Latest Institutional Transactions on Barings Global Short Duration High Yield Fund (BGH)
This table provides information on the latest institutional transactions involving Barings Global Short Duration High Yield Fund (BGH) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2022
Q2 2022
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
15.1KNew |
$196K - $239K
|
15.1K
$240K
|
|
|
Aug 10, 2022
Q2 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-431Closed |
$5.58K - $6.81K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Vicus Capital
State College, PA |
SELL
|
- |
-11.4KClosed |
$147K - $180K
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
5.53KNew |
$71.7K - $87.5K
|
5.53K
$87.8K
|
|
|
Jul 27, 2022
Q2 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-27.4KClosed |
$355K - $433K
|
0
$0
|
|
|
Jul 22, 2022
Q2 2022
|
Truist Financial Corp
|
SELL
|
- |
-956- 7.53% |
$12.4K - $15.1K
|
11.7K
$186K
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-3.62KClosed |
$46.9K - $57.2K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-13.4KClosed |
$199K - $233K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.8KClosed |
$41.8K - $48.9K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
SELL
|
- |
-1.87KClosed |
$27.9K - $32.6K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.55KClosed |
$25.5K - $27.1K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Key F Inancial Inc
|
SELL
|
- |
-550Closed |
$9.03K - $9.59K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-5KClosed |
$82.6K - $86.6K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Beacon Harbor Wealth Advisors, Inc.
|
SELL
|
- |
-11KClosed |
$182K - $191K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 17, 2021
Q2 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-3.08K- 42.0% |
$49.2K - $52.6K
|
4.25K
$67.5K
|
|
|
Jul 14, 2021
Q2 2021
|
Tfo Tdc, LLC
|
SELL
|
- |
-999Closed |
$15.9K - $17.1K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-34.4KClosed |
$514K - $553K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-25.4KClosed |
$380K - $409K
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-275Closed |
$4.11K - $4.42K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
M&T Bank Corp
|
SELL
|
- |
-15KClosed |
$224K - $241K
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-35.3KClosed |
$528K - $568K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 22, 2023
Q4 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1K+ 22.1% |
$12.8K - $15.1K
|
5.53K
$87.7K
|
|
|
Feb 16, 2021
Q4 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-26.8KClosed |
$342K - $404K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-500Closed |
$6.38K - $7.55K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-354Closed |
$4.52K - $5.34K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
8KNew |
$102K - $121K
|
8K
$127K
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Fsa Wealth Management LLC
Needham, MA |
SELL
|
- |
-500Closed |
$6.26K - $6.87K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-2KClosed |
$25K - $27.5K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-15.8KClosed |
$159K - $206K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-300Closed |
$3.02K - $3.93K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 14, 2020
Q1 2020
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-11KClosed |
$101K - $200K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-229Closed |
$2.1K - $4.17K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1.09KClosed |
$10K - $19.9K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 12, 2020
Q4 2019
|
Wealthsource Partners, LLC
|
SELL
|
- |
-15.7KClosed |
$254K - $275K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-800Closed |
$13K - $14K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 07, 2019
Q3 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-300Closed |
$5.2K - $5.47K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 12, 2019
Q2 2019
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-5.85KClosed |
$101K - $111K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-800Closed |
$13.8K - $15.1K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-17.6KClosed |
$282K - $322K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-12.2KClosed |
$196K - $223K
|
0
$0
|
|
|
May 08, 2019
Q1 2019
|
Walter & Keenan Wealth Management LLC
|
SELL
|
- |
-11KClosed |
$177K - $202K
|
0
$0
|
|
|
Apr 29, 2019
Q1 2019
|
Whittier Trust CO
|
SELL
|
- |
-160Closed |
$2.57K - $2.93K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-3.6KClosed |
$54.8K - $70K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-785Closed |
$11.9K - $15.3K
|
0
$0
|
|
|
Jan 25, 2019
Q4 2018
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-1.75KClosed |
$26.6K - $34.1K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
16.8KNew |
$313K - $334K
|
16.8K
$267K
|
|
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-312KClosed |
$5.8M - $6.2M
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Fifth Third Bancorp
|
SELL
|
- |
-2KClosed |
$37K - $37.9K
|
0
$0
|
|
|
Jul 12, 2018
Q2 2018
|
Webster Bank, N. A.
|
SELL
|
- |
-1KClosed |
$18.5K - $18.9K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-13.8KClosed |
$254K - $268K
|
0
$0
|
|