Purchases and Sales Made in Q3 2021 in Brookfield Asset Management Inc. (BAM)
This table provides information about the institutional ownership of Brookfield Asset Management Inc. (BAM) during Q3 2021. The information is specifically focused on institutions that hold shares of BROOKFIELD ASSET MANAGEMENT INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 12, 2021
Q3 2021
|
First Hawaiian Bank
|
BUY
|
- |
43+ 0.34% |
$2.06K - $2.47K
|
12.8K
$767K
|
|
|
Oct 19, 2021
Q3 2021
|
Gemmer Asset Management LLC
|
BUY
|
- |
42+ 56.0% |
$2.01K - $2.41K
|
117
$7K
|
|
|
Nov 15, 2021
Q3 2021
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
40New |
$1.92K - $2.3K
|
40
$2.39K
|
|
|
Nov 12, 2021
Q3 2021
|
Doyle Wealth Management
St. Petersburg, FL |
BUY
|
- |
40+ 0.15% |
$1.92K - $2.3K
|
26.5K
$1.58M
|
|
|
Nov 09, 2021
Q3 2021
|
Gould Asset Management LLC
Claremont, CA |
BUY
|
- |
39+ 0.61% |
$1.87K - $2.24K
|
6.49K
$388K
|
|
|
Nov 04, 2021
Q3 2021
|
Rathbones Group PLC
Liverpool, X0 |
BUY
|
- |
39+ 0.02% |
$1.87K - $2.24K
|
201K
$12M
|
|
|
Nov 15, 2021
Q3 2021
|
Advisor Partners LLC
Walnut Creek, CA |
BUY
|
- |
38+ 0.18% |
$1.82K - $2.18K
|
21.1K
$1.26M
|
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
36+ 6.15% |
$1.72K - $2.07K
|
621
$37.2K
|
|
|
Oct 25, 2021
Q3 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
36+ 0.73% |
$1.72K - $2.07K
|
4.99K
$298K
|
|
|
Nov 10, 2021
Q3 2021
|
Oakworth Capital, Inc.
|
BUY
|
- |
34+ 0.67% |
$1.63K - $1.95K
|
5.08K
$304K
|
|
|
Nov 12, 2021
Q3 2021
|
9258 Wealth Management, LLC
|
BUY
|
- |
28+ 0.67% |
$1.34K - $1.61K
|
4.23K
$253K
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
28+ 0.4% |
$1.34K - $1.61K
|
7.08K
$423K
|
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
BUY
|
- |
27+ 0.63% |
$1.29K - $1.55K
|
4.32K
$258K
|
|
|
Oct 18, 2021
Q3 2021
|
Clarius Group, LLC
Seattle, WA |
BUY
|
- |
25+ 0.46% |
$1.2K - $1.43K
|
5.52K
$330K
|
|
|
Oct 12, 2021
Q3 2021
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
24New |
$1.15K - $1.38K
|
24
$1.44K
|
|
|
Nov 02, 2021
Q3 2021
|
Cortland Associates Inc
|
BUY
|
- |
24+ 0.31% |
$1.15K - $1.38K
|
7.88K
$472K
|
|
|
Oct 21, 2021
Q3 2021
|
Arrow Financial Corp
|
BUY
|
- |
20New |
$958 - $1.15K
|
20
$1.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
18New |
$862 - $1.03K
|
18
$1.08K
|
|
|
Oct 20, 2021
Q3 2021
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
18+ 12.0% |
$862 - $1.03K
|
168
$10.1K
|
|
|
Oct 27, 2021
Q3 2021
|
Simon Quick Advisors, LLC
|
BUY
|
- |
17New |
$814 - $975
|
17
$1.02K
|
|
|
Nov 12, 2021
Q3 2021
|
Bell Investment Advisors, Inc
Oakland, CA |
BUY
|
- |
15New |
$718 - $861
|
15
$897
|
|
|
Oct 18, 2021
Q3 2021
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
15+ 1.92% |
$718 - $861
|
796
$47.6K
|
|
|
Nov 05, 2021
Q3 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
14+ 16.09% |
$670 - $803
|
101
$6.04K
|
|
|
Oct 14, 2021
Q3 2021
|
Schneider Downs Wealth Management Advisors, LP
|
BUY
|
- |
14+ 0.04% |
$670 - $803
|
32.3K
$1.93M
|
|
|
Nov 02, 2021
Q3 2021
|
Syverson Strege & CO
West Des Moines, IA |
BUY
|
- |
12New |
$575 - $689
|
12
$718
|
|
|
Oct 12, 2021
Q3 2021
|
Sound Income Strategies, LLC
|
BUY
|
- |
11New |
$527 - $631
|
11
$658
|
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
11+ 3.14% |
$527 - $631
|
361
$21.6K
|
|
|
Oct 13, 2021
Q3 2021
|
Joseph P. Lucia & Associates, LLC
|
BUY
|
- |
10New |
$479 - $574
|
10
$598
|
|
|
Oct 18, 2021
Q3 2021
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
9New |
$431 - $516
|
9
$538
|
|
|
Oct 29, 2021
Q3 2021
|
Galvin, Gaustad & Stein, LLC
|
BUY
|
- |
9+ 0.2% |
$431 - $516
|
4.53K
$271K
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
9+ 0.4% |
$431 - $516
|
2.26K
$135K
|
|
|
Nov 12, 2021
Q3 2021
|
Massmutual Trust CO Fsb
|
BUY
|
- |
4+ 1.29% |
$192 - $230
|
314
$18.8K
|
|
|
Nov 09, 2021
Q3 2021
|
Hudock, Inc.
|
BUY
|
- |
3+ 0.51% |
$144 - $172
|
592
$35.4K
|
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
3New |
$144 - $172
|
3
$179
|
|
|
Oct 28, 2021
Q3 2021
|
Community Bank, N.A.
|
BUY
|
- |
3+ 0.2% |
$144 - $172
|
1.53K
$91.4K
|
|
|
Nov 05, 2021
Q3 2021
|
Baystate Wealth Management LLC
|
BUY
|
- |
3+ 0.24% |
$144 - $172
|
1.27K
$75.7K
|
|
|
Nov 04, 2021
Q3 2021
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
2+ 0.02% |
$95.8 - $115
|
11.5K
$690K
|
|
|
Nov 16, 2021
Q3 2021
|
Corient Capital Partners, LLC
Newport Beach, CA |
BUY
|
- |
2+ 0.04% |
$95.8 - $115
|
5.45K
$326K
|
|
|
Nov 01, 2021
Q3 2021
|
High Mark Wealth Management LLC
|
BUY
|
- |
1New |
$47.9 - $57.4
|
1
$59.8
|
|
|
Nov 12, 2021
Q3 2021
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 10, 2025
Q3 2021
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Achmea Investment Management B.V.
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-1- 0.01% |
$47.9 - $57.4
|
9.35K
$559K
|
|
|
Nov 12, 2021
Q3 2021
|
Evoke Wealth, LLC
|
SELL
|
- |
-1- 0.32% |
$47.9 - $57.4
|
311
$18.6K
|
|
|
Nov 08, 2021
Q3 2021
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-7- 0.02% |
$335 - $402
|
32.5K
$1.95M
|
|
|
Nov 12, 2021
Q3 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-9- 0.05% |
$431 - $516
|
17.1K
$1.02M
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-14- 0.33% |
$670 - $803
|
4.29K
$257K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-27- 0.02% |
$1.29K - $1.55K
|
112K
$6.72M
|
|
|
Nov 09, 2021
Q3 2021
|
55 I, LLC
Boston, MA |
SELL
|
- |
-31- 0.65% |
$1.48K - $1.78K
|
4.77K
$285K
|
|
|
Nov 08, 2021
Q3 2021
|
Karani Asset Management LLC
New York, NY |
SELL
|
- |
-41- 0.68% |
$1.96K - $2.35K
|
6K
$359K
|