Purchases and Sales Made in Q3 2021 in Barings Global Short Duration High Yield Fund (BGH)
This table provides information about the institutional ownership of Barings Global Short Duration High Yield Fund (BGH) during Q3 2021. The information is specifically focused on institutions that hold shares of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
535KNew |
$8.84M - $9.28M
|
535K
$8.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
197K+ 355.15% |
$3.26M - $3.42M
|
253K
$4.01M
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
57.5K+ 8.48% |
$949K - $996K
|
735K
$11.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
53.8K+ 16.22% |
$888K - $932K
|
385K
$6.12M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
38.3K+ 35.62% |
$633K - $665K
|
146K
$2.32M
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
36K+ 45.94% |
$595K - $624K
|
114K
$1.82M
|
|
|
Nov 01, 2021
Q3 2021
|
Bhk Investment Advisors, LLC
|
BUY
|
- |
18.7KNew |
$309K - $324K
|
18.7K
$297K
|
|
|
Oct 26, 2021
Q3 2021
|
Emfo, LLC
|
BUY
|
- |
17.7KNew |
$292K - $306K
|
17.7K
$280K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
15.6K+ 10.24% |
$258K - $271K
|
168K
$2.67M
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
14.4K+ 8.66% |
$238K - $250K
|
181K
$2.87M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
10.4KNew |
$171K - $180K
|
10.4K
$165K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
5.71K+ 163.26% |
$94.4K - $99K
|
9.21K
$146K
|
|
|
Nov 03, 2021
Q3 2021
|
Tsp Capital Management Group, LLC
|
BUY
|
- |
5.33K+ 1.43% |
$88K - $92.3K
|
378K
$6M
|
|
|
Nov 15, 2021
Q3 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
5.26K+ 12.7% |
$86.9K - $91.2K
|
46.7K
$741K
|
|
|
Sep 21, 2023
Q3 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
5.26K+ 12.7% |
$86.9K - $91.2K
|
46.7K
$741K
|
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
4.8K+ 8.08% |
$79.3K - $83.2K
|
64.2K
$1.02M
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
4.79K+ 3.4% |
$79.1K - $83K
|
146K
$2.32M
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3.74K+ 5.0% |
$61.8K - $64.9K
|
78.6K
$1.25M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.2K+ 3.96% |
$36.4K - $38.2K
|
57.7K
$917K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.76K+ 2.22% |
$29.1K - $30.5K
|
81K
$1.29M
|
|
|
Nov 12, 2021
Q3 2021
|
Barings LLC
|
BUY
|
- |
1.74K+ 20.67% |
$28.7K - $30.1K
|
10.1K
$161K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
1.55KNew |
$25.7K - $26.9K
|
1.55K
$24.7K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.27K+ 8.6% |
$21K - $22K
|
16K
$254K
|
|
|
Nov 03, 2021
Q3 2021
|
Clear Harbor Asset Management, LLC
|
BUY
|
- |
1.13K+ 5.53% |
$18.7K - $19.6K
|
21.6K
$342K
|
|
|
Nov 01, 2021
Q3 2021
|
Key F Inancial Inc
|
BUY
|
- |
550New |
$9.09K - $9.53K
|
550
$8.73K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
369+ 2.79% |
$6.1K - $6.39K
|
13.6K
$216K
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
359+ 0.52% |
$5.93K - $6.22K
|
69.1K
$1.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
300+ 3.6% |
$4.96K - $5.2K
|
8.64K
$137K
|
|
|
Oct 14, 2021
Q3 2021
|
Vicus Capital
State College, PA |
BUY
|
- |
86+ 0.85% |
$1.42K - $1.49K
|
10.2K
$162K
|
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
30+ 0.23% |
$496 - $520
|
13K
$206K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-140- 0.4% |
$2.31K - $2.43K
|
34.5K
$548K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-900- 4.34% |
$14.9K - $15.6K
|
19.8K
$315K
|
|
|
Nov 12, 2021
Q3 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-1.11K- 6.89% |
$18.3K - $19.2K
|
15K
$237K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.46K- 8.66% |
$24.1K - $25.3K
|
15.4K
$244K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-4.09K- 15.62% |
$67.5K - $70.8K
|
22.1K
$350K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.86K- 31.12% |
$80.2K - $84.1K
|
10.7K
$171K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-5KClosed |
$82.6K - $86.6K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-5.28K- 28.05% |
$87.2K - $91.5K
|
13.5K
$215K
|
|
|
Oct 29, 2021
Q3 2021
|
Beacon Harbor Wealth Advisors, Inc.
|
SELL
|
- |
-11KClosed |
$182K - $191K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-17.2K- 2.58% |
$284K - $298K
|
649K
$10.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-17.5K- 45.63% |
$290K - $304K
|
20.9K
$332K
|
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-18.4KClosed |
$303K - $318K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-24.3K- 8.35% |
$402K - $422K
|
267K
$4.24M
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-277K- 58.22% |
$4.58M - $4.8M
|
199K
$3.16M
|