Latest Institutional Transactions on Advent Convertible & Income Fund (AVK)
This table provides information on the latest institutional transactions involving Advent Convertible & Income Fund (AVK) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 10, 2020
Q2 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-10.8KClosed |
$105K - $151K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-1.35KClosed |
$13.1K - $18.8K
|
0
$0
|
|
|
Aug 03, 2020
Q2 2020
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-30.1KClosed |
$292K - $420K
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-630Closed |
$6.11K - $8.78K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Northern Right Capital Management, L.P.
Darien, CT |
SELL
|
- |
-16.3KClosed |
$131K - $264K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-49Closed |
$394 - $792
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-11.6KClosed |
$93.2K - $187K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-900Closed |
$7.24K - $14.6K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-16KClosed |
$128K - $258K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-14.5KClosed |
$116K - $234K
|
0
$0
|
|
|
Apr 27, 2020
Q1 2020
|
Kerntke Otto Mc Glone Wealth Management Group
Appleton, WI |
SELL
|
- |
-49.6KClosed |
$399K - $803K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-1.55KClosed |
$12.5K - $25.1K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
363New |
$5.21K - $5.64K
|
363
$4.44K
|
|
|
Feb 14, 2020
Q4 2019
|
Css LLC
Chicago, IL |
SELL
|
- |
-18.7KClosed |
$268K - $290K
|
0
$0
|
|
|
Feb 05, 2020
Q4 2019
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-11.7KClosed |
$168K - $182K
|
0
$0
|
|
|
Jan 22, 2020
Q4 2019
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-2.75KClosed |
$39.5K - $42.8K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Jan 08, 2024
Q3 2019
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-14.7KClosed |
$207K - $222K
|
0
$0
|
|
|
Nov 01, 2019
Q3 2019
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-371Closed |
$5.22K - $5.61K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 15, 2019
Q2 2019
|
Hanlon Investment Management, Inc.
|
SELL
|
- |
-13.5KClosed |
$190K - $205K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-2.12KClosed |
$29.7K - $32K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-210Closed |
$2.94K - $3.18K
|
0
$0
|
|
|
Jul 10, 2019
Q2 2019
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-1.89KClosed |
$26.5K - $28.6K
|
0
$0
|
|
|
Jul 10, 2019
Q2 2019
|
Kwmg, LLC
|
SELL
|
- |
-206Closed |
$2.89K - $3.12K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-53.9KClosed |
$674K - $796K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-16.7KClosed |
$209K - $247K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-11.3KClosed |
$142K - $167K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Meridian Wealth Advisors, LLC
|
SELL
|
- |
-1.19KClosed |
$14.9K - $17.6K
|
0
$0
|
|
|
Apr 22, 2019
Q1 2019
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-131Closed |
$1.64K - $1.93K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-3.6KClosed |
$43.6K - $57K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-82.2KClosed |
$997K - $1.3M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Zions Bancorporation, N.A.
|
BUY
|
- |
2.01KNew |
$24.4K - $31.8K
|
2.01K
$24.6K
|
|
|
Feb 12, 2019
Q4 2018
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-1.28KClosed |
$15.5K - $20.2K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.93KClosed |
$23.3K - $30.5K
|
0
$0
|
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-1.38KClosed |
$16.7K - $21.8K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-222Closed |
$3.39K - $3.52K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
20.5KNew |
$314K - $326K
|
20.5K
$251K
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-522Closed |
$7.97K - $8.28K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.72KClosed |
$25.5K - $27K
|
0
$0
|
|
|
Jul 17, 2018
Q2 2018
|
Pender Fund Capital Management Ltd.
Vancouver, A1 |
SELL
|
- |
-1KClosed |
$14.9K - $15.7K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-12.4KClosed |
$187K - $205K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-807Closed |
$12.1K - $13.3K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Robinson Capital Management, LLC
|
SELL
|
- |
-42.2KClosed |
$633K - $696K
|
0
$0
|
|
|
Apr 23, 2018
Q1 2018
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-1.09KClosed |
$16.3K - $17.9K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Townsend & Associates, Inc
|
SELL
|
- |
-1.5KClosed |
$22.5K - $24.7K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-359Closed |
$5.55K - $5.9K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 02, 2017
Q3 2017
|
Cavalier Investments, LLC
|
SELL
|
- |
-30.8KClosed |
$488K - $513K
|
0
$0
|
|
| Q2 2017 | |||||||
|
Aug 07, 2017
Q2 2017
|
Mufg Americas Holdings Corp
|
BUY
|
- |
469New |
N/A
|
469
$5.74K
|
|
| Q1 2016 | |||||||
|
Jan 03, 2024
Q1 2016
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
500New |
N/A
|
500
$6.12K
|
|