Purchases and Sales Made in Q4 2021 in Black Rock Capital Allocation Trust (BCAT)
This table provides information about the institutional ownership of Black Rock Capital Allocation Trust (BCAT) during Q4 2021. The information is specifically focused on institutions that hold shares of BlackRock Capital Allocation Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
4.16M+ 909.71% |
$76.1M - $84.6M
|
4.62M
$73.5M
|
|
|
Jan 28, 2022
Q4 2021
|
Amplius Wealth Advisors, LLC
|
BUY
|
- |
1.8MNew |
$32.9M - $36.6M
|
1.8M
$28.6M
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
658KNew |
$12.1M - $13.4M
|
658K
$10.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
606KNew |
$11.1M - $12.3M
|
606K
$9.64M
|
|
|
Feb 14, 2022
Q4 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
310K+ 447.76% |
$5.66M - $6.3M
|
379K
$6.03M
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
229KNew |
$4.19M - $4.66M
|
229K
$3.64M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
208K+ 9.75% |
$3.8M - $4.23M
|
2.34M
$37.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
136KNew |
$2.48M - $2.76M
|
136K
$2.16M
|
|
|
Feb 24, 2022
Q4 2021
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
111KNew |
$2.04M - $2.27M
|
111K
$1.77M
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
95.7K+ 135.36% |
$1.75M - $1.95M
|
166K
$2.65M
|
|
|
Feb 14, 2022
Q4 2021
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
88.3KNew |
$1.62M - $1.8M
|
88.3K
$1.41M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
82.9K+ 3.84% |
$1.52M - $1.69M
|
2.24M
$35.7M
|
|
|
Feb 09, 2022
Q4 2021
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
67.8KNew |
$1.24M - $1.38M
|
67.8K
$1.08M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
67.5K+ 100.62% |
$1.24M - $1.37M
|
135K
$2.14M
|
|
|
Mar 03, 2022
Q4 2021
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
55.9KNew |
$1.02M - $1.14M
|
55.9K
$890K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
52.9K+ 16.39% |
$969K - $1.08M
|
376K
$5.99M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
50.1K+ 74.24% |
$917K - $1.02M
|
118K
$1.87M
|
|
|
Feb 11, 2022
Q4 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
47.9KNew |
$877K - $974K
|
47.9K
$763K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
38.1K+ 57.15% |
$698K - $775K
|
105K
$1.67M
|
|
|
Jan 20, 2022
Q4 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
34.2KNew |
$625K - $695K
|
34.2K
$544K
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
30.6KNew |
$559K - $622K
|
30.6K
$487K
|
|
|
Jan 21, 2022
Q4 2021
|
Segantii Capital Management LTD
|
BUY
|
- |
27KNew |
$493K - $548K
|
27K
$429K
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
25.9K+ 228.26% |
$473K - $526K
|
37.2K
$592K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
20.9K+ 5.31% |
$383K - $426K
|
415K
$6.61M
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
20.2KNew |
$369K - $411K
|
20.2K
$321K
|
|
|
Feb 14, 2022
Q4 2021
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
18KNew |
$329K - $366K
|
18K
$287K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
18K+ 34.15% |
$329K - $366K
|
70.6K
$1.12M
|
|
|
Feb 04, 2022
Q4 2021
|
Congress Wealth Management LLC
Boston, MA |
BUY
|
- |
16.3KNew |
$298K - $331K
|
16.3K
$259K
|
|
|
Jan 13, 2022
Q4 2021
|
Calton & Associates, Inc.
|
BUY
|
- |
16.2KNew |
$296K - $328K
|
16.2K
$257K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
15.9K+ 10.98% |
$290K - $323K
|
160K
$2.55M
|
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
14.1KNew |
$258K - $287K
|
14.1K
$225K
|
|
|
Jan 31, 2022
Q4 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
13.1KNew |
$239K - $266K
|
13.1K
$208K
|
|
|
Feb 14, 2022
Q4 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
13KNew |
$238K - $264K
|
13K
$207K
|
|
|
Jan 26, 2022
Q4 2021
|
Austin Asset Management CO Inc
|
BUY
|
- |
11.1KNew |
$202K - $225K
|
11.1K
$176K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
10.7K+ 65.35% |
$196K - $217K
|
27K
$431K
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
10.6KNew |
$193K - $215K
|
10.6K
$168K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
7.7K+ 77.69% |
$141K - $157K
|
17.6K
$280K
|
|
|
Jan 13, 2022
Q4 2021
|
Activest Wealth Management
|
BUY
|
- |
7.46KNew |
$136K - $152K
|
7.46K
$119K
|
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
7.4KNew |
$135K - $151K
|
7.4K
$118K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
6.05K+ 35.93% |
$111K - $123K
|
22.9K
$365K
|
|
|
Jan 18, 2022
Q4 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
5.31KNew |
$97.1K - $108K
|
5.31K
$84.5K
|
|
|
Feb 09, 2022
Q4 2021
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
3.18KNew |
$58.2K - $64.7K
|
3.18K
$50.7K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2.27KNew |
$41.6K - $46.2K
|
2.27K
$36.2K
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.18K+ 21.84% |
$39.8K - $44.3K
|
12.1K
$193K
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1.32KNew |
$24.1K - $26.7K
|
1.32K
$20.9K
|
|
|
Jan 21, 2022
Q4 2021
|
Founders Capital Management
|
BUY
|
- |
900New |
$16.5K - $18.3K
|
900
$14.3K
|
|
|
Jan 10, 2022
Q4 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
554+ 0.85% |
$10.1K - $11.3K
|
65.6K
$1.04M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
500+ 1.66% |
$9.15K - $10.2K
|
30.7K
$488K
|
|
|
Feb 11, 2022
Q4 2021
|
Signet Financial Management, LLC
Parsippany, NJ |
BUY
|
- |
480New |
$8.78K - $9.76K
|
480
$7.64K
|
|
|
Feb 09, 2022
Q4 2021
|
55 I, LLC
Boston, MA |
BUY
|
- |
54+ 0.36% |
$988 - $1.1K
|
15.1K
$240K
|