Purchases and Sales Made in Q4 2021 in Ark ETF Tr Innovation ETF (De) (ARKK)
This table provides information about the institutional ownership of Ark ETF Tr Innovation ETF (De) (ARKK) during Q4 2021. The information is specifically focused on institutions that hold shares of ARK ETF TR INNOVATION ETF (DE).
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 18, 2022
Q4 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-17.8K- 53.1% |
$1.64M - $2.23M
|
15.8K
$843K
|
|
|
Feb 14, 2022
Q4 2021
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-18K- 3.74% |
$1.65M - $2.25M
|
463K
$24.7M
|
|
|
Feb 15, 2022
Q4 2021
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-18.5K- 89.0% |
$1.7M - $2.31M
|
2.29K
$122K
|
|
|
Jan 13, 2022
Q4 2021
|
Grant
|
SELL
|
- |
-18.6KClosed |
$1.71M - $2.32M
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Clark Financial Services Group Inc
Chesterfield, MO |
SELL
|
- |
-18.6KClosed |
$1.71M - $2.33M
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-18.8K- 34.41% |
$1.73M - $2.35M
|
35.9K
$1.92M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-19.2K- 14.17% |
$1.76M - $2.4M
|
116K
$6.2M
|
|
|
Jan 11, 2022
Q4 2021
|
Avondale Wealth Management
|
SELL
|
- |
-19.5K- 59.13% |
$1.79M - $2.43M
|
13.5K
$719K
|
|
|
Feb 11, 2022
Q4 2021
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-19.7KClosed |
$1.81M - $2.47M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Studio Investment Management LLC
Chicago, IL |
SELL
|
- |
-19.9KClosed |
$1.83M - $2.49M
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Scotia Capital Inc.
|
SELL
|
- |
-20.3K- 17.68% |
$1.87M - $2.54M
|
94.6K
$5.06M
|
|
|
Feb 07, 2022
Q4 2021
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-20.4K- 11.69% |
$1.88M - $2.56M
|
154K
$8.26M
|
|
|
Jan 27, 2022
Q4 2021
|
Trade Link Capital LLC
Chicago, IL |
SELL
|
- |
-20.4KClosed |
$1.88M - $2.56M
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
New England Private Wealth Advisors LLC
Wellesley, MA |
SELL
|
- |
-21.4K- 15.31% |
$1.96M - $2.67M
|
118K
$6.32M
|
|
|
Feb 10, 2022
Q4 2021
|
Davenport & CO LLC
|
SELL
|
- |
-21.4K- 57.05% |
$1.97M - $2.68M
|
16.1K
$863K
|
|
|
Jan 19, 2022
Q4 2021
|
Aevitas Wealth Management, Inc.
|
SELL
|
- |
-22.5KClosed |
$2.06M - $2.81M
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-22.8K- 68.13% |
$2.1M - $2.86M
|
10.7K
$571K
|
|
|
Feb 02, 2022
Q4 2021
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-24.8KClosed |
$2.28M - $3.11M
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-24.9K- 70.97% |
$2.29M - $3.11M
|
10.2K
$544K
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-26.2KClosed |
$2.4M - $3.28M
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Wc Walker & Associates, Inc.
|
SELL
|
- |
-30.2KClosed |
$2.77M - $3.77M
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Fairhaven Wealth Management, LLC
|
SELL
|
- |
-31.3KClosed |
$2.88M - $3.92M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Merit Financial Group, LLC
|
SELL
|
- |
-31.6K- 3.44% |
$2.9M - $3.95M
|
886K
$47.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-34K- 25.28% |
$3.12M - $4.25M
|
100K
$5.37M
|
|
|
Feb 15, 2022
Q4 2021
|
Sg3 Management, LLC
Dorado, PR |
SELL
|
- |
-35K- 87.5% |
$3.22M - $4.38M
|
5K
$267K
|
|
|
Feb 14, 2022
Q4 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-36.4KClosed |
$3.34M - $4.55M
|
0
$0
|
|
|
Jan 13, 2022
Q4 2021
|
Soa Wealth Advisors, Llc.
|
SELL
|
- |
-37.1K- 22.01% |
$3.41M - $4.65M
|
132K
$7.03M
|
|
|
Feb 07, 2022
Q4 2021
|
Sg Americas Securities, LLC
|
SELL
|
- |
-37.6K- 42.72% |
$3.45M - $4.7M
|
50.4K
$2.69M
|
|
|
Feb 16, 2022
Q4 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-38.1K- 17.88% |
$3.5M - $4.77M
|
175K
$9.37M
|
|
|
Feb 14, 2022
Q4 2021
|
Hudson Bay Capital Management LP
Greenwich, CT |
SELL
|
- |
-39.2K- 47.12% |
$3.6M - $4.9M
|
44K
$2.35M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-40.2K- 2.87% |
$3.69M - $5.03M
|
1.36M
$72.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Williams Jones Wealth Management, Llc.
New York, NY |
SELL
|
- |
-41.2KClosed |
$3.78M - $5.15M
|
0
$0
|
|
|
Sep 21, 2023
Q4 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-43.7K- 81.79% |
$4.01M - $5.46M
|
9.73K
$520K
|
|
|
Feb 14, 2022
Q4 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-43.7K- 81.79% |
$4.01M - $5.46M
|
9.73K
$520K
|
|
|
Feb 16, 2022
Q4 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-43.8K- 10.16% |
$4.02M - $5.47M
|
387K
$20.7M
|
|
|
Feb 15, 2022
Q4 2021
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-44.1K- 83.82% |
$4.05M - $5.52M
|
8.52K
$455K
|
|
|
Feb 08, 2022
Q4 2021
|
Strategic Family Wealth Counselors, L.L.C.
Fairfield, NJ |
SELL
|
- |
-44.9K- 14.89% |
$4.12M - $5.62M
|
257K
$13.7M
|
|
|
Jan 11, 2022
Q4 2021
|
Brookstone Capital Management
|
SELL
|
- |
-55K- 15.03% |
$5.06M - $6.89M
|
311K
$16.6M
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-55.8K- 38.81% |
$5.12M - $6.98M
|
87.9K
$4.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-57K- 43.78% |
$5.23M - $7.13M
|
73.2K
$3.91M
|
|
|
Feb 14, 2022
Q4 2021
|
Nan Shan Life Insurance Co., Ltd.
Taipei City, F5 |
SELL
|
- |
-57.5KClosed |
$5.28M - $7.2M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Legend Financial Advisors, Inc.
Pittsburgh, PA |
SELL
|
- |
-58.8K- 35.27% |
$5.4M - $7.36M
|
108K
$5.77M
|
|
|
Jan 25, 2022
Q4 2021
|
Prw Wealth Management LLC
|
SELL
|
- |
-60.4K- 58.37% |
$5.55M - $7.56M
|
43.1K
$2.3M
|
|
|
Feb 02, 2022
Q4 2021
|
Compass Ion Advisors, LLC
|
SELL
|
- |
-66.7K- 49.02% |
$6.13M - $8.35M
|
69.4K
$3.71M
|
|
|
Jan 24, 2022
Q4 2021
|
Crescent Grove Advisors, LLC
|
SELL
|
- |
-67K- 25.19% |
$6.16M - $8.39M
|
199K
$10.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Connable Office Inc
|
SELL
|
- |
-70.2KClosed |
$6.45M - $8.78M
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Coyle Financial Counsel LLC
Glenview, IL |
SELL
|
- |
-70.7KClosed |
$6.49M - $8.84M
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-70.7K- 7.45% |
$6.49M - $8.85M
|
878K
$46.9M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-70.7K- 17.88% |
$6.5M - $8.85M
|
325K
$17.4M
|
|
|
Jan 28, 2022
Q4 2021
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-73.4K- 57.25% |
$6.74M - $9.19M
|
54.8K
$2.93M
|