16.3M - $23.1M
|
147K
$9.98M
|
|
|
May 17, 2021
Q1 2021
|
Alyeska Investment Group, L.P.
Chicago, IL |
BUY
|
PUT |
220KNew |
$24.3M - $34.4M
|
220K
$14.9M
|
|
|
May 17, 2021
Q1 2021
|
Hbk Investments L P
Dallas, TX |
BUY
|
- |
48.5KNew |
$5.35M - $7.59M
|
48.5K
$3.28M
|
|
|
May 17, 2021
Q1 2021
|
Junto Capital Management LP
New York, NY |
SELL
|
PUT |
-274KClosed |
$30.2M - $42.9M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Intellectus Partners, LLC
San Francisco, CA |
SELL
|
- |
-2KClosed |
$221K - $313K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Capstone Triton Financial Group, LLC
Oklahoma City, OK |
SELL
|
- |
-226Closed |
$24.9K - $35.4K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Bloom Tree Partners, LLC
New York, NY |
SELL
|
PUT |
-300KClosed |
$33.1M - $47M
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Vantage Consulting Group Inc
Virginia Beach, VA |
SELL
|
- |
-76Closed |
$8.38K - $11.9K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Lavaca Capital LLC
Houston, TX |
SELL
|
- |
-3.72KClosed |
$410K - $582K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
United American Securities Inc. (D
New York, NY |
SELL
|
- |
-6.87KClosed |
$758K - $1.08M
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Rain Capital Management, LLC
Lake Oswego, OR |
BUY
|
- |
10New |
$1.1K - $1.57K
|
10
$677
|
|
|
May 13, 2021
Q1 2021
|
Gen Trust, LLC
|
SELL
|
PUT |
-9.8KClosed |
$1.08M - $1.53M
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-5.2KClosed |
$573K - $814K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Mainstay Capital Management LLC
|
SELL
|
- |
-6.15KClosed |
$678K - $962K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Peregrine Asset Advisers, Inc.
Portland, OR |
SELL
|
- |
-7.27KClosed |
$801K - $1.14M
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-538Closed |
$59.3K - $84.2K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Wellington Shields & Co., LLC
New York, NY |
SELL
|
- |
-1.78KClosed |
$196K - $278K
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-3.41KClosed |
$376K - $534K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Mai Capital Management
|
SELL
|
CALL |
-300- 50.0% |
$33.1K - $47K
|
300
$20.3K
|
|
|
May 10, 2021
Q1 2021
|
Stonehage Fleming Financial Services Holdings LTD
|
SELL
|
- |
-750- 3.7% |
$82.7K - $117K
|
19.5K
$1.32M
|
|
|
May 10, 2021
Q1 2021
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-1.07KClosed |
$118K - $168K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Center For Financial Planning, Inc.
Southfied, MI |
SELL
|
- |
-148Closed |
$16.3K - $23.2K
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Websterrogers Financial Advisors, LLC
|
SELL
|
- |
-9.78KClosed |
$1.08M - $1.53M
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
M&T Bank Corp
|
SELL
|
- |
-13.5KClosed |
$1.49M - $2.12M
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Clear Investment Research, LLC
|
BUY
|
- |
69New |
$7.61K - $10.8K
|
69
$4.67K
|
|
|
May 05, 2021
Q1 2021
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-74.3KClosed |
$8.19M - $11.6M
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Gunderson Capital Management Inc.
|
SELL
|
- |
-2.75KClosed |
$304K - $431K
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Ascension Asset Management LLC
|
SELL
|
- |
-176KClosed |
$19.4M - $27.6M
|
0
$0
|
|
|
Apr 30, 2021
Q1 2021
|
Claybrook Capital, LLC
|
SELL
|
- |
-17.7KClosed |
$1.95M - $2.77M
|
0
$0
|
|
|
Apr 30, 2021
Q1 2021
|
Creative Planning
Overland Park, KS |
BUY
|
PUT |
1KNew |
$110K - $157K
|
1K
$67.7K
|
|
|
Apr 29, 2021
Q1 2021
|
Retirement Capital Strategies
|
SELL
|
- |
-34.8KClosed |
$3.84M - $5.45M
|
0
$0
|
|