Latest Institutional Transactions on Axos Financial, Inc. (AX)
This table provides information on the latest institutional transactions involving Axos Financial, Inc. (AX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 21, 2025
Q3 2025
|
Fifth Third Wealth Advisors LLC
Cincinnati, OH |
BUY
|
- |
2.39KNew |
$187K - $220K
|
2.39K
$188K
|
|
|
Oct 21, 2025
Q3 2025
|
Jarislowsky, Fraser LTD
|
SELL
|
- |
-4.48K- 1.16% |
$351K - $413K
|
382K
$30M
|
|
|
Oct 21, 2025
Q3 2025
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
4+ 2.5% |
$313 - $369
|
164
$12.9K
|
|
|
Oct 21, 2025
Q3 2025
|
Retirement Guys Formula LLC
|
SELL
|
- |
-411- 14.52% |
$32.2K - $37.9K
|
2.42K
$190K
|
|
|
Oct 20, 2025
Q3 2025
|
Los Angeles Capital Management LLC
|
BUY
|
- |
2.55KNew |
$200K - $235K
|
2.55K
$200K
|
|
|
Oct 20, 2025
Q3 2025
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
99K+ 62.37% |
$7.76M - $9.14M
|
258K
$20.3M
|
|
|
Oct 20, 2025
Q3 2025
|
Salomon & Ludwin, LLC
|
BUY
|
- |
308New |
$24.1K - $28.4K
|
308
$24.2K
|
|
|
Oct 20, 2025
Q3 2025
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
168New |
$13.2K - $15.5K
|
168
$13.2K
|
|
|
Oct 20, 2025
Q3 2025
|
Merit Financial Group, LLC
|
BUY
|
- |
95+ 3.3% |
$7.44K - $8.77K
|
2.98K
$234K
|
|
|
Oct 17, 2025
Q3 2025
|
Nova Point Capital, LLC
|
BUY
|
- |
2.6KNew |
$204K - $240K
|
2.6K
$204K
|
|
|
Oct 17, 2025
Q3 2025
|
Shaker Investments LLC
|
SELL
|
- |
-10.7K- 2.6% |
$834K - $984K
|
400K
$31.4M
|
|
|
Oct 17, 2025
Q3 2025
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-1- 2.86% |
$78.3 - $92.3
|
34
$2.67K
|
|
|
Oct 15, 2025
Q3 2025
|
Vontobel Holding Ltd.
|
SELL
|
- |
-718- 19.54% |
$56.2K - $66.3K
|
2.96K
$232K
|
|
|
Oct 15, 2025
Q3 2025
|
Private Trust CO Na
|
BUY
|
- |
100New |
$7.83K - $9.23K
|
100
$7.86K
|
|
|
Oct 15, 2025
Q3 2025
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-115- 2.92% |
$9.01K - $10.6K
|
3.82K
$300K
|
|
|
Oct 15, 2025
Q3 2025
|
Clayton Financial Group LLC
St. Louis, MO |
BUY
|
- |
71New |
$5.56K - $6.55K
|
71
$5.58K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
SELL
|
- |
-240- 2.35% |
$18.8K - $22.2K
|
9.99K
$785K
|
|
|
Oct 14, 2025
Q3 2025
|
Yousif Capital Management, LLC
|
SELL
|
- |
-2.64K- 13.08% |
$207K - $244K
|
17.6K
$1.38M
|
|
|
Oct 14, 2025
Q3 2025
|
Argent Capital Management LLC
|
BUY
|
- |
14.4K+ 36.7% |
$1.13M - $1.33M
|
53.7K
$4.22M
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-89- 20.55% |
$6.97K - $8.22K
|
344
$27K
|
|
|
Oct 09, 2025
Q3 2025
|
Bay Harbor Wealth Management, LLC
|
BUY
|
- |
1+ 25.0% |
$78.3 - $92.3
|
5
$393
|
|
|
Oct 09, 2025
Q3 2025
|
Voya Investment Management LLC
Atlanta, GA |
SELL
|
- |
-5.16K- 34.86% |
$404K - $477K
|
9.65K
$758K
|
|
|
Oct 07, 2025
Q3 2025
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-30.3K- 56.97% |
$2.37M - $2.8M
|
22.9K
$1.8M
|
|
|
Oct 07, 2025
Q3 2025
|
1620 Investment Advisors, Inc.
Plymouth, MA |
SELL
|
- |
-3- 0.41% |
$235 - $277
|
737
$57.9K
|
|
|
Oct 02, 2025
Q3 2025
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
197+ 10.05% |
$15.4K - $18.2K
|
2.16K
$169K
|
|
| Q2 2025 | |||||||
|
Sep 24, 2025
Q2 2025
|
Texas Permanent School Fund
Austin, TX |
BUY
|
- |
1.16K+ 2.83% |
$65.2K - $88.8K
|
42.1K
$3.3M
|
|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.03K+ 26.93% |
$57.9K - $79K
|
4.85K
$381K
|
|
|
Aug 27, 2025
Q2 2025
|
Squarepoint Ops LLC
New York, NY |
SELL
|
PUT |
-9K- 67.67% |
$507K - $692K
|
4.3K
$338K
|
|
|
Aug 27, 2025
Q2 2025
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-22.3K- 70.36% |
$1.26M - $1.71M
|
9.39K
$738K
|
|
|
Aug 26, 2025
Q2 2025
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-18.4K- 28.83% |
$1.04M - $1.41M
|
45.3K
$3.56M
|
|
|
Aug 22, 2025
Q2 2025
|
Cim Investment Management Inc
Pittsburgh, PA |
BUY
|
- |
4.35K+ 100.74% |
$245K - $334K
|
8.66K
$680K
|
|
|
Aug 19, 2025
Q2 2025
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-848- 53.6% |
$47.8K - $65.2K
|
734
$57.7K
|
|
|
Aug 19, 2025
Q2 2025
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
30.6K+ 238.54% |
$1.72M - $2.35M
|
43.4K
$3.41M
|
|
|
Aug 18, 2025
Q2 2025
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
PUT |
-7.4K- 31.62% |
$417K - $569K
|
16K
$1.26M
|
|
|
Aug 18, 2025
Q2 2025
|
Hohimer Wealth Management, LLC
|
BUY
|
- |
3.39KNew |
$191K - $261K
|
3.39K
$267K
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-6.03K- 1.0% |
$340K - $463K
|
600K
$47.1M
|
|
|
Aug 15, 2025
Q2 2025
|
State Of Tennessee, Treasury Department
Nashville, TN |
BUY
|
- |
6.84K+ 28.65% |
$386K - $526K
|
30.7K
$2.41M
|
|
|
Aug 14, 2025
Q2 2025
|
Graham Capital Management, L.P.
Rowayton, CT |
BUY
|
- |
4.43KNew |
$250K - $341K
|
4.43K
$348K
|
|
|
Aug 14, 2025
Q2 2025
|
Keebeck Wealth Management, LLC
Chicago, IL |
BUY
|
- |
5.34KNew |
$301K - $410K
|
5.34K
$419K
|
|
|
Aug 14, 2025
Q2 2025
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-3.26K- 10.23% |
$184K - $251K
|
28.6K
$2.25M
|
|
|
Aug 14, 2025
Q2 2025
|
Price T Rowe Associates Inc
Baltimore, MD |
BUY
|
- |
2.77K+ 6.48% |
$156K - $213K
|
45.6K
$3.58M
|
|
|
Aug 14, 2025
Q2 2025
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-12.7K- 7.35% |
$716K - $977K
|
160K
$12.6M
|
|
|
Aug 14, 2025
Q2 2025
|
Wasatch Advisors Inc
Salt Lake City, UT |
SELL
|
- |
-105K- 10.35% |
$5.92M - $8.07M
|
909K
$71.4M
|
|
|
Aug 14, 2025
Q2 2025
|
Lord, Abbett & Co. LLC
Jersey City, NJ |
SELL
|
- |
-32.7K- 25.29% |
$1.84M - $2.51M
|
96.6K
$7.59M
|
|
|
Aug 14, 2025
Q2 2025
|
Ategra Capital Management, LLC
Vienna, VA |
SELL
|
- |
-14.9K- 6.33% |
$838K - $1.14M
|
220K
$17.3M
|
|
|
Aug 14, 2025
Q2 2025
|
Nfj Investment Group, LLC
Dallas, TX |
SELL
|
- |
-159- 0.62% |
$8.96K - $12.2K
|
25.4K
$2M
|
|
|
Aug 14, 2025
Q2 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
58.8K+ 8.62% |
$3.31M - $4.52M
|
741K
$58.2M
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-5.26K- 5.07% |
$297K - $404K
|
98.6K
$7.75M
|
|
|
Aug 14, 2025
Q2 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-47.8K- 13.93% |
$2.7M - $3.68M
|
295K
$23.2M
|
|
|
Aug 14, 2025
Q2 2025
|
Smartleaf Asset Management LLC
Boston, MA |
SELL
|
- |
-14- 0.92% |
$789 - $1.08K
|
1.51K
$118K
|
|