Latest Institutional Transactions on Alibaba Group Holding LTD (BABA)
This table provides information on the latest institutional transactions involving Alibaba Group Holding LTD (BABA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2019
Q3 2019
|
Eminence Capital, LP
New York, NY |
BUY
|
CALL |
212K+ 40.42% |
$32.6M - $38.7M
|
737K
$76.3M
|
|
Nov 14, 2019
Q3 2019
|
Equinox Partners Investment Management LLC
Stamford, CT |
SELL
|
- |
-8.69KClosed |
$1.34M - $1.59M
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Alpha Omega Wealth Management LLC
|
SELL
|
- |
-30Closed |
$4.61K - $5.48K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Cypress Capital Management LLC (Wy)
|
SELL
|
- |
-2- 6.67% |
$307 - $365
|
28
$2.9K
|
|
Nov 12, 2019
Q3 2019
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
PUT |
-55.1K- 10.12% |
$8.47M - $10.1M
|
489K
$50.7M
|
|
Nov 08, 2019
Q3 2019
|
Breakline Capital LLC
New York, NY |
SELL
|
- |
-48.6KClosed |
$7.47M - $8.87M
|
0
$0
|
|
Nov 07, 2019
Q3 2019
|
Grandview Asset Management LLC
|
SELL
|
- |
-4.8KClosed |
$737K - $875K
|
0
$0
|
|
Nov 07, 2019
Q3 2019
|
Firsthand Capital Management, Inc.
San Jose, CA |
SELL
|
- |
-15KClosed |
$2.31M - $2.74M
|
0
$0
|
|
Nov 06, 2019
Q3 2019
|
Liberty Mutual Group Asset Management Inc.
Boston, MA |
SELL
|
- |
-27.3KClosed |
$4.2M - $4.98M
|
0
$0
|
|
Nov 04, 2019
Q3 2019
|
Jacobs & CO
|
SELL
|
- |
-6.78KClosed |
$1.04M - $1.24M
|
0
$0
|
|
Nov 01, 2019
Q3 2019
|
Sharkey, Howes & Javer
|
SELL
|
- |
-25Closed |
$3.84K - $4.56K
|
0
$0
|
|
Oct 31, 2019
Q3 2019
|
Orser Capital Management, LLC
|
BUY
|
- |
40New |
$6.15K - $7.3K
|
40
$4.14K
|
|
Oct 31, 2019
Q3 2019
|
Enterprise Financial Services Corp
Clayton, MO |
BUY
|
CALL |
4New |
$615 - $730
|
4
$414
|
|
Oct 29, 2019
Q3 2019
|
B & T Capital Management Dba Alpha Capital Management
|
BUY
|
- |
193New |
$29.7K - $35.2K
|
193
$20K
|
|
Oct 28, 2019
Q3 2019
|
Concorde Asset Management, LLC
|
SELL
|
- |
-2.92KClosed |
$449K - $533K
|
0
$0
|
|
Oct 24, 2019
Q3 2019
|
Congress Park Capital LLC
|
BUY
|
CALL |
100New |
$15.4K - $18.3K
|
100
$10.4K
|
|
Oct 23, 2019
Q3 2019
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-226Closed |
$34.7K - $41.2K
|
0
$0
|
|
Oct 18, 2019
Q3 2019
|
Brookstone Capital Management
|
SELL
|
CALL |
-5Closed |
$768 - $913
|
0
$0
|
|
Oct 16, 2019
Q3 2019
|
Bouchey Financial Group LTD
|
SELL
|
- |
-1.47KClosed |
$226K - $268K
|
0
$0
|
|
Oct 16, 2019
Q3 2019
|
Randolph CO Inc
Cincinnati, OH |
SELL
|
- |
-5.5KClosed |
$845K - $1M
|
0
$0
|
|
Q2 2019 | |||||||
Sep 16, 2019
Q2 2019
|
Rothschild & CO Wealth Management Uk LTD
|
BUY
|
- |
642New |
$95.8K - $125K
|
642
$66.5K
|
|
Aug 15, 2019
Q2 2019
|
Smart Portfolios, LLC
Seattle, WA |
SELL
|
- |
-200Closed |
$29.9K - $39K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Unio Capital LLC
|
SELL
|
- |
-1.13KClosed |
$168K - $220K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Indus Capital Partners, LLC
New York, NY |
SELL
|
PUT |
-80KClosed |
$11.9M - $15.6M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Formula Growth LTD
Montreal, A8 |
BUY
|
CALL |
22.6K+ 11652.58% |
$3.37M - $4.41M
|
22.8K
$2.36M
|
|
Aug 14, 2019
Q2 2019
|
Srs Investment Management, LLC
New York, NY |
SELL
|
- |
-85.1KClosed |
$12.7M - $16.6M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
David Tepper
Appaloosa LP | Short Hills, Nj
|
SELL
|
CALL |
-300KClosed |
$44.8M - $58.6M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Fore Capital, LLC
|
SELL
|
PUT |
-25KClosed |
$3.73M - $4.88M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Morgens Waterfall Vintiadis & CO Inc
New York, NY |
SELL
|
- |
-18.1KClosed |
$2.7M - $3.53M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Chiron Investment Management, LLC
New York, NY |
SELL
|
CALL |
-140KClosed |
$20.9M - $27.3M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Aristeia Capital LLC
Greenwich, CT |
SELL
|
PUT |
-261KClosed |
$39M - $51M
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Providence Capital Advisors, LLC
Charlotte, NC |
SELL
|
- |
-8Closed |
$1.19K - $1.56K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Mufg Securities Emea PLC
London, X0 |
BUY
|
CALL |
7K+ 11.86% |
$1.04M - $1.37M
|
66K
$6.83M
|
|
Aug 12, 2019
Q2 2019
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-1.58KClosed |
$236K - $308K
|
0
$0
|
|
Aug 07, 2019
Q2 2019
|
Vantage Investment Partners, LLC
|
SELL
|
- |
-146KClosed |
$21.8M - $28.5M
|
0
$0
|
|
Aug 07, 2019
Q2 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-432Closed |
$64.5K - $84.3K
|
0
$0
|
|
Aug 05, 2019
Q2 2019
|
Burt Wealth Advisors
|
SELL
|
- |
-16Closed |
$2.39K - $3.12K
|
0
$0
|
|
Jul 31, 2019
Q2 2019
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-27Closed |
$4.03K - $5.27K
|
0
$0
|
|
Jul 26, 2019
Q2 2019
|
Aevitas Wealth Management, Inc.
|
SELL
|
- |
-305Closed |
$45.5K - $59.5K
|
0
$0
|
|
Jul 26, 2019
Q2 2019
|
Washington Trust Bank
|
SELL
|
- |
-382Closed |
$57K - $74.6K
|
0
$0
|
|
Jul 25, 2019
Q2 2019
|
Shikiar Asset Management Inc
|
SELL
|
- |
-1.69KClosed |
$252K - $329K
|
0
$0
|
|
Jul 24, 2019
Q2 2019
|
Locust Wood Capital Advisers, LLC
|
BUY
|
PUT |
51.6K+ 70.2% |
$7.7M - $10.1M
|
125K
$12.9M
|
|
Jul 23, 2019
Q2 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-55Closed |
$8.21K - $10.7K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Buckley Wealth Management, LLC
|
SELL
|
- |
-1.19KClosed |
$177K - $231K
|
0
$0
|
|
Jul 16, 2019
Q2 2019
|
Penn Davis Mcfarland Inc
|
SELL
|
- |
-1.14KClosed |
$170K - $223K
|
0
$0
|
|
Jul 10, 2019
Q2 2019
|
Kwmg, LLC
|
SELL
|
- |
-132Closed |
$19.7K - $25.8K
|
0
$0
|
|
Q1 2019 | |||||||
Aug 31, 2023
Q1 2019
|
Corrigan Financial, Inc.
Middletown, RI |
BUY
|
- |
1.29KNew |
$168K - $241K
|
1.29K
$133K
|
|
May 16, 2019
Q1 2019
|
Wealthpoint, LLC
|
SELL
|
- |
-209Closed |
$27.3K - $39.1K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Dsc Advisors, L.P.
Chicago, IL |
SELL
|
- |
-28KClosed |
$3.66M - $5.24M
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Thorn Tree Capital Partners LP
Boston, MA |
SELL
|
- |
-81.6KClosed |
$10.7M - $15.3M
|
0
$0
|