Insider Transactions in Q1 2023 at Axos Financial, Inc. (AX)
Insider Transaction List (Q1 2023)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 23
2023
|
Ron Pitters |
SELL
Sale (or disposition) back to the issuer
|
Direct |
210
-1.6%
|
$7,560
$36.37 P/Share
|
|
Mar 23
2023
|
Ron Pitters |
BUY
Exercise of conversion of derivative security
|
Direct |
609
+4.42%
|
$21,924
$36.37 P/Share
|
|
Mar 23
2023
|
Brian D Swanson |
SELL
Sale (or disposition) back to the issuer
|
Direct |
746
-1.67%
|
$26,856
$36.37 P/Share
|
|
Mar 23
2023
|
Brian D Swanson |
BUY
Exercise of conversion of derivative security
|
Direct |
1,418
+3.08%
|
$51,048
$36.37 P/Share
|
|
Mar 23
2023
|
John Charles Tolla EVP, Chief Governance, Risk & |
SELL
Sale (or disposition) back to the issuer
|
Direct |
546
-2.41%
|
$19,656
$36.37 P/Share
|
|
Mar 23
2023
|
John Charles Tolla EVP, Chief Governance, Risk & |
BUY
Exercise of conversion of derivative security
|
Direct |
1,038
+4.38%
|
$37,368
$36.37 P/Share
|
|
Mar 23
2023
|
Derrick Walsh EVP, Chief Financial Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
753
-2.62%
|
$27,108
$36.37 P/Share
|
|
Mar 23
2023
|
Derrick Walsh EVP, Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
1,432
+4.74%
|
$51,552
$36.37 P/Share
|
|
Mar 23
2023
|
Eshel Bar Adon EVP, Chief Legal Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
678
-0.58%
|
$24,408
$36.37 P/Share
|
|
Mar 23
2023
|
Eshel Bar Adon EVP, Chief Legal Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
1,289
+1.1%
|
$46,404
$36.37 P/Share
|
|
Mar 23
2023
|
Thomas M Constantine |
SELL
Sale (or disposition) back to the issuer
|
Direct |
791
-4.91%
|
$28,476
$36.37 P/Share
|
|
Mar 23
2023
|
Thomas M Constantine |
BUY
Exercise of conversion of derivative security
|
Direct |
1,504
+8.54%
|
$54,144
$36.37 P/Share
|
|
Mar 23
2023
|
Raymond D Matsumoto |
SELL
Sale (or disposition) back to the issuer
|
Direct |
980
-3.98%
|
$35,280
$36.37 P/Share
|
|
Mar 23
2023
|
Raymond D Matsumoto |
BUY
Exercise of conversion of derivative security
|
Direct |
1,862
+7.03%
|
$67,032
$36.37 P/Share
|
|
Mar 23
2023
|
David X Park |
SELL
Sale (or disposition) back to the issuer
|
Direct |
562
-5.15%
|
$20,232
$36.37 P/Share
|
|
Mar 23
2023
|
David X Park |
BUY
Exercise of conversion of derivative security
|
Direct |
1,135
+9.42%
|
$40,860
$36.37 P/Share
|
|
Mar 20
2023
|
Eshel Bar Adon EVP, Chief Legal Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
639
-0.55%
|
$23,643
$37.58 P/Share
|
|
Mar 20
2023
|
Eshel Bar Adon EVP, Chief Legal Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
1,087
+0.93%
|
$40,219
$37.58 P/Share
|
|
Mar 20
2023
|
Thomas M Constantine |
SELL
Sale (or disposition) back to the issuer
|
Direct |
677
-4.43%
|
$25,049
$37.58 P/Share
|
|
Mar 20
2023
|
Thomas M Constantine |
BUY
Exercise of conversion of derivative security
|
Direct |
1,151
+7.0%
|
$42,587
$37.58 P/Share
|
|
Mar 20
2023
|
Raymond D Matsumoto |
SELL
Sale (or disposition) back to the issuer
|
Direct |
677
-2.89%
|
$25,049
$37.58 P/Share
|
|
Mar 20
2023
|
Raymond D Matsumoto |
BUY
Exercise of conversion of derivative security
|
Direct |
1,151
+4.68%
|
$42,587
$37.58 P/Share
|
|
Mar 20
2023
|
David X Park |
SELL
Sale (or disposition) back to the issuer
|
Direct |
421
-4.13%
|
$15,577
$37.58 P/Share
|
|
Mar 20
2023
|
David X Park |
BUY
Exercise of conversion of derivative security
|
Direct |
755
+6.89%
|
$27,935
$37.58 P/Share
|
|
Mar 20
2023
|
Ron Pitters |
SELL
Sale (or disposition) back to the issuer
|
Direct |
208
-1.63%
|
$7,696
$37.58 P/Share
|
|
Mar 20
2023
|
Ron Pitters |
BUY
Exercise of conversion of derivative security
|
Direct |
512
+3.86%
|
$18,944
$37.58 P/Share
|
|
Mar 20
2023
|
Brian D Swanson |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,046
-2.37%
|
$38,702
$37.58 P/Share
|
|
Mar 20
2023
|
Brian D Swanson |
BUY
Exercise of conversion of derivative security
|
Direct |
1,778
+3.87%
|
$65,786
$37.58 P/Share
|
|
Mar 20
2023
|
John Charles Tolla EVP, Chief Governance, Risk & |
SELL
Sale (or disposition) back to the issuer
|
Direct |
489
-2.21%
|
$18,093
$37.58 P/Share
|
|
Mar 20
2023
|
John Charles Tolla EVP, Chief Governance, Risk & |
BUY
Exercise of conversion of derivative security
|
Direct |
832
+3.62%
|
$30,784
$37.58 P/Share
|
|
Mar 13
2023
|
Mosich Nick Director |
BUY
Open market or private purchase
|
Direct |
2,862
+3.43%
|
$97,308
$34.0 P/Share
|
|
Mar 12
2023
|
Eshel Bar Adon EVP, Chief Legal Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,954
-1.68%
|
$72,298
$37.66 P/Share
|
|
Mar 12
2023
|
Eshel Bar Adon EVP, Chief Legal Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
3,428
+2.87%
|
$126,836
$37.66 P/Share
|
|
Mar 12
2023
|
Thomas M Constantine |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,706
-10.77%
|
$63,122
$37.66 P/Share
|
|
Mar 12
2023
|
Thomas M Constantine |
BUY
Exercise of conversion of derivative security
|
Direct |
2,938
+15.65%
|
$108,706
$37.66 P/Share
|
|
Mar 12
2023
|
Raymond D Matsumoto |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,938
-7.99%
|
$71,706
$37.66 P/Share
|
|
Mar 12
2023
|
Raymond D Matsumoto |
BUY
Exercise of conversion of derivative security
|
Direct |
3,428
+12.39%
|
$126,836
$37.66 P/Share
|
|
Mar 12
2023
|
David X Park |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,310
-12.18%
|
$48,470
$37.66 P/Share
|
|
Mar 12
2023
|
David X Park |
BUY
Exercise of conversion of derivative security
|
Direct |
2,351
+17.94%
|
$86,987
$37.66 P/Share
|
|
Mar 12
2023
|
Ron Pitters |
SELL
Sale (or disposition) back to the issuer
|
Direct |
639
-4.96%
|
$23,643
$37.66 P/Share
|
|
Mar 12
2023
|
Ron Pitters |
BUY
Exercise of conversion of derivative security
|
Direct |
1,567
+10.85%
|
$57,979
$37.66 P/Share
|
|
Mar 12
2023
|
Brian D Swanson |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,800
-4.07%
|
$66,600
$37.66 P/Share
|
|
Mar 12
2023
|
Brian D Swanson |
BUY
Exercise of conversion of derivative security
|
Direct |
3,118
+6.59%
|
$115,366
$37.66 P/Share
|
|
Mar 12
2023
|
John Charles Tolla EVP, Chief Governance, Risk & |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,152
-5.13%
|
$42,624
$37.66 P/Share
|
|
Mar 12
2023
|
John Charles Tolla EVP, Chief Governance, Risk & |
BUY
Exercise of conversion of derivative security
|
Direct |
1,959
+8.03%
|
$72,483
$37.66 P/Share
|
|
Mar 10
2023
|
Derrick Walsh EVP, Chief Financial Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
545
-1.95%
|
$20,165
$37.66 P/Share
|
|
Mar 10
2023
|
Derrick Walsh EVP, Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
997
+3.45%
|
$36,889
$37.66 P/Share
|
|
Mar 10
2023
|
Paul Grinberg Director |
BUY
Open market or private purchase
|
Direct |
1,320
+1.86%
|
$48,840
$37.8 P/Share
|
|
Mar 08
2023
|
Derrick Walsh EVP, Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,247
-4.43%
|
$56,115
$45.69 P/Share
|
|
Mar 08
2023
|
Derrick Walsh EVP, Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
2,120
+7.0%
|
$95,400
$45.69 P/Share
|