Purchases and Sales Made in Q3 2022 in Barings Global Short Duration High Yield Fund (BGH)
This table provides information about the institutional ownership of Barings Global Short Duration High Yield Fund (BGH) during Q3 2022. The information is specifically focused on institutions that hold shares of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
46.6KNew |
$569K - $670K
|
46.6K
$747K
|
|
|
Nov 14, 2022
Q3 2022
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
39.5K+ 20.11% |
$483K - $569K
|
236K
$3.79M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
29.4K+ 6.61% |
$360K - $424K
|
475K
$7.62M
|
|
|
Oct 05, 2022
Q3 2022
|
Capital Investment Advisors, LLC
|
BUY
|
- |
20.9K+ 26.94% |
$255K - $300K
|
98.3K
$1.58M
|
|
|
Nov 10, 2022
Q3 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
20K+ 2.26% |
$244K - $288K
|
905K
$14.5M
|
|
|
Nov 14, 2022
Q3 2022
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
16.7K+ 6.25% |
$204K - $240K
|
283K
$4.54M
|
|
|
Nov 04, 2022
Q3 2022
|
Foresight Wealth Management, LLC
|
BUY
|
- |
10.1KNew |
$123K - $145K
|
10.1K
$162K
|
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
9.92K+ 5.25% |
$121K - $143K
|
199K
$3.19M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
6.12K+ 33.77% |
$74.7K - $88K
|
24.2K
$389K
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
5.75K+ 1.17% |
$70.2K - $82.7K
|
498K
$7.98M
|
|
|
Oct 17, 2022
Q3 2022
|
Ota Financial Group L.P.
|
BUY
|
- |
4.83K+ 28.82% |
$59.1K - $69.6K
|
21.6K
$347K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
4.53KNew |
$55.3K - $65.1K
|
4.53K
$72.6K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3.53K+ 13.57% |
$43.1K - $50.7K
|
29.5K
$473K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.8K+ 56.0% |
$34.2K - $40.3K
|
7.8K
$125K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.79K+ 19.59% |
$34.1K - $40.1K
|
17K
$273K
|
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
2.62K+ 9.28% |
$32K - $37.7K
|
30.8K
$495K
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.9K+ 3.13% |
$23.2K - $27.3K
|
62.5K
$1M
|
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.8K+ 12.91% |
$22K - $25.9K
|
15.7K
$252K
|
|
|
Nov 14, 2022
Q3 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
1.42K+ 7.64% |
$17.4K - $20.4K
|
20K
$321K
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.29K+ 1.45% |
$15.8K - $18.6K
|
90.3K
$1.45M
|
|
|
Oct 11, 2022
Q3 2022
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
1.25KNew |
$15.3K - $18K
|
1.25K
$20.1K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
974+ 3.22% |
$11.9K - $14K
|
31.2K
$500K
|
|
|
Oct 31, 2022
Q3 2022
|
Mufg Americas Holdings Corp
|
BUY
|
- |
750New |
$9.17K - $10.8K
|
750
$12K
|
|
|
Oct 20, 2022
Q3 2022
|
Mcrae Capital Management Inc
|
BUY
|
- |
435+ 2.39% |
$5.32K - $6.26K
|
18.7K
$299K
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
400+ 3.87% |
$4.89K - $5.76K
|
10.7K
$172K
|
|
|
Nov 01, 2022
Q3 2022
|
Integrated Capital Management, Inc.
|
BUY
|
- |
279+ 2.38% |
$3.41K - $4.01K
|
12K
$193K
|
|
|
Nov 14, 2022
Q3 2022
|
Barings LLC
|
BUY
|
- |
256+ 2.38% |
$3.13K - $3.68K
|
11K
$177K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
155+ 1.31% |
$1.89K - $2.23K
|
12K
$192K
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
52+ 0.24% |
$635 - $748
|
22K
$352K
|
|
|
Nov 01, 2022
Q3 2022
|
Bhk Investment Advisors, LLC
|
BUY
|
- |
51+ 0.21% |
$623 - $734
|
24.2K
$388K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-38- 0.35% |
$464 - $547
|
11K
$176K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-238- 0.46% |
$2.91K - $3.42K
|
51.2K
$822K
|
|
|
Oct 24, 2022
Q3 2022
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-400- 1.07% |
$4.89K - $5.76K
|
37.1K
$596K
|
|
|
Nov 01, 2022
Q3 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-814- 1.03% |
$9.95K - $11.7K
|
77.9K
$1.25M
|
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-1.74K- 22.58% |
$21.2K - $25K
|
5.96K
$95.6K
|
|
|
Oct 14, 2022
Q3 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-2.05K- 1.18% |
$25K - $29.4K
|
172K
$2.75M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3K- 19.78% |
$36.7K - $43.2K
|
12.2K
$195K
|
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-3.99K- 26.28% |
$48.8K - $57.5K
|
11.2K
$180K
|
|
|
Sep 21, 2023
Q3 2022
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-4K- 11.23% |
$48.9K - $57.6K
|
31.6K
$507K
|
|
|
Nov 14, 2022
Q3 2022
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-4K- 11.23% |
$48.9K - $57.6K
|
31.6K
$507K
|
|
|
Nov 14, 2022
Q3 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-5K- 5.11% |
$61.1K - $72K
|
92.9K
$1.49M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-7.56K- 16.22% |
$92.4K - $109K
|
39K
$626K
|
|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
SELL
|
- |
-7.9K- 41.83% |
$96.5K - $114K
|
11K
$176K
|
|
|
Nov 14, 2022
Q3 2022
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-8K- 80.0% |
$97.8K - $115K
|
2K
$32.1K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-10.7K- 13.88% |
$131K - $155K
|
66.6K
$1.07M
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-11.6K- 5.79% |
$142K - $167K
|
189K
$3.03M
|
|
|
Nov 14, 2022
Q3 2022
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-11.8K- 35.86% |
$145K - $170K
|
21.2K
$340K
|
|
|
Oct 31, 2022
Q3 2022
|
Camelot Portfolios, LLC
|
SELL
|
- |
-12.1K- 15.86% |
$148K - $174K
|
64.2K
$1.03M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-18.4K- 3.21% |
$225K - $265K
|
555K
$8.91M
|