Latest Institutional Transactions on Asa Gold & Precious Metals LTD (ASA)
This table provides information on the latest institutional transactions involving Asa Gold & Precious Metals LTD (ASA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 15, 2021
Q4 2020
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
100+ 5.0% |
$1.88K - $2.25K
|
2.1K
$68K
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.14KClosed |
$37.3K - $53.4K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-13.8KClosed |
$240K - $343K
|
0
$0
|
|
|
Oct 19, 2020
Q3 2020
|
Focused Wealth Management, Inc
|
SELL
|
- |
-50- 50.0% |
$871 - $1.24K
|
50
$1.62K
|
|
|
Oct 15, 2020
Q3 2020
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-14.5KClosed |
$252K - $360K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Jul 31, 2020
Q2 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-554Closed |
$5.91K - $9.71K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 14, 2020
Q1 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-18.9KClosed |
$165K - $277K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-25.1KClosed |
$218K - $368K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Round Table Services, LLC
|
SELL
|
- |
-17KClosed |
$148K - $249K
|
0
$0
|
|
|
Apr 20, 2020
Q1 2020
|
David R. Rahn & Associates Inc.
|
SELL
|
- |
-14.4KClosed |
$125K - $211K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
462New |
$5.46K - $6.32K
|
462
$15K
|
|
|
Feb 14, 2020
Q4 2019
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
30New |
$354 - $410
|
30
$971
|
|
|
Feb 10, 2020
Q4 2019
|
Essex Investment Management CO LLC
Boston, MA |
SELL
|
- |
-37.8KClosed |
$447K - $517K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 15, 2019
Q3 2019
|
Balentine LLC
Atlanta, GA |
SELL
|
- |
-10.5KClosed |
$116K - $144K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Highlander Capital Management, LLC
Short Hills, NJ |
SELL
|
- |
-400- 19.05% |
$4.4K - $5.48K
|
1.7K
$55K
|
|
|
Oct 25, 2019
Q3 2019
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-4.51KClosed |
$49.6K - $61.7K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-520Closed |
$5.73K - $7.12K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 15, 2019
Q2 2019
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4+ 0.03% |
$37 - $46.2
|
12.3K
$397K
|
|
|
Aug 14, 2019
Q2 2019
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
CALL |
-11.9KClosed |
$110K - $137K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-6.5KClosed |
$60.1K - $75.1K
|
0
$0
|
|
|
Aug 05, 2019
Q2 2019
|
Parallel Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-1.54KClosed |
$14.2K - $17.7K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 10, 2019
Q1 2019
|
Cable Hill Partners, LLC
Portland, OR |
SELL
|
- |
-500Closed |
$4.64K - $5.32K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 15, 2019
Q4 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-12.9KClosed |
$109K - $122K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-10KClosed |
$84.3K - $94.6K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Trilogy Capital Inc.
|
SELL
|
- |
-1KClosed |
$8.43K - $9.46K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Jul 19, 2018
Q2 2018
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-632Closed |
$6.34K - $6.91K
|
0
$0
|
|
| Q1 2018 | |||||||
|
Apr 20, 2018
Q1 2018
|
First Manhattan CO
New York, NY |
SELL
|
- |
-6.6KClosed |
$66.9K - $79.7K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 09, 2023
Q3 2017
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
750New |
$8.59K - $9.7K
|
750
$24.3K
|
|
|
Nov 14, 2017
Q3 2017
|
Covington Capital Management
|
BUY
|
- |
1.5KNew |
$17.2K - $19.4K
|
1.5K
$48.5K
|
|
|
Nov 13, 2017
Q3 2017
|
Us Bancorp \De\
|
BUY
|
- |
21New |
$240 - $272
|
21
$680
|
|
|
Nov 08, 2017
Q3 2017
|
D.A. Davidson & Co.
|
SELL
|
- |
-2.47KClosed |
$28.3K - $31.9K
|
0
$0
|
|
|
Oct 23, 2017
Q3 2017
|
Whittier Trust CO
|
BUY
|
- |
600New |
$6.87K - $7.76K
|
600
$19.4K
|
|