Insider Transactions in Q3 2023 at Axos Financial, Inc. (AX)
Insider Transaction List (Q3 2023)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Aug 31
2023
|
Eshel Bar Adon EVP, Chief Legal Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
2,422
+1.98%
|
$104,146
$43.09 P/Share
|
|
Aug 31
2023
|
Tamara N Bohlig Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,332
-9.21%
|
$100,276
$43.09 P/Share
|
|
Aug 31
2023
|
Tamara N Bohlig Director |
BUY
Exercise of conversion of derivative security
|
Direct |
4,667
+16.33%
|
$200,681
$43.09 P/Share
|
|
Aug 31
2023
|
Stefani D Carter Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
999
-16.65%
|
$42,957
$43.09 P/Share
|
|
Aug 31
2023
|
Stefani D Carter Director |
BUY
Exercise of conversion of derivative security
|
Direct |
2,000
+25.0%
|
$86,000
$43.09 P/Share
|
|
Aug 25
2023
|
Andrew J Micheletti EVP, Finance |
SELL
Sale (or disposition) back to the issuer
|
Direct |
3,803
-0.74%
|
$155,923
$41.56 P/Share
|
|
Aug 25
2023
|
Andrew J Micheletti EVP, Finance |
BUY
Exercise of conversion of derivative security
|
Direct |
11,000
+2.09%
|
$451,000
$41.56 P/Share
|
|
Aug 25
2023
|
Thomas M Constantine |
SELL
Sale (or disposition) back to the issuer
|
Direct |
715
-4.29%
|
$29,315
$41.56 P/Share
|
|
Aug 25
2023
|
Thomas M Constantine |
BUY
Exercise of conversion of derivative security
|
Direct |
1,358
+7.53%
|
$55,678
$41.56 P/Share
|
|
Aug 25
2023
|
Eshel Bar Adon EVP, Chief Legal Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
643
-0.54%
|
$26,363
$41.56 P/Share
|
|
Aug 25
2023
|
Eshel Bar Adon EVP, Chief Legal Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
1,222
+1.02%
|
$50,102
$41.56 P/Share
|
|
Aug 25
2023
|
Brian D Swanson |
SELL
Sale (or disposition) back to the issuer
|
Direct |
614
-1.36%
|
$25,174
$41.56 P/Share
|
|
Aug 25
2023
|
Brian D Swanson |
BUY
Exercise of conversion of derivative security
|
Direct |
1,168
+2.53%
|
$47,888
$41.56 P/Share
|
|
Aug 25
2023
|
Raymond D Matsumoto |
SELL
Sale (or disposition) back to the issuer
|
Direct |
786
-3.12%
|
$32,226
$41.56 P/Share
|
|
Aug 25
2023
|
Raymond D Matsumoto |
BUY
Exercise of conversion of derivative security
|
Direct |
1,494
+5.61%
|
$61,254
$41.56 P/Share
|
|
Aug 25
2023
|
David X Park |
SELL
Sale (or disposition) back to the issuer
|
Direct |
392
-3.52%
|
$16,072
$41.56 P/Share
|
|
Aug 25
2023
|
David X Park |
BUY
Exercise of conversion of derivative security
|
Direct |
792
+6.64%
|
$32,472
$41.56 P/Share
|
|
Aug 25
2023
|
Ron Pitters |
SELL
Sale (or disposition) back to the issuer
|
Direct |
199
-1.47%
|
$8,159
$41.56 P/Share
|
|
Aug 25
2023
|
Ron Pitters |
BUY
Exercise of conversion of derivative security
|
Direct |
577
+4.09%
|
$23,657
$41.56 P/Share
|
|
Aug 25
2023
|
John Charles Tolla EVP, Chief Governance, Risk & |
SELL
Sale (or disposition) back to the issuer
|
Direct |
429
-1.87%
|
$17,589
$41.56 P/Share
|
|
Aug 25
2023
|
John Charles Tolla EVP, Chief Governance, Risk & |
BUY
Exercise of conversion of derivative security
|
Direct |
815
+3.43%
|
$33,415
$41.56 P/Share
|
|
Aug 15
2023
|
Tamara N Bohlig Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
3,000
-25.9%
|
$123,000
$41.42 P/Share
|
|
Aug 15
2023
|
Tamara N Bohlig Director |
BUY
Exercise of conversion of derivative security
|
Direct |
6,000
+34.13%
|
$246,000
$41.42 P/Share
|
|
Aug 15
2023
|
Stefani D Carter Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
3,000
-42.86%
|
$123,000
$41.42 P/Share
|
|
Aug 15
2023
|
Stefani D Carter Director |
BUY
Exercise of conversion of derivative security
|
Direct |
6,000
+46.15%
|
$246,000
$41.42 P/Share
|
|
Aug 15
2023
|
James John Court Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
3,300
-6.09%
|
$135,300
$41.42 P/Share
|
|
Aug 15
2023
|
James John Court Director |
BUY
Exercise of conversion of derivative security
|
Direct |
6,600
+10.86%
|
$270,600
$41.42 P/Share
|
|
Aug 15
2023
|
Uzair Dada Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
3,000
-11.51%
|
$123,000
$41.42 P/Share
|
|
Aug 15
2023
|
Uzair Dada Director |
BUY
Exercise of conversion of derivative security
|
Direct |
6,000
+18.71%
|
$246,000
$41.42 P/Share
|
|
Aug 15
2023
|
Paul Grinberg Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
9,075
-10.35%
|
$372,075
$41.42 P/Share
|
|
Aug 15
2023
|
Paul Grinberg Director |
BUY
Exercise of conversion of derivative security
|
Direct |
18,150
+17.15%
|
$744,150
$41.42 P/Share
|
|
Aug 15
2023
|
Mosich Nick Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
3,825
-4.34%
|
$156,825
$41.42 P/Share
|
|
Aug 15
2023
|
Mosich Nick Director |
BUY
Exercise of conversion of derivative security
|
Direct |
7,650
+7.98%
|
$313,650
$41.42 P/Share
|
|
Aug 15
2023
|
Edward James Ratinoff Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
3,000
-6.02%
|
$123,000
$41.42 P/Share
|
|
Aug 15
2023
|
Edward James Ratinoff Director |
BUY
Exercise of conversion of derivative security
|
Direct |
6,000
+10.74%
|
$246,000
$41.42 P/Share
|
|
Aug 15
2023
|
James S Argalas Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
3,000
-4.08%
|
$123,000
$41.42 P/Share
|
|
Aug 15
2023
|
James S Argalas Director |
BUY
Exercise of conversion of derivative security
|
Direct |
6,000
+7.55%
|
$246,000
$41.42 P/Share
|
|
Aug 04
2023
|
Gregory Garrabrants President and CEO |
SELL
Open market or private sale
|
Direct |
48,356
-3.37%
|
$2,176,020
$45.6 P/Share
|
|
Aug 03
2023
|
Gregory Garrabrants President and CEO |
SELL
Open market or private sale
|
Direct |
85,312
-5.61%
|
$3,839,040
$45.36 P/Share
|
|
Aug 02
2023
|
Gregory Garrabrants President and CEO |
SELL
Open market or private sale
|
Direct |
62,356
-3.94%
|
$2,806,020
$45.15 P/Share
|
|
Aug 01
2023
|
Gregory Garrabrants President and CEO |
SELL
Open market or private sale
|
Direct |
40,000
-2.46%
|
$1,800,000
$45.53 P/Share
|