The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 61,327 | 10,778,004 | SH | DFND | 5,18 | 10,778,004 | 0 | 0 | |
AC IMMUNE SA | SHS | H00263105 | 14,940 | 1,337,500 | SH | DFND | 8,17,20 | 1,337,500 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 211,182 | 1,505,325 | SH | DFND | 1,2,8,11,14,16 | 1,505,325 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 6,130,391 | 35,495,289 | SH | DFND | 1,4,14,15,16 | 35,495,289 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 126,643 | 131,735 | SH | DFND | 1,14,16 | 131,735 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 35,151 | 188,527 | SH | DFND | 1,14,16 | 188,527 | 0 | 0 | |
AMYRIS INC | COM NEW | 03236M200 | 10,568 | 3,302,585 | SH | DFND | 2,8,11 | 3,302,585 | 0 | 0 | |
AMYRIS INC | NOTE 6.500% 5/1 | 03236MAC5 | 5,440 | 10,000,000 | PRN | DFND | 2,8,11 | 10,000,000 | 0 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 194,137 | 9,755,618 | SH | DFND | 6,16 | 9,755,618 | 0 | 0 | |
ATHENE HLDG LTD | CL A | G0684D107 | 46,421 | 862,204 | SH | DFND | 4,12,14,16 | 862,204 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 20,224 | 798,123 | SH | DFND | 1,14,16 | 798,123 | 0 | 0 | |
BEIGENE LTD | SPONSORED ADR | 07725L102 | 39,315 | 380,000 | SH | DFND | 8,17,20 | 380,000 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 37,150 | 118,644 | SH | DFND | 1,14,16 | 118,644 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 323,205 | 3,472,712 | SH | DFND | 2,8,11,17,20 | 3,472,712 | 0 | 0 | |
BROADCOM LTD | SHS | Y09827109 | 91,207 | 376,050 | SH | DFND | 1,14,16 | 376,050 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 37,243 | 255,406 | SH | DFND | 1,14,16 | 255,406 | 0 | 0 | |
CHINA BIOLOGIC PRODS HLDGS I | COM | G21515104 | 3,414 | 36,995 | SH | DFND | 8,17,20 | 36,995 | 0 | 0 | |
COGNEX CORP | COM | 192422103 | 1,727 | 15,660 | SH | DFND | 1,14,16 | 15,660 | 0 | 0 | |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 87,524 | 6,556,116 | SH | DFND | 8,17,20 | 6,556,116 | 0 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 382,730 | 7,256,928 | SH | DFND | 1,4,6,14,16 | 7,256,928 | 0 | 0 | |
DIAMONDBACK ENERGY INC | COM | 25278X109 | 1,701 | 17,360 | SH | DFND | 7 | 17,360 | 0 | 0 | |
EMERSON ELEC CO | COM | 291011104 | 1,760 | 28,000 | SH | DFND | 1,14,16 | 28,000 | 0 | 0 | |
EROS INTL PLC | SHS NEW | G3788M114 | 39,401 | 2,755,310 | SH | DFND | 4,13,14,16 | 2,755,310 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 901,414 | 11,125,816 | SH | DFND | 1,8,14,16,17,20 | 11,125,816 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 4,824 | 20,337 | SH | DFND | 1,14,16 | 20,337 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 157,828 | 2,187,501 | SH | DFND | 6,16 | 2,187,501 | 0 | 0 | |
ICICI BK LTD | ADR | 45104G104 | 24,045 | 2,808,987 | SH | DFND | 2,8 | 2,808,987 | 0 | 0 | |
IHS MARKIT LTD | SHS | G47567105 | 764,197 | 17,336,588 | SH | DFND | 5,18 | 17,336,588 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 55,230 | 277,261 | SH | DFND | 1,14,16 | 277,261 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 29,437 | 252,160 | SH | DFND | 1,14,16 | 252,160 | 0 | 0 | |
INTELLIA THERAPEUTICS INC | COM | 45826J105 | 19,645 | 790,527 | SH | DFND | 6,8,16,17 | 790,527 | 0 | 0 | |
JD COM INC | SPON ADR CL A | 47215P106 | 279,111 | 7,306,572 | SH | DFND | 6,16 | 7,306,572 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 25,247 | 264,337 | SH | DFND | 1,14,16 | 264,337 | 0 | 0 | |
JUNO THERAPEUTICS INC | COM | 48205A109 | 41,081 | 915,750 | SH | DFND | 8,17,20 | 915,750 | 0 | 0 | |
KKR REAL ESTATE FIN TR INC | COM | 48251K100 | 51,317 | 2,439,024 | SH | DFND | 1,14,16 | 2,439,024 | 0 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 3,465,538 | 65,031,667 | SH | DFND | 65,031,667 | 0 | 0 | ||
MARIN SOFTWARE INC | COM | 56804T106 | 4,424 | 2,528,205 | SH | DFND | 4,14,15,16 | 2,528,205 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 130,337 | 923,068 | SH | DFND | 1,14,16 | 923,068 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 51,425 | 429,184 | SH | DFND | 1,14,16 | 429,184 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 5,215 | 108,260 | SH | DFND | 1,14,16 | 108,260 | 0 | 0 | |
NETSHOES CAYMAN LTD | COM | G6455X107 | 27,235 | 2,071,127 | SH | DFND | 7 | 2,071,127 | 0 | 0 | |
NEWFIELD EXPL CO | COM | 651290108 | 187,694 | 6,326,046 | SH | DFND | 1,14,16 | 6,326,046 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 344,991 | 5,387,963 | SH | DFND | 4,8,10,14,16 | 5,387,963 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 263,859 | 4,883,568 | SH | DFND | 2,8,11,17,20 | 4,883,568 | 0 | 0 | |
PPG INDS INC | COM | 693506107 | 187,726 | 1,727,645 | SH | DFND | 1,14,16 | 1,727,645 | 0 | 0 | |
RADIUS HEALTH INC | COM NEW | 750469207 | 746 | 19,344 | SH | DFND | 7 | 19,344 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 85,230 | 190,621 | SH | DFND | 1,8,14,16,17,20 | 190,621 | 0 | 0 | |
ROCKWELL AUTOMATION INC | COM | 773903109 | 1,783 | 10,005 | SH | DFND | 1,14,16 | 10,005 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 179,419 | 2,868,867 | SH | DFND | 6,16 | 2,868,867 | 0 | 0 | |
SENSEONICS HLDGS INC | COM | 81727U105 | 901 | 282,582 | SH | DFND | 7 | 282,582 | 0 | 0 | |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 29,271 | 515,700 | SH | DFND | 1,14,16 | 515,700 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 284,384 | 1,503,087 | SH | DFND | 2,8,11 | 1,503,087 | 0 | 0 | |
TUNIU CORP | SPONSORED ADS CL | 89977P106 | 64,081 | 8,194,444 | SH | DFND | 5,18 | 8,194,444 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 226,963 | 73,213,884 | SH | DFND | 3,18,19 | 73,213,884 | 0 | 0 | |
UNIVAR INC | COM | 91336L107 | 409,984 | 14,171,599 | SH | DFND | 3,18,19 | 14,171,599 | 0 | 0 | |
VANTIV INC | CL A | 92210H105 | 69,206 | 982,057 | SH | DFND | 1,14,16 | 982,057 | 0 | 0 | |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 37,186 | 244,582 | SH | DFND | 1,14,16 | 244,582 | 0 | 0 | |
VIRTU FINL INC | CL A | 928254101 | 329,354 | 20,330,503 | SH | DFND | 1,7,9,14,16 | 20,330,503 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 346,532 | 3,292,775 | SH | DFND | 1,14,16 | 3,292,775 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 14,359 | 260,364 | SH | DFND | 1,14,16 | 260,364 | 0 | 0 | |
ZTO EXPRESS CAYMAN INC | SPONSORED ADR | 98980A105 | 170,962 | 12,176,750 | SH | DFND | 1,14,16 | 12,176,750 | 0 | 0 |