Insider Transactions in Q3 2021 at Axos Financial, Inc. (AX)
Insider Transaction List (Q3 2021)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Sep 06
2021
|
Eshel Bar Adon EVP, Chief Legal Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,215
-1.13%
|
$57,105
$47.16 P/Share
|
|
Sep 06
2021
|
Eshel Bar Adon EVP, Chief Legal Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
2,353
+2.14%
|
-
|
|
Sep 06
2021
|
Thomas M Constantine |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,147
-6.47%
|
$53,909
$47.16 P/Share
|
|
Sep 06
2021
|
Thomas M Constantine |
BUY
Exercise of conversion of derivative security
|
Direct |
2,222
+11.14%
|
-
|
|
Sep 06
2021
|
Raymond D Matsumoto |
SELL
Sale (or disposition) back to the issuer
|
Direct |
632
-4.63%
|
$29,704
$47.16 P/Share
|
|
Sep 06
2021
|
Raymond D Matsumoto |
BUY
Exercise of conversion of derivative security
|
Direct |
1,830
+11.82%
|
-
|
|
Sep 06
2021
|
Brian D Swanson |
SELL
Sale (or disposition) back to the issuer
|
Direct |
738
-2.03%
|
$34,686
$47.16 P/Share
|
|
Sep 06
2021
|
Brian D Swanson |
BUY
Exercise of conversion of derivative security
|
Direct |
2,136
+5.56%
|
-
|
|
Sep 06
2021
|
John Charles Tolla EVP, Chief Governance, Risk & |
SELL
Sale (or disposition) back to the issuer
|
Direct |
361
-2.23%
|
$16,967
$47.16 P/Share
|
|
Sep 06
2021
|
John Charles Tolla EVP, Chief Governance, Risk & |
BUY
Exercise of conversion of derivative security
|
Direct |
1,046
+6.07%
|
-
|
|
Sep 06
2021
|
Andrew J Micheletti EVP, Finance |
SELL
Sale (or disposition) back to the issuer
|
Direct |
5,791
-1.03%
|
$272,177
$47.16 P/Share
|
|
Sep 06
2021
|
Andrew J Micheletti EVP, Finance |
BUY
Exercise of conversion of derivative security
|
Direct |
11,000
+1.91%
|
-
|
|
Sep 05
2021
|
James S Argalas Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
986
-1.47%
|
$46,342
$47.16 P/Share
|
|
Sep 05
2021
|
James S Argalas Director |
BUY
Exercise of conversion of derivative security
|
Direct |
2,667
+3.83%
|
-
|
|
Sep 05
2021
|
J Brandon Black Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,341
-8.61%
|
$63,027
$47.16 P/Share
|
|
Sep 05
2021
|
J Brandon Black Director |
BUY
Exercise of conversion of derivative security
|
Direct |
2,667
+14.61%
|
-
|
|
Sep 05
2021
|
James John Court Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,475
-3.22%
|
$69,325
$47.16 P/Share
|
|
Sep 05
2021
|
James John Court Director |
BUY
Exercise of conversion of derivative security
|
Direct |
2,934
+6.02%
|
-
|
|
Sep 05
2021
|
Uzair Dada Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,341
-7.56%
|
$63,027
$47.16 P/Share
|
|
Sep 05
2021
|
Uzair Dada Director |
BUY
Exercise of conversion of derivative security
|
Direct |
2,667
+13.06%
|
-
|
|
Sep 05
2021
|
Paul Grinberg Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,984
-3.06%
|
$140,248
$47.16 P/Share
|
|
Sep 05
2021
|
Paul Grinberg Director |
BUY
Exercise of conversion of derivative security
|
Direct |
8,067
+7.64%
|
-
|
|
Sep 05
2021
|
Mosich Nick Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,710
-2.29%
|
$80,370
$47.16 P/Share
|
|
Sep 05
2021
|
Mosich Nick Director |
BUY
Exercise of conversion of derivative security
|
Direct |
3,400
+4.36%
|
-
|
|
Sep 05
2021
|
Edward James Ratinoff Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,341
-3.23%
|
$63,027
$47.16 P/Share
|
|
Sep 05
2021
|
Edward James Ratinoff Director |
BUY
Exercise of conversion of derivative security
|
Direct |
2,667
+6.03%
|
-
|
|
Sep 05
2021
|
Andrew J Micheletti EVP, Finance |
SELL
Sale (or disposition) back to the issuer
|
Direct |
5,783
-1.04%
|
$271,801
$47.16 P/Share
|
|
Sep 05
2021
|
Andrew J Micheletti EVP, Finance |
BUY
Exercise of conversion of derivative security
|
Direct |
11,000
+1.93%
|
-
|
|
Aug 31
2021
|
James S Argalas Director |
SELL
Payment of exercise price or tax liability
|
Direct |
986
-1.51%
|
$47,328
$48.48 P/Share
|
|
Aug 31
2021
|
James S Argalas Director |
BUY
Exercise of conversion of derivative security
|
Direct |
2,666
+3.93%
|
$127,968
$48.48 P/Share
|
|
Aug 31
2021
|
J Brandon Black Director |
SELL
Payment of exercise price or tax liability
|
Direct |
1,340
-9.4%
|
$64,320
$48.48 P/Share
|
|
Aug 31
2021
|
J Brandon Black Director |
BUY
Exercise of conversion of derivative security
|
Direct |
2,666
+15.76%
|
$127,968
$48.48 P/Share
|
|
Aug 31
2021
|
Tamara N Bohlig Director |
SELL
Payment of exercise price or tax liability
|
Direct |
1,987
-43.26%
|
$95,376
$48.48 P/Share
|
|
Aug 31
2021
|
Tamara N Bohlig Director |
BUY
Exercise of conversion of derivative security
|
Direct |
3,953
+46.26%
|
$189,744
$48.48 P/Share
|
|
Aug 31
2021
|
James John Court Director |
SELL
Payment of exercise price or tax liability
|
Direct |
1,475
-3.32%
|
$70,800
$48.48 P/Share
|
|
Aug 31
2021
|
James John Court Director |
BUY
Exercise of conversion of derivative security
|
Direct |
2,933
+6.2%
|
$140,784
$48.48 P/Share
|
|
Aug 31
2021
|
Uzair Dada Director |
SELL
Payment of exercise price or tax liability
|
Direct |
2,680
-8.16%
|
$128,640
$48.48 P/Share
|
|
Aug 31
2021
|
Uzair Dada Director |
BUY
Exercise of conversion of derivative security
|
Direct |
5,332
+13.97%
|
$255,936
$48.48 P/Share
|
|
Aug 31
2021
|
Paul Grinberg Director |
SELL
Payment of exercise price or tax liability
|
Direct |
2,738
-2.97%
|
$131,424
$48.48 P/Share
|
|
Aug 31
2021
|
Paul Grinberg Director |
BUY
Exercise of conversion of derivative security
|
Direct |
7,400
+7.43%
|
$355,200
$48.48 P/Share
|
|
Aug 31
2021
|
Mosich Nick Director |
SELL
Payment of exercise price or tax liability
|
Direct |
1,710
-2.35%
|
$82,080
$48.48 P/Share
|
|
Aug 31
2021
|
Mosich Nick Director |
BUY
Exercise of conversion of derivative security
|
Direct |
3,400
+4.46%
|
$163,200
$48.48 P/Share
|
|
Aug 31
2021
|
Edward James Ratinoff Director |
SELL
Payment of exercise price or tax liability
|
Direct |
1,340
-3.33%
|
$64,320
$48.48 P/Share
|
|
Aug 31
2021
|
Edward James Ratinoff Director |
BUY
Exercise of conversion of derivative security
|
Direct |
2,666
+6.22%
|
$127,968
$48.48 P/Share
|
|
Aug 31
2021
|
Eshel Bar Adon EVP, Chief Legal Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,250
-1.17%
|
$60,000
$48.48 P/Share
|
|
Aug 31
2021
|
Eshel Bar Adon EVP, Chief Legal Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
2,421
+2.22%
|
$116,208
$48.48 P/Share
|
|
Aug 31
2021
|
Thomas M Constantine |
SELL
Payment of exercise price or tax liability
|
Direct |
1,181
-7.08%
|
$56,688
$48.48 P/Share
|
|
Aug 31
2021
|
Thomas M Constantine |
BUY
Exercise of conversion of derivative security
|
Direct |
2,287
+12.06%
|
$109,776
$48.48 P/Share
|
|
Aug 31
2021
|
Raymond D Matsumoto |
SELL
Payment of exercise price or tax liability
|
Direct |
837
-6.61%
|
$40,176
$48.48 P/Share
|
|
Aug 31
2021
|
Raymond D Matsumoto |
BUY
Exercise of conversion of derivative security
|
Direct |
2,421
+16.05%
|
$116,208
$48.48 P/Share
|