Latest Institutional Transactions on Advent Convertible & Income Fund (AVK)
This table provides information on the latest institutional transactions involving Advent Convertible & Income Fund (AVK) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 12, 2021
Q2 2021
|
Sittner & Nelson, LLC
Eugene, OR |
SELL
|
- |
-84Closed |
$1.49K - $1.66K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Asset Dedication, LLC
|
BUY
|
- |
26New |
$461 - $513
|
26
$301
|
|
| Q1 2021 | |||||||
|
May 18, 2021
Q1 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-15.3KClosed |
$249K - $274K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-367KClosed |
$5.98M - $6.58M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-260Closed |
$4.23K - $4.66K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-6.08KClosed |
$98.9K - $109K
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-632Closed |
$10.3K - $11.3K
|
0
$0
|
|
|
Apr 12, 2021
Q1 2021
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
400New |
$6.51K - $7.17K
|
400
$4.64K
|
|
| Q4 2020 | |||||||
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-693Closed |
$9.44K - $11.5K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-24.9KClosed |
$339K - $414K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
4.44KNew |
$60.4K - $73.8K
|
4.44K
$51.4K
|
|
|
Jan 12, 2021
Q4 2020
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-1.46K- 77.61% |
$19.8K - $24.2K
|
420
$4.87K
|
|
|
Jan 08, 2021
Q4 2020
|
Creative Financial Designs Inc
|
SELL
|
- |
-375Closed |
$5.11K - $6.24K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Mar 22, 2023
Q3 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-5.5K- 73.33% |
$72.1K - $80.1K
|
2K
$23.2K
|
|
|
Nov 13, 2020
Q3 2020
|
Kathmere Capital Management, LLC
Wayne, PA |
BUY
|
- |
256KNew |
$3.36M - $3.73M
|
256K
$2.97M
|
|
|
Nov 05, 2020
Q3 2020
|
Woodley Farra Manion Portfolio Management Inc
|
SELL
|
- |
-6Closed |
$78.6 - $87.4
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 06, 2024
Q2 2020
|
Hantz Financial Services, Inc.
|
BUY
|
- |
3New |
$29.1 - $41.8
|
3
$34.8
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-3.92KClosed |
$38K - $54.6K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-10.8KClosed |
$105K - $151K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-1.35KClosed |
$13.1K - $18.8K
|
0
$0
|
|
|
Aug 03, 2020
Q2 2020
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-30.1KClosed |
$292K - $420K
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-630Closed |
$6.11K - $8.78K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-49Closed |
$394 - $792
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-11.6KClosed |
$93.2K - $187K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Northern Right Capital Management, L.P.
Darien, CT |
SELL
|
- |
-16.3KClosed |
$131K - $264K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-900Closed |
$7.24K - $14.6K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-16KClosed |
$128K - $258K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-14.5KClosed |
$116K - $234K
|
0
$0
|
|
|
Apr 27, 2020
Q1 2020
|
Kerntke Otto Mc Glone Wealth Management Group
Appleton, WI |
SELL
|
- |
-49.6KClosed |
$399K - $803K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-1.55KClosed |
$12.5K - $25.1K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Css LLC
Chicago, IL |
SELL
|
- |
-18.7KClosed |
$268K - $290K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
363New |
$5.21K - $5.64K
|
363
$4.21K
|
|
|
Feb 05, 2020
Q4 2019
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-11.7KClosed |
$168K - $182K
|
0
$0
|
|
|
Jan 22, 2020
Q4 2019
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-2.75KClosed |
$39.5K - $42.8K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Jan 08, 2024
Q3 2019
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-14.7KClosed |
$207K - $222K
|
0
$0
|
|
|
Nov 01, 2019
Q3 2019
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-371Closed |
$5.22K - $5.61K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 15, 2019
Q2 2019
|
Hanlon Investment Management, Inc.
|
SELL
|
- |
-13.5KClosed |
$190K - $205K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-2.12KClosed |
$29.7K - $32K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-210Closed |
$2.94K - $3.18K
|
0
$0
|
|
|
Jul 10, 2019
Q2 2019
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-1.89KClosed |
$26.5K - $28.6K
|
0
$0
|
|
|
Jul 10, 2019
Q2 2019
|
Kwmg, LLC
|
SELL
|
- |
-206Closed |
$2.89K - $3.12K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-53.9KClosed |
$674K - $796K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-16.7KClosed |
$209K - $247K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-11.3KClosed |
$142K - $167K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Meridian Wealth Advisors, LLC
|
SELL
|
- |
-1.19KClosed |
$14.9K - $17.6K
|
0
$0
|
|
|
Apr 22, 2019
Q1 2019
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-131Closed |
$1.64K - $1.93K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-82.2KClosed |
$997K - $1.3M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-3.6KClosed |
$43.6K - $57K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Zions Bancorporation, N.A.
|
BUY
|
- |
2.01KNew |
$24.4K - $31.8K
|
2.01K
$23.3K
|
|