Purchases and Sales Made in Q2 2023 in Barings Global Short Duration High Yield Fund (BGH)
This table provides information about the institutional ownership of Barings Global Short Duration High Yield Fund (BGH) during Q2 2023. The information is specifically focused on institutions that hold shares of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 03, 2023
Q2 2023
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
105KNew |
$1.31M - $1.42M
|
105K
$1.68M
|
|
|
Aug 14, 2023
Q2 2023
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
36.5K+ 1827.25% |
$457K - $493K
|
38.5K
$618K
|
|
|
Jul 11, 2023
Q2 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
31.9K+ 26.5% |
$399K - $430K
|
152K
$2.44M
|
|
|
Aug 11, 2023
Q2 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
25.3K+ 8.97% |
$316K - $341K
|
307K
$4.93M
|
|
|
Jul 19, 2023
Q2 2023
|
Tsp Capital Management Group, LLC
|
BUY
|
- |
20K+ 5.31% |
$250K - $269K
|
396K
$6.36M
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
12.7KNew |
$159K - $171K
|
12.7K
$204K
|
|
|
Jul 31, 2023
Q2 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
12.2KNew |
$152K - $164K
|
12.2K
$195K
|
|
|
Jul 25, 2023
Q2 2023
|
Camelot Portfolios, LLC
|
BUY
|
- |
10K+ 13.83% |
$125K - $135K
|
82.4K
$1.32M
|
|
|
Aug 14, 2023
Q2 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
7.8KNew |
$97.5K - $105K
|
7.8K
$125K
|
|
|
Aug 14, 2023
Q2 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
6.98K+ 29.13% |
$87.3K - $94.2K
|
30.9K
$496K
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.68K+ 12.31% |
$33.5K - $36.2K
|
24.5K
$393K
|
|
|
Aug 14, 2023
Q2 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.76K+ 12.67% |
$22K - $23.8K
|
15.7K
$251K
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.11K+ 1.87% |
$13.9K - $15K
|
60.6K
$971K
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
971New |
$12.1K - $13.1K
|
971
$15.6K
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
776+ 3.14% |
$9.7K - $10.5K
|
25.5K
$409K
|
|
|
Aug 08, 2023
Q2 2023
|
Barings LLC
|
BUY
|
- |
283+ 2.45% |
$3.54K - $3.82K
|
11.8K
$190K
|
|
|
Jul 21, 2023
Q2 2023
|
Mcrae Capital Management Inc
|
BUY
|
- |
219+ 1.14% |
$2.74K - $2.95K
|
19.5K
$312K
|
|
|
Aug 14, 2023
Q2 2023
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
130+ 0.4% |
$1.63K - $1.75K
|
32.6K
$524K
|
|
|
Aug 11, 2023
Q2 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
6+ 0.05% |
$75 - $80.9
|
10.9K
$175K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-225- 1.05% |
$2.81K - $3.04K
|
21.2K
$340K
|
|
|
Aug 09, 2023
Q2 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-439- 3.86% |
$5.49K - $5.92K
|
10.9K
$175K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-740- 1.39% |
$9.25K - $9.98K
|
52.4K
$840K
|
|
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.33K- 55.63% |
$16.7K - $18K
|
1.06K
$17.1K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.97K- 4.29% |
$24.7K - $26.6K
|
44.1K
$707K
|
|
|
Aug 14, 2023
Q2 2023
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-2.33K- 0.88% |
$29.1K - $31.4K
|
261K
$4.19M
|
|
|
Aug 09, 2023
Q2 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-2.41K- 0.75% |
$30.1K - $32.5K
|
318K
$5.1M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-2.47K- 10.94% |
$30.9K - $33.3K
|
20.1K
$322K
|
|
|
Jul 14, 2023
Q2 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-2.79K- 3.83% |
$34.9K - $37.7K
|
70.1K
$1.12M
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.9K- 0.79% |
$48.7K - $52.6K
|
492K
$7.9M
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.58K- 7.45% |
$57.3K - $61.8K
|
56.9K
$913K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-5.5K- 3.39% |
$68.8K - $74.2K
|
157K
$2.52M
|
|
|
Aug 14, 2023
Q2 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-9.4K- 15.3% |
$118K - $127K
|
52K
$835K
|
|
|
Aug 14, 2023
Q2 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-10K- 3.68% |
$125K - $135K
|
262K
$4.2M
|
|
|
Aug 14, 2023
Q2 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-20.7K- 3.53% |
$258K - $279K
|
565K
$9.06M
|
|
|
Aug 14, 2023
Q2 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-22.1K- 38.14% |
$276K - $298K
|
35.8K
$574K
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-29.1K- 26.05% |
$364K - $393K
|
82.6K
$1.32M
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-45.5K- 7.07% |
$569K - $614K
|
598K
$9.6M
|
|
|
Aug 10, 2023
Q2 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-56K- 7.4% |
$700K - $755K
|
701K
$11.2M
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-58.4K- 14.16% |
$730K - $788K
|
354K
$5.68M
|