Purchases and Sales Made in Q1 2023 in Barings Global Short Duration High Yield Fund (BGH)
This table provides information about the institutional ownership of Barings Global Short Duration High Yield Fund (BGH) during Q1 2023. The information is specifically focused on institutions that hold shares of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 20, 2023
Q1 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
47.8K+ 17.52% |
$594K - $665K
|
320K
$4.94M
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
41K+ 17.01% |
$509K - $570K
|
282K
$4.35M
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
32.3K+ 24.78% |
$401K - $449K
|
162K
$2.51M
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
22.3K+ 4.71% |
$277K - $310K
|
496K
$7.66M
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
18.9KNew |
$235K - $263K
|
18.9K
$292K
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
16K+ 18.11% |
$199K - $222K
|
104K
$1.61M
|
|
Apr 26, 2023
Q1 2023
|
Ifg Advisory, LLC
|
BUY
|
- |
14.7KNew |
$183K - $205K
|
14.7K
$227K
|
|
May 15, 2023
Q1 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
12.9KNew |
$160K - $179K
|
12.9K
$198K
|
|
Apr 20, 2023
Q1 2023
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
BUY
|
- |
11.5KNew |
$144K - $161K
|
11.5K
$178K
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
10.7K+ 9.71% |
$132K - $148K
|
120K
$1.86M
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
9.5K+ 26.0% |
$118K - $132K
|
46K
$710K
|
|
Apr 13, 2023
Q1 2023
|
Tsp Capital Management Group, LLC
|
BUY
|
- |
8.87K+ 2.41% |
$110K - $123K
|
376K
$5.81M
|
|
May 12, 2023
Q1 2023
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
6.11K+ 2.37% |
$76K - $85.1K
|
264K
$4.07M
|
|
Apr 20, 2023
Q1 2023
|
Camelot Portfolios, LLC
|
BUY
|
- |
5.57K+ 8.33% |
$69.2K - $77.5K
|
72.4K
$1.12M
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.3K+ 10.25% |
$28.6K - $32K
|
24.7K
$382K
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
2.17KNew |
$27K - $30.2K
|
2.17K
$33.5K
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2K+ 10.16% |
$24.9K - $27.8K
|
21.7K
$335K
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.97KNew |
$24.5K - $27.4K
|
1.97K
$30.4K
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.41K+ 7.02% |
$17.5K - $19.6K
|
21.4K
$330K
|
|
Apr 13, 2023
Q1 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
1.25KNew |
$15.5K - $17.4K
|
1.25K
$19.3K
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
369+ 3.35% |
$4.59K - $5.14K
|
11.4K
$176K
|
|
May 09, 2023
Q1 2023
|
Barings LLC
|
BUY
|
- |
268+ 2.38% |
$3.33K - $3.73K
|
11.6K
$178K
|
|
Apr 19, 2023
Q1 2023
|
Mcrae Capital Management Inc
|
BUY
|
- |
205+ 1.08% |
$2.55K - $2.85K
|
19.3K
$297K
|
|
May 04, 2023
Q1 2023
|
Clear Harbor Asset Management, LLC
|
BUY
|
- |
200+ 0.89% |
$2.49K - $2.78K
|
22.6K
$349K
|
|
May 08, 2023
Q1 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
6+ 0.05% |
$74.6 - $83.5
|
10.9K
$169K
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-73- 2.95% |
$907 - $1.02K
|
2.4K
$37K
|
|
Aug 13, 2024
Q1 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-500- 22.73% |
$6.22K - $6.96K
|
1.7K
$26.2K
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-532- 0.08% |
$6.61K - $7.41K
|
644K
$9.93M
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.65K- 10.62% |
$20.5K - $23K
|
13.9K
$215K
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.13K- 3.35% |
$26.5K - $29.6K
|
61.5K
$949K
|
|
May 11, 2023
Q1 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-2.6K- 65.43% |
$32.3K - $36.2K
|
1.37K
$21.2K
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.93K- 5.22% |
$36.4K - $40.7K
|
53.1K
$820K
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.98K- 12.04% |
$37.1K - $41.5K
|
21.8K
$336K
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-3.19K- 5.09% |
$39.7K - $44.4K
|
59.5K
$917K
|
|
Apr 18, 2023
Q1 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-4.41K- 5.71% |
$54.9K - $61.4K
|
72.8K
$1.12M
|
|
May 12, 2023
Q1 2023
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-7.1K- 15.25% |
$88.3K - $98.9K
|
39.5K
$609K
|
|
May 15, 2023
Q1 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-9.77K- 28.97% |
$121K - $136K
|
24K
$370K
|
|
May 09, 2023
Q1 2023
|
Bhk Investment Advisors, LLC
|
SELL
|
- |
-10.5K- 49.27% |
$130K - $146K
|
10.8K
$166K
|
|
May 15, 2023
Q1 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-11.7K- 4.15% |
$146K - $163K
|
272K
$4.19M
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-13.5K- 37.47% |
$168K - $188K
|
22.6K
$348K
|
|
May 15, 2023
Q1 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-14.5K- 2.42% |
$180K - $202K
|
585K
$9.03M
|
|
May 17, 2023
Q1 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-21.5K- 25.91% |
$267K - $299K
|
61.4K
$948K
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-28K- 6.37% |
$349K - $390K
|
412K
$6.36M
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-52.6K- 32.01% |
$654K - $732K
|
112K
$1.72M
|
|
May 16, 2023
Q1 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-53.6K- 40.98% |
$666K - $745K
|
77.1K
$1.19M
|
|
May 15, 2023
Q1 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-57.2K- 49.69% |
$711K - $796K
|
57.9K
$893K
|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-79.3K- 9.49% |
$986K - $1.1M
|
757K
$11.7M
|
|
May 15, 2023
Q1 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-177K- 69.85% |
$2.2M - $2.46M
|
76.3K
$1.18M
|