Purchases and Sales Made in Q4 2023 in Advent Convertible & Income Fund (AVK)
This table provides information about the institutional ownership of Advent Convertible & Income Fund (AVK) during Q4 2023. The information is specifically focused on institutions that hold shares of ADVENT CONVERTIBLE & INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2024
Q4 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-1.46K- 4.42% |
$13.5K - $16.8K
|
31.6K
$388K
|
|
|
Feb 09, 2024
Q4 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.83K- 14.29% |
$17K - $21.1K
|
11K
$135K
|
|
|
Jan 12, 2024
Q4 2023
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-3K- 7.7% |
$27.8K - $34.4K
|
35.9K
$441K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-3K- 17.65% |
$27.8K - $34.5K
|
14K
$172K
|
|
|
Feb 07, 2024
Q4 2023
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-3.28K- 16.15% |
$30.4K - $37.7K
|
17K
$209K
|
|
|
Jan 10, 2024
Q4 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-3.29K- 21.91% |
$30.5K - $37.8K
|
11.7K
$144K
|
|
|
Feb 06, 2024
Q4 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-3.82K- 6.13% |
$35.4K - $44K
|
58.5K
$719K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-4.15K- 10.68% |
$38.5K - $47.7K
|
34.7K
$427K
|
|
|
Jul 31, 2024
Q4 2023
|
Sage Capital Management, LLC
Stockton, NJ |
SELL
|
- |
-4.7K- 19.42% |
$43.6K - $54.1K
|
19.5K
$240K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-5.6K- 19.38% |
$51.9K - $64.4K
|
23.3K
$286K
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-6.95K- 5.13% |
$64.4K - $79.9K
|
128K
$1.58M
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-10K- 99.02% |
$92.7K - $115K
|
99
$1.22K
|
|
|
Feb 08, 2024
Q4 2023
|
Fca Corp
Houston, TX |
SELL
|
- |
-10.3K- 9.62% |
$95.3K - $118K
|
96.5K
$1.19M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-11.8K- 4.85% |
$109K - $135K
|
231K
$2.84M
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-12.1K- 97.75% |
$112K - $139K
|
279
$3.43K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-12.3K- 48.49% |
$114K - $141K
|
13K
$160K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-75.1K- 20.78% |
$696K - $864K
|
286K
$3.52M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-93.8K- 44.34% |
$869K - $1.08M
|
118K
$1.45M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-96.8K- 38.28% |
$897K - $1.11M
|
156K
$1.92M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-172K- 34.97% |
$1.6M - $1.98M
|
320K
$3.93M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-272K- 11.97% |
$2.52M - $3.12M
|
2M
$24.5M
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-334K- 91.21% |
$3.09M - $3.84M
|
32.2K
$395K
|