Purchases and Sales Made in Q3 2023 in Axt Inc (AXTI)
This table provides information about the institutional ownership of Axt Inc (AXTI) during Q3 2023. The information is specifically focused on institutions that hold shares of AXT INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
First Wilshire Securities Management Inc
Pasadena, CA |
BUY
|
- |
556K+ 28.21% |
$1.25M - $1.95M
|
2.53M
$5.48M
|
|
|
Nov 15, 2023
Q3 2023
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
211K+ 127.34% |
$476K - $742K
|
377K
$819K
|
|
|
Nov 14, 2023
Q3 2023
|
Vanguard Group Inc
Valley Forge, PA |
BUY
|
- |
208K+ 11.7% |
$469K - $731K
|
1.99M
$4.32M
|
|
|
Nov 14, 2023
Q3 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
175K+ 116.74% |
$394K - $614K
|
325K
$705K
|
|
|
Nov 14, 2023
Q3 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
157K+ 55.89% |
$352K - $550K
|
437K
$948K
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
152K+ 268.6% |
$342K - $534K
|
209K
$453K
|
|
|
Nov 13, 2023
Q3 2023
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
106K+ 198.64% |
$238K - $372K
|
159K
$346K
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
91.9K+ 69.31% |
$207K - $323K
|
224K
$487K
|
|
|
Nov 14, 2023
Q3 2023
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
49.9K+ 120.71% |
$112K - $175K
|
91.3K
$198K
|
|
|
Nov 09, 2023
Q3 2023
|
White Pine Capital LLC
Golden Valley, MN |
BUY
|
- |
40.3K+ 9.83% |
$90.8K - $142K
|
451K
$978K
|
|
|
Nov 14, 2023
Q3 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
38K+ 208.45% |
$85.5K - $133K
|
56.2K
$122K
|
|
|
Nov 13, 2023
Q3 2023
|
Algert Global LLC
San Francisco, CA |
BUY
|
- |
35.5KNew |
$79.9K - $125K
|
35.5K
$77.1K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
32.2KNew |
$72.4K - $113K
|
32.2K
$69.9K
|
|
|
Nov 09, 2023
Q3 2023
|
Royce & Associates LP
|
BUY
|
- |
25K+ 2.27% |
$56.3K - $87.8K
|
1.12M
$2.44M
|
|
|
Nov 07, 2023
Q3 2023
|
Barclays PLC
London, X0 |
BUY
|
- |
25KNew |
$56.2K - $87.7K
|
25K
$54.2K
|
|
|
Nov 09, 2023
Q3 2023
|
Pacific Ridge Capital Partners, LLC
Lake Oswego, OR |
BUY
|
- |
22K+ 1.82% |
$49.4K - $77.1K
|
1.23M
$2.67M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
20.6K+ 240.39% |
$46.4K - $72.3K
|
29.2K
$63.3K
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
19.9K+ 31.74% |
$44.7K - $69.7K
|
82.4K
$179K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
16.4K+ 1060.21% |
$36.9K - $57.6K
|
18K
$39K
|
|
|
Oct 31, 2023
Q3 2023
|
James Investment Research Inc
|
BUY
|
- |
16KNew |
$36K - $56.2K
|
16K
$34.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Bridgeway Capital Management, LLC
Houston, TX |
BUY
|
- |
12.9K+ 3.2% |
$29K - $45.3K
|
417K
$904K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
12.5K+ 21.58% |
$28.1K - $43.9K
|
70.4K
$153K
|
|
|
Nov 01, 2023
Q3 2023
|
Empowered Funds, LLC
|
BUY
|
- |
10.9K+ 8.89% |
$24.5K - $38.3K
|
134K
$290K
|
|
|
Nov 14, 2023
Q3 2023
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
BUY
|
- |
7.67K+ 145.17% |
$17.3K - $26.9K
|
13K
$28.1K
|
|
|
Nov 13, 2023
Q3 2023
|
American Century Companies Inc
Kansas City, MO |
BUY
|
- |
6.57K+ 30.69% |
$14.8K - $23K
|
28K
$60.7K
|
|
|
Nov 15, 2023
Q3 2023
|
Public Employees Retirement System Of Ohio
Columbus, OH |
BUY
|
- |
3.6KNew |
$8.1K - $12.6K
|
3.6K
$7.81K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.18K+ 222.54% |
$2.64K - $4.12K
|
1.7K
$3.7K
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
1.14K+ 4.8% |
$2.57K - $4K
|
24.9K
$54K
|
|
|
Dec 18, 2023
Q3 2023
|
Gladius Capital Management LP
Chicago, IL |
BUY
|
- |
672+ 19.34% |
$1.51K - $2.36K
|
4.15K
$9K
|
|
|
Oct 10, 2023
Q3 2023
|
Gladius Capital Management LP
Chicago, IL |
BUY
|
- |
672+ 19.34% |
$1.51K - $2.36K
|
4.15K
$9K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
528+ 0.82% |
$1.19K - $1.85K
|
64.7K
$140K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
207+ 608.82% |
$466 - $727
|
241
$523
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
92New |
$207 - $323
|
92
$200
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
53+ 0.4% |
$119 - $186
|
13.5K
$29.2K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
SELL
|
- |
-17- 4.21% |
$38.3 - $59.7
|
387
$840
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-31- 2.41% |
$69.8 - $109
|
1.25K
$2.72K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-311- 2.49% |
$700 - $1.09K
|
12.2K
$26.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-380- 1.47% |
$855 - $1.33K
|
25.5K
$55.3K
|
|
|
Nov 09, 2023
Q3 2023
|
Foundry Partners, LLC
|
SELL
|
- |
-385- 0.14% |
$866 - $1.35K
|
279K
$606K
|
|
|
Nov 13, 2023
Q3 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-645- 0.48% |
$1.45K - $2.26K
|
135K
$292K
|
|
|
Nov 09, 2023
Q3 2023
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-950- 3.92% |
$2.14K - $3.33K
|
23.3K
$50.6K
|
|
|
Nov 13, 2023
Q3 2023
|
Herald Investment Management LTD
|
SELL
|
- |
-1.2K- 0.8% |
$2.7K - $4.21K
|
149K
$323K
|
|
|
Nov 14, 2023
Q3 2023
|
Portolan Capital Management, LLC
Boston, MA |
SELL
|
- |
-1.55K- 0.3% |
$3.48K - $5.43K
|
509K
$1.11M
|
|
|
Nov 14, 2023
Q3 2023
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-1.7K- 5.56% |
$3.83K - $5.97K
|
28.9K
$62.6K
|
|
|
Nov 14, 2023
Q3 2023
|
State Street Corp
Boston, MA |
SELL
|
- |
-2.05K- 1.41% |
$4.61K - $7.2K
|
144K
$312K
|
|
|
Nov 09, 2023
Q3 2023
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-3.26K- 63.55% |
$7.34K - $11.4K
|
1.87K
$4.06K
|
|
|
Nov 07, 2023
Q3 2023
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-3.59K- 55.29% |
$8.09K - $12.6K
|
2.91K
$6.31K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-4.82K- 30.19% |
$10.8K - $16.9K
|
11.1K
$24.2K
|