Purchases and Sales Made in Q3 2021 in Asa Gold & Precious Metals LTD (ASA)
This table provides information about the institutional ownership of Asa Gold & Precious Metals LTD (ASA) during Q3 2021. The information is specifically focused on institutions that hold shares of ASA Gold & Precious Metals Ltd.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
846KNew |
$15.6M - $18.7M
|
846K
$16.9M
|
|
|
Nov 12, 2021
Q3 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
616K+ 211.5% |
$11.4M - $13.6M
|
907K
$18.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
45.1K+ 69.06% |
$833K - $997K
|
110K
$2.21M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
45K+ 8.89% |
$832K - $996K
|
551K
$11M
|
|
|
Nov 18, 2021
Q3 2021
|
Wealthsource Partners, LLC
|
BUY
|
- |
30KNew |
$554K - $664K
|
30K
$600K
|
|
|
Nov 15, 2021
Q3 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
11K+ 0.38% |
$204K - $244K
|
2.89M
$57.9M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
9.63K+ 21.58% |
$178K - $213K
|
54.3K
$1.09M
|
|
|
Nov 12, 2021
Q3 2021
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
9.18KNew |
$170K - $203K
|
9.18K
$184K
|
|
|
Nov 15, 2021
Q3 2021
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
8.74K+ 22.47% |
$162K - $193K
|
47.6K
$953K
|
|
|
Nov 15, 2021
Q3 2021
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
BUY
|
- |
6.22K+ 2.71% |
$115K - $138K
|
236K
$4.72M
|
|
|
Nov 12, 2021
Q3 2021
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
BUY
|
- |
4.45K+ 17.73% |
$82.2K - $98.4K
|
29.6K
$591K
|
|
|
Nov 10, 2021
Q3 2021
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
2.51K+ 26.57% |
$46.4K - $55.5K
|
12K
$239K
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
BUY
|
- |
1.97K+ 15.72% |
$36.3K - $43.5K
|
14.5K
$289K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
850+ 1.47% |
$15.7K - $18.8K
|
58.5K
$1.17M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
367+ 2.47% |
$6.78K - $8.12K
|
15.2K
$304K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
324New |
$5.99K - $7.17K
|
324
$6.48K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-75Closed |
$1.39K - $1.66K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-801- 6.65% |
$14.8K - $17.7K
|
11.2K
$225K
|
|
|
Oct 22, 2021
Q3 2021
|
Trust CO Of Vermont
|
SELL
|
- |
-900Closed |
$16.6K - $19.9K
|
0
$0
|
|
|
Oct 08, 2021
Q3 2021
|
Bennicas & Associates, Inc.
|
SELL
|
- |
-900- 2.12% |
$16.6K - $19.9K
|
41.5K
$830K
|
|
|
Oct 22, 2021
Q3 2021
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-1.38K- 0.24% |
$25.4K - $30.4K
|
577K
$11.5M
|
|
|
Nov 01, 2021
Q3 2021
|
Sage Mountain Advisors LLC
|
SELL
|
- |
-1.77K- 8.08% |
$32.7K - $39.2K
|
20.1K
$403K
|
|
|
Oct 26, 2021
Q3 2021
|
Dorchester Wealth Management CO
|
SELL
|
- |
-1.85K- 9.33% |
$34.2K - $40.9K
|
18K
$360K
|
|
|
Nov 12, 2021
Q3 2021
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-2.4K- 85.71% |
$44.4K - $53.1K
|
400
$8K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-5KClosed |
$92.4K - $111K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-6.99K- 15.58% |
$129K - $155K
|
37.8K
$757K
|
|
|
Nov 12, 2021
Q3 2021
|
Ws Management Lllp
Jacksonville, FL |
SELL
|
- |
-8.31K- 4.19% |
$153K - $184K
|
190K
$3.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-9.42K- 48.21% |
$174K - $208K
|
10.1K
$202K
|
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
SELL
|
- |
-9.82KClosed |
$181K - $217K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
A. D. Beadell Investment Counsel, Inc.
|
SELL
|
- |
-9.88K- 7.54% |
$182K - $218K
|
121K
$2.42M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-10.4KClosed |
$191K - $229K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-11.3K- 12.72% |
$208K - $249K
|
77.2K
$1.54M
|
|
|
Nov 15, 2021
Q3 2021
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-11.4KClosed |
$211K - $252K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-11.9KClosed |
$219K - $262K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-12.9K- 18.61% |
$239K - $286K
|
56.6K
$1.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-16.4K- 12.53% |
$303K - $362K
|
114K
$2.29M
|
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-19.5KClosed |
$361K - $432K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-25.5KClosed |
$471K - $564K
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Matisse Capital
|
SELL
|
- |
-36.4K- 10.5% |
$673K - $805K
|
310K
$6.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-161KClosed |
$2.98M - $3.56M
|
0
$0
|