Purchases and Sales Made in Q3 2023 in Black Rock Capital Allocation Trust (BCAT)
This table provides information about the institutional ownership of Black Rock Capital Allocation Trust (BCAT) during Q3 2023. The information is specifically focused on institutions that hold shares of BlackRock Capital Allocation Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
1.51M+ 17.23% |
$21.5M - $23.3M
|
10.3M
$155M
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
550KNew |
$7.82M - $8.48M
|
550K
$8.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
132KNew |
$1.87M - $2.03M
|
132K
$1.99M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
74.4K+ 17.51% |
$1.06M - $1.15M
|
499K
$7.54M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
60.8K+ 19.34% |
$865K - $938K
|
375K
$5.66M
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
49.2KNew |
$700K - $759K
|
49.2K
$743K
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
49.2KNew |
$700K - $759K
|
49.2K
$743K
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
40.9K+ 315.13% |
$582K - $631K
|
53.9K
$814K
|
|
|
Nov 01, 2023
Q3 2023
|
Fountainhead Am, LLC
Warren, NJ |
BUY
|
- |
32.9KNew |
$468K - $507K
|
32.9K
$497K
|
|
|
Nov 13, 2023
Q3 2023
|
Brown Brothers Harriman & CO
New York, NY |
BUY
|
- |
23.7KNew |
$337K - $365K
|
23.7K
$357K
|
|
|
Nov 13, 2023
Q3 2023
|
Black Rock Inc.
New York, NY |
BUY
|
- |
20K+ 400.0% |
$285K - $309K
|
25K
$378K
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
17.9KNew |
$255K - $276K
|
17.9K
$270K
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
17.2K+ 37.92% |
$245K - $266K
|
62.6K
$945K
|
|
|
Nov 14, 2023
Q3 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
17K+ 2.15% |
$242K - $262K
|
808K
$12.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
15.6K+ 26.34% |
$222K - $241K
|
74.9K
$1.13M
|
|
|
Aug 06, 2024
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
15.6K+ 26.34% |
$222K - $241K
|
74.9K
$1.13M
|
|
|
Nov 21, 2023
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
15.6K+ 26.34% |
$222K - $241K
|
74.9K
$1.13M
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
14.1K+ 19.71% |
$200K - $217K
|
85.4K
$1.29M
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
13.9KNew |
$198K - $214K
|
13.9K
$210K
|
|
|
Nov 06, 2023
Q3 2023
|
Childress Capital Advisors, LLC
Houston, TX |
BUY
|
- |
13.1KNew |
$186K - $202K
|
13.1K
$198K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
10.6KNew |
$150K - $163K
|
10.6K
$160K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
10.5K+ 20.27% |
$149K - $162K
|
62.1K
$938K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.22K+ 8.85% |
$117K - $127K
|
101K
$1.53M
|
|
|
Oct 27, 2023
Q3 2023
|
Carmel Capital Partners, LLC
|
BUY
|
- |
7.5KNew |
$107K - $116K
|
7.5K
$113K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
7.27K+ 5.98% |
$103K - $112K
|
129K
$1.95M
|
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
BUY
|
- |
6.3K+ 22.03% |
$89.6K - $97.2K
|
34.9K
$527K
|
|
|
Oct 30, 2023
Q3 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
6KNew |
$85.4K - $92.6K
|
6K
$90.6K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
5.25KNew |
$74.7K - $81K
|
5.25K
$79.3K
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
3.02K+ 15.34% |
$43K - $46.6K
|
22.7K
$343K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
2.79K+ 5.99% |
$39.7K - $43.1K
|
49.4K
$745K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.25K+ 20.99% |
$31.9K - $34.6K
|
12.9K
$195K
|
|
|
Nov 01, 2023
Q3 2023
|
Ironsides Asset Advisors, LLC
Rocky Mount, NC |
BUY
|
- |
2.16K+ 9.25% |
$30.8K - $33.3K
|
25.5K
$385K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.59K+ 6.77% |
$22.6K - $24.5K
|
25.1K
$379K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1KNew |
$14.2K - $15.4K
|
1K
$15.1K
|
|
|
Nov 14, 2023
Q3 2023
|
Rogco, LP
Claremore, OK |
BUY
|
- |
750New |
$10.7K - $11.6K
|
750
$11.3K
|
|
|
Nov 14, 2023
Q3 2023
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
667+ 5.56% |
$9.49K - $10.3K
|
12.7K
$191K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
650+ 0.31% |
$9.25K - $10K
|
212K
$3.2M
|
|
|
Oct 26, 2023
Q3 2023
|
Mathes Company, Inc.
|
BUY
|
- |
500+ 0.49% |
$7.12K - $7.72K
|
102K
$1.54M
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
385+ 1.05% |
$5.48K - $5.94K
|
36.9K
$557K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
167+ 0.68% |
$2.38K - $2.58K
|
24.9K
$376K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2023
Q3 2023
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-175- 0.78% |
$2.49K - $2.7K
|
22.3K
$336K
|
|
|
Oct 19, 2023
Q3 2023
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-307- 1.81% |
$4.37K - $4.74K
|
16.7K
$251K
|
|
|
Nov 13, 2023
Q3 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-500- 1.23% |
$7.12K - $7.72K
|
40K
$604K
|
|
|
Oct 10, 2023
Q3 2023
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-517- 3.11% |
$7.36K - $7.98K
|
16.1K
$244K
|
|
|
Oct 30, 2023
Q3 2023
|
Private Management Group Inc
|
SELL
|
- |
-990- 0.64% |
$14.1K - $15.3K
|
154K
$2.32M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.67K- 7.45% |
$23.7K - $25.8K
|
20.7K
$313K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-2.02K- 8.69% |
$28.7K - $31.2K
|
21.2K
$320K
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.4K- 14.45% |
$34.2K - $37.1K
|
14.2K
$215K
|