Purchases and Sales Made in Q3 2023 in Barings Global Short Duration High Yield Fund (BGH)
This table provides information about the institutional ownership of Barings Global Short Duration High Yield Fund (BGH) during Q3 2023. The information is specifically focused on institutions that hold shares of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
36.9K+ 70.37% |
$468K - $499K
|
89.2K
$1.38M
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
35.7KNew |
$453K - $484K
|
35.7K
$551K
|
|
Nov 14, 2023
Q3 2023
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
31.4K+ 81.52% |
$399K - $426K
|
70K
$1.08M
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
23.4K+ 15.39% |
$298K - $317K
|
176K
$2.71M
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
22K+ 4.47% |
$279K - $298K
|
514K
$7.93M
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
20K+ 2.85% |
$254K - $271K
|
721K
$11.1M
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
20K+ 6.51% |
$254K - $271K
|
327K
$5.05M
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
12.6KNew |
$160K - $171K
|
12.6K
$194K
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
12.1KNew |
$153K - $163K
|
12.1K
$186K
|
|
Nov 14, 2023
Q3 2023
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
11.7K+ 35.77% |
$148K - $158K
|
44.3K
$684K
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11.3KNew |
$143K - $152K
|
11.3K
$174K
|
|
Oct 10, 2023
Q3 2023
|
Ignite Planners, LLC
|
BUY
|
- |
10.3KNew |
$131K - $140K
|
10.3K
$159K
|
|
Nov 14, 2023
Q3 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
10.3KNew |
$130K - $139K
|
10.3K
$158K
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
BUY
|
- |
10.3KNew |
$130K - $139K
|
10.3K
$158K
|
|
Nov 07, 2023
Q3 2023
|
Tsp Capital Management Group, LLC
|
BUY
|
- |
9.23K+ 2.33% |
$117K - $125K
|
405K
$6.26M
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
8.42K+ 34.39% |
$107K - $114K
|
32.9K
$508K
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
4.93K+ 22.71% |
$62.6K - $66.8K
|
26.6K
$411K
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
4.52K+ 22.49% |
$57.4K - $61.3K
|
24.6K
$380K
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
4.05KNew |
$51.4K - $54.9K
|
4.05K
$62.5K
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
2.2KNew |
$27.9K - $29.8K
|
2.2K
$33.9K
|
|
Oct 12, 2023
Q3 2023
|
Rvw Wealth, LLC
|
BUY
|
- |
1.78KNew |
$22.5K - $24.1K
|
1.78K
$27.4K
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
943+ 1.35% |
$12K - $12.8K
|
71K
$1.1M
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
900+ 5.74% |
$11.4K - $12.2K
|
16.6K
$256K
|
|
Nov 13, 2023
Q3 2023
|
Barings LLC
|
BUY
|
- |
434+ 3.67% |
$5.51K - $5.88K
|
12.3K
$189K
|
|
Oct 17, 2023
Q3 2023
|
Mcrae Capital Management Inc
|
BUY
|
- |
331+ 1.7% |
$4.2K - $4.49K
|
19.8K
$306K
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
321+ 0.39% |
$4.08K - $4.35K
|
82.9K
$1.28M
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
212+ 1.94% |
$2.69K - $2.87K
|
11.2K
$172K
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
146New |
$1.85K - $1.98K
|
146
$2.25K
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
131+ 0.3% |
$1.66K - $1.78K
|
44.2K
$682K
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
113+ 0.89% |
$1.44K - $1.53K
|
12.8K
$198K
|
|
Nov 03, 2023
Q3 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
5+ 0.05% |
$63.5 - $67.8
|
10.9K
$169K
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 10, 2023
Q3 2023
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-113- 0.93% |
$1.44K - $1.53K
|
12.1K
$186K
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-1.38K- 0.43% |
$17.6K - $18.7K
|
317K
$4.89M
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-2.47K- 6.88% |
$31.3K - $33.4K
|
33.3K
$515K
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-5.69K- 0.95% |
$72.2K - $77.1K
|
593K
$9.14M
|
|
Nov 14, 2023
Q3 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-7.37K- 2.82% |
$93.6K - $99.9K
|
254K
$3.92M
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-9.01K- 29.13% |
$114K - $122K
|
21.9K
$338K
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-9.15K- 17.58% |
$116K - $124K
|
42.9K
$662K
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-13.6K- 22.5% |
$173K - $185K
|
46.9K
$724K
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-15K- 58.96% |
$191K - $204K
|
10.5K
$162K
|
|
Oct 20, 2023
Q3 2023
|
Camelot Portfolios, LLC
|
SELL
|
- |
-16.4K- 19.85% |
$208K - $222K
|
66.1K
$1.02M
|
|
Nov 14, 2023
Q3 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-25.3K- 4.49% |
$322K - $343K
|
539K
$8.32M
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-33.7K- 21.49% |
$428K - $457K
|
123K
$1.9M
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-42.4K- 11.98% |
$539K - $575K
|
312K
$4.81M
|
|
Oct 16, 2023
Q3 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-53K- 50.51% |
$673K - $718K
|
51.9K
$801K
|
|
Nov 14, 2023
Q3 2023
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-102K- 38.84% |
$1.29M - $1.38M
|
160K
$2.47M
|