Latest Institutional Sells of Brookfield Asset Management Inc. (BAM)
This list provides information on the latest institutional transactions involving Brookfield Asset Management Inc. (BAM) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 27, 2021
Q4 2020
|
Exane Derivatives
|
SELL
|
- |
-12.8K- 99.99% |
$380K - $549K
|
1
$55.7
|
|
Feb 16, 2021
Q4 2020
|
Hap Trading, LLC
New York, NY |
SELL
|
PUT |
-10KClosed |
$298K - $430K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
SELL
|
- |
-7.65KClosed |
$228K - $329K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
SELL
|
- |
-7.58KClosed |
$226K - $326K
|
0
$0
|
|
Jan 20, 2021
Q4 2020
|
Bartlett & Co. LLC
|
SELL
|
- |
-3K- 29.66% |
$89.3K - $129K
|
7.11K
$396K
|
|
Feb 09, 2021
Q4 2020
|
Sea Bridge Investment Advisors LLC
|
SELL
|
- |
-2.93KClosed |
$87.1K - $126K
|
0
$0
|
|
Feb 01, 2021
Q4 2020
|
Crawford Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-2.53K- 16.48% |
$75.3K - $109K
|
12.8K
$714K
|
|
Mar 05, 2021
Q4 2020
|
Bnc Wealth Management, LLC
|
SELL
|
- |
-1KClosed |
$29.8K - $43K
|
0
$0
|
|
Feb 04, 2021
Q4 2020
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-600Closed |
$17.9K - $25.8K
|
0
$0
|
|
Feb 05, 2021
Q4 2020
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-231Closed |
$6.88K - $9.94K
|
0
$0
|
|
Feb 05, 2021
Q4 2020
|
Gw&K Investment Management, LLC
Boston, MA |
SELL
|
- |
-70Closed |
$2.08K - $3.01K
|
0
$0
|
|
Feb 19, 2021
Q4 2020
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-10- 0.28% |
$298 - $430
|
3.55K
$198K
|
|
Q3 2020 | |||||||
Nov 09, 2020
Q3 2020
|
River Road Asset Management, LLC
|
SELL
|
- |
-2.06MClosed |
$65.4M - $71.7M
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-1.05MClosed |
$33.4M - $36.6M
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Miura Global Management, LLC
New York, NY |
SELL
|
- |
-213KClosed |
$6.76M - $7.43M
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Pecaut & Co.
|
SELL
|
- |
-128KClosed |
$4.07M - $4.47M
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Kingfisher Capital LLC
|
SELL
|
- |
-113KClosed |
$3.6M - $3.95M
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Fred Alger Management, LLC
New York, NY |
SELL
|
- |
-80.8KClosed |
$2.57M - $2.82M
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Polar Asset Management Partners Inc.
Toronto, A6 |
SELL
|
- |
-50KClosed |
$1.59M - $1.74M
|
0
$0
|
|
Nov 06, 2020
Q3 2020
|
Redmond Asset Management, LLC
Henrico, VA |
SELL
|
- |
-48.8KClosed |
$1.55M - $1.7M
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Polar Asset Management Partners Inc.
Toronto, A6 |
SELL
|
PUT |
-47.3KClosed |
$1.5M - $1.65M
|
0
$0
|
|
Nov 05, 2020
Q3 2020
|
Meitav Dash Investments LTD
|
SELL
|
- |
-39.1KClosed |
$1.24M - $1.36M
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-26.5KClosed |
$843K - $925K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Lee Ainslie
Maverick Capital LTD | Dallas, Tx
|
SELL
|
- |
-21.5KClosed |
$683K - $750K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Hoyle Cohen, LLC
|
SELL
|
- |
-17.8KClosed |
$567K - $622K
|
0
$0
|
|
Oct 27, 2020
Q3 2020
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-16.4KClosed |
$521K - $571K
|
0
$0
|
|
Oct 22, 2020
Q3 2020
|
Ballentine Partners, LLC
Waltham, MA |
SELL
|
- |
-14.3KClosed |
$455K - $500K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Bienville Capital Management, LLC
New York, NY |
SELL
|
- |
-13.5KClosed |
$429K - $471K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Philadelphia Financial Management Of San Francisco, LLC
San Francisco, CA |
SELL
|
- |
-13KClosed |
$414K - $454K
|
0
$0
|
|
Oct 22, 2020
Q3 2020
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-12.8KClosed |
$406K - $445K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Quilter PLC
|
SELL
|
- |
-12.2KClosed |
$387K - $425K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
F Dx Advisors, Inc.
|
SELL
|
- |
-9.91KClosed |
$315K - $345K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Needham Investment Management LLC
New York, NY |
SELL
|
- |
-9.26K- 16.67% |
$294K - $323K
|
46.3K
$2.58M
|
|
Nov 30, 2020
Q3 2020
|
Platform Technology Partners
|
SELL
|
- |
-9.09KClosed |
$289K - $317K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Barclays PLC
London, X0 |
SELL
|
PUT |
-8.55K- 64.77% |
$272K - $298K
|
4.65K
$259K
|
|
Nov 12, 2020
Q3 2020
|
Security National Bank Of Sioux City Iowa
Sioux City, IA |
SELL
|
- |
-7.5KClosed |
$238K - $261K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-3.91KClosed |
$124K - $136K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Pinnacle Holdings, LLC
Tulsa, OK |
SELL
|
- |
-3.89KClosed |
$124K - $136K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Banco De Sabadell, S.A
Miami, FL |
SELL
|
- |
-2.38KClosed |
$75.5K - $82.8K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Estabrook Capital Management
New York, NY |
SELL
|
- |
-1.88KClosed |
$59.6K - $65.4K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Hbc Financial Services, Pllc
|
SELL
|
- |
-1.3KClosed |
$41.2K - $45.2K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-1.29KClosed |
$41K - $45K
|
0
$0
|
|
Oct 22, 2020
Q3 2020
|
Tarbox Family Office, Inc.
|
SELL
|
- |
-630Closed |
$20K - $22K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-562Closed |
$17.8K - $19.6K
|
0
$0
|
|
Oct 08, 2020
Q3 2020
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-403Closed |
$12.8K - $14K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-300Closed |
$9.53K - $10.5K
|
0
$0
|
|
Oct 06, 2020
Q3 2020
|
Optimum Investment Advisors
|
SELL
|
- |
-273Closed |
$8.67K - $9.52K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-208Closed |
$6.61K - $7.25K
|
0
$0
|
|
Oct 30, 2020
Q3 2020
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-120Closed |
$3.81K - $4.18K
|
0
$0
|
|
Nov 19, 2020
Q3 2020
|
Tru Independence LLC
|
SELL
|
- |
-22Closed |
$699 - $767
|
0
$0
|