The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 104,547 | 10,778,004 | SH | DFND | 5,18 | 10,778,004 | 0 | 0 | |
AC IMMUNE SA | SHS | H00263105 | 12,466 | 1,337,500 | SH | DFND | 8,17,20 | 1,337,500 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 186,886 | 1,505,325 | SH | DFND | 1,2,8,11,14,16 | 1,505,325 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 6,585,441 | 35,495,289 | SH | DFND | 1,4,14,15,16 | 35,495,289 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 111,962 | 65,868 | SH | DFND | 1,14,16 | 65,868 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 34,800 | 188,527 | SH | DFND | 1,14,16 | 188,527 | 0 | 0 | |
AMYRIS INC | COM NEW | 03236M200 | 2,321 | 363,155 | SH | DFND | 2,8,11 | 363,155 | 0 | 0 | |
AMYRIS INC | NOTE 6.500% 5/1 | 03236MAC5 | 8,409 | 10,000,000 | PRN | DFND | 2,8,11 | 10,000,000 | 0 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 208,282 | 9,755,618 | SH | DFND | 6,16 | 9,755,618 | 0 | 0 | |
ASLAN PHARMACEUTICALS LTD | ADS | 04522R101 | 12,660 | 1,422,475 | SH | DFND | 8,17,20 | 1,422,475 | 0 | 0 | |
BEIGENE LTD | SPONSORED ADR | 07725L102 | 348,982 | 2,270,100 | SH | DFND | 8,17,20 | 2,270,100 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 34,435 | 118,644 | SH | DFND | 1,14,16 | 118,644 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 327,129 | 3,472,712 | SH | DFND | 2,8,11,17,20 | 3,472,712 | 0 | 0 | |
BOEING CO | COM | 097023105 | 176,356 | 525,636 | SH | DFND | 6,16 | 525,636 | 0 | 0 | |
BROADCOM INC | COM | 11135F101 | 95,127 | 392,050 | SH | DFND | 1,14,16 | 392,050 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 20,284 | 255,406 | SH | DFND | 1,14,16 | 255,406 | 0 | 0 | |
CENTURYLINK INC | COM | 156700106 | 2,296,470 | 123,201,207 | SH | DFND | 1,14,16,18 | 123,201,207 | 0 | 0 | |
CHINA BIOLOGIC PRODS HLDGS I | COM | G21515104 | 98,337 | 990,000 | SH | DFND | 8,17,20 | 990,000 | 0 | 0 | |
COGNEX CORP | COM | 192422103 | 6,209 | 139,192 | SH | DFND | 1,14,16 | 139,192 | 0 | 0 | |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 91,786 | 6,556,116 | SH | DFND | 8,17,20 | 6,556,116 | 0 | 0 | |
COUPA SOFTWARE INC | COM | 22266L106 | 2,316 | 37,217 | SH | DFND | 7,9 | 37,217 | 0 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 345,647 | 7,256,928 | SH | DFND | 1,4,6,14,16 | 7,256,928 | 0 | 0 | |
DENALI THERAPEUTICS INC | COM | 24823R105 | 67,259 | 4,410,457 | SH | DFND | 8,17,20 | 4,410,457 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 7,400 | 70,600 | SH | DFND | 1,14,16 | 70,600 | 0 | 0 | |
DOWDUPONT INC | COM | 26078J100 | 402,074 | 6,099,429 | SH | DFND | 1,6,14,16 | 6,099,429 | 0 | 0 | |
EMERSON ELEC CO | COM | 291011104 | 8,567 | 123,908 | SH | DFND | 1,14,16 | 123,908 | 0 | 0 | |
EROS INTL PLC | SHS NEW | G3788M114 | 35,819 | 2,755,310 | SH | DFND | 4,13,14,16 | 2,755,310 | 0 | 0 | |
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 123,773 | 6,037,705 | SH | DFND | 7,9 | 6,037,705 | 0 | 0 | |
FTS INTERNATIONAL INC | COM | 30283W104 | 592,628 | 41,617,144 | SH | DFND | 7 | 41,617,144 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 788,153 | 11,125,816 | SH | DFND | 1,8,14,16,17,20 | 11,125,816 | 0 | 0 | |
GLOBAL PMTS INC | COM | 37940X102 | 97,685 | 876,176 | SH | DFND | 8,10 | 876,176 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 160,366 | 2,187,501 | SH | DFND | 6,16 | 2,187,501 | 0 | 0 | |
HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 146,100 | 1,391,165 | SH | DFND | 6,16 | 1,391,165 | 0 | 0 | |
HOMOLOGY MEDICINES INC | COM | 438083107 | 65,694 | 3,220,293 | SH | DFND | 8,17,20 | 3,220,293 | 0 | 0 | |
ICICI BK LTD | ADR | 45104G104 | 69,378 | 8,639,819 | SH | DFND | 2,6,8,16 | 8,639,819 | 0 | 0 | |
IHS MARKIT LTD | SHS | G47567105 | 766,680 | 14,861,018 | SH | DFND | 5,18 | 14,861,018 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 77,436 | 277,261 | SH | DFND | 1,14,16 | 277,261 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 16,895 | 252,160 | SH | DFND | 1,14,16 | 252,160 | 0 | 0 | |
INTELLIA THERAPEUTICS INC | COM | 45826J105 | 21,629 | 790,527 | SH | DFND | 6,8,16,17 | 790,527 | 0 | 0 | |
JD COM INC | SPON ADR CL A | 47215P106 | 284,591 | 7,306,572 | SH | DFND | 6,16 | 7,306,572 | 0 | 0 | |
KKR REAL ESTATE FIN TR INC | COM | 48251K100 | 48,244 | 2,439,024 | SH | DFND | 1,14,16 | 2,439,024 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 283,129 | 1,440,714 | SH | DFND | 1,8,10,14,16 | 1,440,714 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 9,186 | 107,300 | SH | DFND | 1,14,16 | 107,300 | 0 | 0 | |
NETSHOES CAYMAN LTD | COM | G6455X107 | 302 | 127,501 | SH | DFND | 7 | 127,501 | 0 | 0 | |
NEWFIELD EXPL CO | COM | 651290108 | 191,363 | 6,326,046 | SH | DFND | 1,14,16 | 6,326,046 | 0 | 0 | |
OKTA INC | CL A | 679295105 | 355 | 7,046 | SH | DFND | 7,9 | 7,046 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 507,208 | 6,091,124 | SH | DFND | 4,8,10,14,16 | 6,091,124 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 195,428 | 5,174,168 | SH | DFND | 1,2,8,11,14,16,17,20 | 5,174,168 | 0 | 0 | |
PPG INDS INC | COM | 693506107 | 179,209 | 1,727,645 | SH | DFND | 1,14,16 | 1,727,645 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 65,762 | 190,621 | SH | DFND | 1,8,14,16,17,20 | 190,621 | 0 | 0 | |
ROCKWELL AUTOMATION INC | COM | 773903109 | 7,382 | 44,409 | SH | DFND | 1,14,16 | 44,409 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 208,423 | 2,868,867 | SH | DFND | 6,16 | 2,868,867 | 0 | 0 | |
SPDR SERIES TRUST | S&P TRANSN ETF | 78464A532 | 24,518 | 388,458 | SH | DFND | 1,14,16 | 388,458 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 311,349 | 1,503,087 | SH | DFND | 2,8,11 | 1,503,087 | 0 | 0 | |
TUNIU CORP | SPONSORED ADS CL | 89977P106 | 69,407 | 8,194,444 | SH | DFND | 5,18 | 8,194,444 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 207,927 | 73,213,884 | SH | DFND | 3,18,19 | 73,213,884 | 0 | 0 | |
UNIVAR INC | COM | 91336L107 | 369,407 | 14,078,012 | SH | DFND | 3,18,19 | 14,078,012 | 0 | 0 | |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 41,569 | 244,582 | SH | DFND | 1,14,16 | 244,582 | 0 | 0 | |
VIRTU FINL INC | CL A | 928254101 | 448,177 | 16,880,503 | SH | DFND | 1,7,9,14,16 | 16,880,503 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 569,666 | 4,300,992 | SH | DFND | 1,8,10,14,16 | 4,300,992 | 0 | 0 | |
WORLDPAY INC | CL A | 981558109 | 198,413 | 2,426,186 | SH | DFND | 1,8,10,14,16 | 2,426,186 | 0 | 0 | |
ZTO EXPRESS CAYMAN INC | SPONSORED ADR | 98980A105 | 243,535 | 12,176,750 | SH | DFND | 1,14,16 | 12,176,750 | 0 | 0 |